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The company

Gladstone Investment Corporation - Business Development Company

GAIN · Nasdaq

FinancialsFunds, Shells & SPACs

GAIN stood above a rising 150-day average in 25 of the last 52 weekly readings, and has been out of that trend for the last 4 weeks. It is 6.6% below that average now. Financials: 49% of its 739 stocks in an uptrend (−4 points in four weeks).

SEC filings

Statistics

Rotation: not in the set
Weeks in an uptrend: out for 4
Insider buys, 12 months: $78K
Insider sales, 12 months: $0
Officials’ trades on record: 0
Institutions holding: 91 (+10)

In the rotation

Each square a week: lit when it closed above a rising 150-day average. 25 of 52 weeks.

22 Apr – 21 Oct

Money in and out

1 Nov 2024 – 1 Oct 2026

Open-market buys above the line and sales below, in dollars.

Congress and officials

No member of Congress or official has disclosed a trade in it.

Insiders

Buy orders, 12 months4

Sale orders, 12 months0

Buyers · sellers1 · 0

Who	Did	Shares	Traded
Taylor RitchieChief Financial Officer	bought	1,500at $16.20	18 Aug 2026filed 19 Aug 2026
Taylor RitchieChief Financial Officer	bought	160at $16.15	19 May 2026filed 19 May 2026
Taylor RitchieChief Financial Officer	bought	155at $16.10	19 May 2026filed 19 May 2026
Taylor RitchieChief Financial Officer	bought	150at $16.29	18 May 2026filed 19 May 2026
Taylor RitchieChief Financial Officer	bought	450at $16.50	15 May 2026filed 19 May 2026

Lines filed since 2 January 2026, newest first; every insider’s older lines are on their own page.

Institutions

Holders91+10 on the quarter

New · exited19 · 11

Reported value$95.6M

Quarter to 30 Jun 2026, against 31 Mar 2026; newest filing 31 Aug 2026.

Manager	Shares	Change
Melia Wealth LLCreduced · filed 17 Aug 2026	656,313$10.1M	-413,173−38.6%
UBS Group AGreduced · filed 13 Aug 2026	618,149$9.6M	-114,082−15.6%
TWO SIGMA INVESTMENTS, LPreduced · filed 14 Aug 2026	584,106$9.0M	-220,157−27.4%
MORGAN STANLEYadded · filed 13 Aug 2026	349,848$5.4M	+11,776+3.5%
Legal & General Group Plcadded · filed 14 Aug 2026	337,067$5.2M	+36,369+12.1%
PFG Advisorsreduced · filed 16 Jul 2026	236,628$3.7M	-78,702−25.0%
BlackRock, Inc.added · filed 7 Aug 2026	220,759$3.4M	+13,356+6.4%
OUTFITTERS FINANCIAL LLCreduced · filed 10 Aug 2026	203,370$3.1M	-1,750−0.9%
LPL Financial LLCreduced · filed 7 Aug 2026	185,176$2.9M	-2,262−1.2%
BLAIR WILLIAM & COreduced · filed 11 Aug 2026	143,679$2.2M	-2,075−1.4%

31 Mar 2023 – 30 Jun 2026

News

No headline names it lately.

Everyone who traded it

Taylor Ritchie Chief Financial Officer · last 18 Aug 20264 · 0

David A. R. Dullum President · last 10 Oct 202435 · 0

Rachael Z. Easton CFO and Treasurer · last 6 Nov 20234 · 0

Walter H. Wilkinson Director · last 6 Feb 20233 · 0

Jennifer A. Smith Chief Valuation Officer · last 19 Aug 20221 · 0

Terry Lee Brubaker Chief Operating Officer · last 23 Mar 202015 · 10

Julia Ryan Chief Financial Officer · last 20 Mar 20202 · 0

Michael Licalsi General Counsel and Secretary · last 16 Mar 20205 · 0

David Gladstone CEO · last 9 Sep 201913 · 0

Caren D. Merrick Director · last 1 Jun 20151 · 0

David Hibbert Watson CFO and Treasurer · last 9 Dec 20148 · 0

Paul W. Adelgren Director · last 14 Mar 20123 · 0

Same industry

No other stock in its industry this week.

Government contracts

No federal award is tied to it.

From its SEC filings

Cash conversionFY 2026 · to 31 Mar 2026-55.0%

Debt to equityFY 2026 · to 31 Mar 20260.84×

Share count trendFY 2026 · to 11 May 20260.0%

Cash and equivalentsFY 2026 · to 31 Mar 2026$2.4M

Analyst forecasts

No analyst forecasts yet.