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The company

Rand Capital Corporation - Closed End Fund

RAND · Nasdaq

FinancialsFunds, Shells & SPACs

RAND stood above a rising 150-day average in 0 of the last 52 weekly readings. It is 9.0% below that average now. Financials: 49% of its 739 stocks in an uptrend (−7 points in four weeks).

SEC filings

Statistics

Rotation: not in the set
Weeks in an uptrend: out for 52
Insider buys, 12 months: $0
Insider sales, 12 months: $0
Officials’ trades on record: 30
Institutions holding: 8 (+4)

In the rotation

Each square a week: lit when it closed above a rising 150-day average. 0 of 52 weeks.

21 Apr – 20 Oct

Money in and out

1 Nov 2024 – 1 Oct 2026

Open-market buys above the line and sales below, in dollars.

Congress and officials

30 disclosed lines: House 30, Senate 0, executive 0; 1 people.

Who	Did	Amount	Traded
Scott H. Peters House: U.S. House ClerkCA52	soldspouse	$1k–$15k	4 Aug 2020filed 13 Sep 2020
Scott H. Peters House: U.S. House ClerkCA52	soldspouse	$1k–$15k	3 Aug 2020filed 13 Sep 2020
Scott H. Peters House: U.S. House ClerkCA52	soldspouse	$1k–$15k	31 Jul 2020filed 13 Aug 2020
Scott H. Peters House: U.S. House ClerkCA52	soldspouse	$1k–$15k	30 Jul 2020filed 13 Aug 2020
Scott H. Peters House: U.S. House ClerkCA52	soldspouse	$1k–$15k	29 Jul 2020filed 13 Aug 2020
Scott H. Peters House: U.S. House ClerkCA52	soldspouse	$1k–$15k	28 Jul 2020filed 13 Aug 2020
Scott H. Peters House: U.S. House ClerkCA52	soldspouse	$1k–$15k	7 Jun 2019filed 14 Jul 2019
Scott H. Peters House: U.S. House ClerkCA52	soldspouse	$1k–$15k	4 Jun 2019filed 14 Jul 2019
Scott H. Peters House: U.S. House ClerkCA52	soldspouse	$1k–$15k	3 Jun 2019filed 14 Jul 2019
Scott H. Peters House: U.S. House ClerkCA52	soldspouse	$1k–$15k	28 May 2019filed 18 Jun 2019
Scott H. Peters House: U.S. House ClerkCA52	soldspouse	$15k–$50k	24 May 2019filed 18 Jun 2019
Scott H. Peters House: U.S. House ClerkCA52	sold	$1k–$15k	23 May 2019filed 18 Jun 2019

Insiders

Buy orders, 12 months0

Sale orders, 12 months0

Buyers · sellers0 · 0

No open-market buy or sale by its insiders on record.

Lines filed since 2 January 2026, newest first; every insider’s older lines are on their own page.

Institutions

Holders8+4 on the quarter

New · exited3 · 0

Reported value$487K

Quarter to 30 Jun 2026, against 31 Mar 2026; newest filing 31 Aug 2026.

Manager	Shares	Change
COURIER CAPITAL LLCunchanged · filed 16 Jul 2026	15,382$157K	00.0%
SHUFRO ROSE & CO LLCunchanged · filed 12 Aug 2026	14,000$143K	00.0%
WNY Asset Management, LLCnew · filed 17 Aug 2026	13,250$135K	+13,250
UBS Group AGnew · filed 13 Aug 2026	2,242$23K	+2,242
OSAIC HOLDINGS, INC.added · filed 14 Aug 2026	2,237$23K	+1,490+199.5%
Bullock Wealth Management Groupnew · filed 19 Aug 2026	642$6,574	+642
MORGAN STANLEYunchanged · filed 13 Aug 2026	1$18	00.0%

31 Mar 2023 – 30 Jun 2026

News

No headline names it lately.

Everyone who traded it

Adam Samuel Gusky Director · last 15 Sep 202544 · 0

Benjamin E. Godley Director · last 12 Mar 20246 · 0

Cari L. Jaroslawsky Director · last 13 Jun 20235 · 0

Daniel P. Penberthy President and CEO · last 16 May 20239 · 0

Robert M. Zak Director · last 10 May 20238 · 0

Erland E. Kailbourne Director · last 13 Mar 20237 · 0

East Asset Management, Llc 10% owner · last 13 Dec 202116 · 0

Scott H. Peters CA52 · last 4 Aug 20200 · 30

Reginald B. Newman II Director · last 27 Mar 20188 · 1

Utility Service Holding Co., Inc. 10% owner · last 7 Mar 201710 · 5

Allen F. Grum CEO · last 13 Dec 201613 · 0

Colmac Holdings Ltd 10% owner · last 13 Dec 20160 · 1

Same industry

No other stock in its industry this week.

Government contracts

No federal award is tied to it.

From its SEC filings

Earnings per share growthFY 2025 · to 30 Jun 2025-997%

Share count trendFY 2025 · to 5 Mar 20260.0%

Cash and equivalentsFY 2025 · to 31 Dec 2025$4.2M

Analyst forecasts

No analyst forecasts yet.