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Who

Adam M. Kleinman

CCO and Secretary

Company insider

Files Form 4 as: President, Great Elm Group; CCO and Secretary, Great Elm Capital; President and COO, Great Elm Capital Group.

In numbers

Trades disclosed
54
Buys
11
Sells
0
Bought
$567K
Sold
$0
Companies
3
Companies where not an officer
0
First trade
18 Sep 2017
Last trade
21 Sep 2026
Last filed
23 Sep 2026

Companies traded

Where they are an officer
GECC Great Elm CapitalOfficer · Funds, Shells & SPACs · last 21 Sep 20266 buys · 0 sells
GEG Great Elm GroupOfficer · Software · last 21 Sep 20260 buys · 0 sells
Great Elm Capital GroupOfficer · last 6 Aug 20195 buys · 0 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
101Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
21 Sep 2026filed 23 Sep 2026GEG Great Elm GroupSoftwareSEC FORM 4 Code A—40,104 at $0.00filing
21 Sep 2026filed 23 Sep 2026GEG Great Elm GroupSoftwareSEC FORM 4 Code F$37K17,367 at $2.15filing
21 Sep 2026filed 23 Sep 2026GEG Great Elm Groupoption or derivative · SoftwareSEC FORM 4 Code A—40,000 at $0.00filing
21 Sep 2026filed 23 Sep 2026GEG Great Elm Groupoption or derivative · SoftwareSEC FORM 4 Code A—40,000 at $0.00filing
21 Sep 2026filed 23 Sep 2026GEG Great Elm GroupSoftwareSEC FORM 4 Code A—40,104 at $0.00filing
21 Sep 2026filed 23 Sep 2026GEG Great Elm GroupSoftwareSEC FORM 4 Code F$37K17,367 at $2.15filing
21 Sep 2026filed 23 Sep 2026GECC Great Elm CapitalFunds, Shells & SPACsSEC FORM 4 Code A—15,292 at $0.00filing
21 Sep 2026filed 23 Sep 2026GECC Great Elm CapitalFunds, Shells & SPACsSEC FORM 4 Code A—791 at $0.00filing
21 Sep 2026filed 23 Sep 2026GECC Great Elm CapitalFunds, Shells & SPACsSEC FORM 4 Code F$19K3,451 at $5.37filing
21 Sep 2026filed 23 Sep 2026GECC Great Elm CapitalFunds, Shells & SPACsSEC FORM 4 Code A—15,292 at $0.00filing
21 Sep 2026filed 23 Sep 2026GECC Great Elm CapitalFunds, Shells & SPACsSEC FORM 4 Code A—791 at $0.00filing
21 Sep 2026filed 23 Sep 2026GECC Great Elm CapitalFunds, Shells & SPACsSEC FORM 4 Code F$19K3,451 at $5.37filing
23 Sep 2025filed 23 Sep 2025GEG Great Elm GroupSoftwareSEC FORM 4 Code F$51K18,313 at $2.80filing
23 Sep 2025filed 23 Sep 2025GECC Great Elm CapitalFunds, Shells & SPACsSEC FORM 4 Code F$16K1,361 at $11.43filing
19 Sep 2025filed 23 Sep 2025GEG Great Elm GroupSoftwareSEC FORM 4 Code A—22,977 at $0.00filing
19 Sep 2025filed 23 Sep 2025GECC Great Elm CapitalFunds, Shells & SPACsSEC FORM 4 Code A—5,458 at $0.00filing
19 Sep 2025filed 23 Sep 2025GECC Great Elm CapitalFunds, Shells & SPACsSEC FORM 4 Code A—156 at $0.00filing
24 Sep 2024filed 27 Sep 2024GECC Great Elm CapitalFunds, Shells & SPACsSEC FORM 4 Code J—2,093 at $0.00filing
24 Sep 2024filed 24 Sep 2024GECC Great Elm CapitalFunds, Shells & SPACsSEC FORM 4 Code J—2,093 at $0.00filing
20 Sep 2024filed 27 Sep 2024GECC Great Elm CapitalFunds, Shells & SPACsSEC FORM 4 Code J—6,194 at $0.00filing

News

Brookfield (NYSE:BN) & Great Elm Capital Group (NASDAQ:GECC) Head to Head ComparisonGECC · themarketsdaily.com · 8 Oct 2026

0 headlines in the last 90 days name Adam M. Kleinman; 1 article from the last 14 days about the 1 company they traded most, at most three about any one of them.

Sectors

Financials6
Not placed5

Buys in green, sells in red, by the company’s sector.

Related people

Keri DavisCFO · CFO at Great Elm Capital, filing Form 4 there in the last year
Jason W. ReeseDirector and Officer and 10% owner · Insider at Great Elm Group, filing Form 4 there in the last year
Great Elm Group, Inc.10% owner · 10% owner at Great Elm Capital, filing Form 4 there in the last year
Nichole MilzChief Operating Officer · Chief Operating Officer at Great Elm Group, filing Form 4 there in the last year
Northern Right Capital Management, L.P.10% owner and Other role · 10% owner and Other at Great Elm Group, filing Form 4 there in the last year