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Who

Alan N. Forman

Other role

Company insider

Files Form 4 as: EVP, General Counsel, Sec, BRC Group Holdings; Senior VP & Gen. Counsel, Str Holdings.

In numbers

Trades disclosed
49
Buys
2
Sells
2
Bought
$109K
Sold
$1.7M
Companies
2
Companies where not an officer
0
First trade
3 May 2010
Last trade
30 Jun 2026
Last filed
1 Jul 2026

Companies traded

Where they are an officer
RILY BRC Group HoldingsOfficer, Other · Capital Markets & Asset Management · last 30 Jun 20262 buys · 2 sells
Str HoldingsOfficer · last 6 Feb 20150 buys · 0 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
20Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
30 Jun 2026filed 1 Jul 2026RILY BRC Group HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code F$23K2,853 at $8.18filing
30 Jun 2026filed 1 Jul 2026RILY BRC Group HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code F$23K2,853 at $8.18filing
14 May 2026filed 15 May 2026RILY BRC Group HoldingsCapital Markets & Asset ManagementSEC FORM 4 Sold$680K79,445 at $8.56filing
14 May 2026filed 15 May 2026RILY BRC Group HoldingsCapital Markets & Asset ManagementSEC FORM 4 Sold$680K79,445 at $8.56filing
13 May 2026filed 15 May 2026RILY BRC Group HoldingsCapital Markets & Asset ManagementSEC FORM 4 Sold$176K20,555 at $8.58filing
13 May 2026filed 15 May 2026RILY BRC Group HoldingsCapital Markets & Asset ManagementSEC FORM 4 Sold$176K20,555 at $8.58filing
13 Apr 2026filed 15 Apr 2026RILY BRC Group HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code F$27K3,741 at $7.23filing
13 Apr 2026filed 15 Apr 2026RILY BRC Group HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code F$27K3,741 at $7.23filing
2 Jun 2025filed 4 Jun 2025RILY BRC Group HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code D$4,1881,373 at $3.05filing
14 Mar 2025filed 18 Mar 2025RILY BRC Group HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code D$43K10,376 at $4.16filing
31 May 2024filed 4 Jun 2024RILY BRC Group HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code F$25K988 at $24.81filing
4 Mar 2024filed 6 Mar 2024RILY BRC Group HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A—23,739 at $0.00filing
2 Jun 2023filed 6 Jun 2023RILY BRC Group HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code F$51K1,404 at $36.43filing
24 May 2023filed 26 May 2023RILY BRC Group HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code F$87K2,353 at $36.83filing
24 Feb 2023filed 28 Feb 2023RILY BRC Group HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A—7,384 at $0.00filing
8 Feb 2023filed 10 Feb 2023RILY BRC Group Holdingsoption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code M—30,000 at $0.00filing
8 Feb 2023filed 10 Feb 2023RILY BRC Group HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code M—30,000filing
2 Jun 2022filed 3 Jun 2022RILY BRC Group HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code F$38K703 at $54.07filing
24 May 2022filed 26 May 2022RILY BRC Group HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A—4,119 at $0.00filing
24 May 2022filed 26 May 2022RILY BRC Group HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code F$225K4,536 at $49.56filing

News

Analyzing Chindata Group (NASDAQ:CD) and B. Riley Financial (NASDAQ:RILY)RILY · tickerreport.com · 10 Oct 2026

0 headlines in the last 90 days name Alan N. Forman; 1 article from the last 14 days about the 1 company they traded most, at most three about any one of them.

Sectors

Financials4

Buys in green, sells in red, by the company’s sector.

Related people

Thomas J. /adv KelleherCo-CEO · Co-CEO at BRC Group Holdings, filing Form 4 there in the last year
Bryant R. RileyChairman and Co-CEO · Chairman and Co-CEO at BRC Group Holdings, filing Form 4 there in the last year
Howard WeitzmanSVP, Chief Accounting Officer · SVP, Chief Accounting Officer at BRC Group Holdings, filing Form 4 there in the last year
Renee E. LabranDirector · Director at BRC Group Holdings, filing Form 4 there in the last year
Agostino Robert P. DDirector · Director at BRC Group Holdings, filing Form 4 there in the last year