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Who

Alan Rappaport

Director

Company insider

Files Form 4 as: Director, Victory Capital Holdings; Director, PIMCO Dynamic Income Fund; Director, PIMCO Dynamic Income Strategy Fund; Director, Pimco Municipal Income Fund II; Director, Pimco Municipal Income Fund III; Director, PIMCO Access Income Fund; Director, PIMCO Dynamic Income Opportunities Fund; Director, PIMCO Dynamic Credit & Mortgage Income Fund.

In numbers

Trades disclosed
78
Buys
28
Sells
0
Bought
$844K
Sold
$0
Companies
19
Companies where not an officer
19
First trade
7 Sep 2010
Last trade
12 Oct 2026
Last filed
14 Oct 2026

Companies traded

Everywhere else they filed: board seats, 10% stakes, other companies
VCTR Victory Capital HoldingsDirector · Capital Markets & Asset Management · last 12 Oct 20262 buys · 0 sells
PDI PIMCO Dynamic Income FundDirector · Funds, Shells & SPACs · last 24 Sep 20261 buy · 0 sells
PDX PIMCO Dynamic Income Strategy FundDirector · Funds, Shells & SPACs · last 8 Jan 20262 buys · 0 sells
PML Pimco Municipal Income Fund IIDirector · Funds, Shells & SPACs · last 8 Dec 20252 buys · 0 sells
Pimco Municipal Income Fund IIIDirector · last 1 Aug 20251 buy · 0 sells
PAXS PIMCO Access Income FundDirector · Funds, Shells & SPACs · last 14 Nov 20232 buys · 0 sells
PDO PIMCO Dynamic Income Opportunities FundDirector · Funds, Shells & SPACs · last 14 Nov 20232 buys · 0 sells
PIMCO Dynamic Credit & Mortgage Income FundDirector · last 10 Dec 20212 buys · 0 sells
PIMCO Income Opportunity FundDirector · last 10 Dec 20211 buy · 0 sells
Virtus AllianzGI Convertible & Income 2024 Target Term FundDirector · last 27 Apr 20212 buys · 0 sells
NCV Virtus Convertible & Income FundDirector · Funds, Shells & SPACs · last 27 Apr 20212 buys · 0 sells
NCZ Virtus Convertible & Income Fund IIDirector · Funds, Shells & SPACs · last 27 Apr 20212 buys · 0 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
01Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
12 Oct 2026filed 14 Oct 2026VCTR Victory Capital HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A$66K597 at $110.95filing
24 Sep 2026filed 28 Sep 2026PDI PIMCO Dynamic Income FundFunds, Shells & SPACsSEC FORM 4 Bought$76K5,500 at $13.76filing
24 Sep 2026filed 28 Sep 2026PDI PIMCO Dynamic Income FundFunds, Shells & SPACsSEC FORM 4 Bought$76K5,500 at $13.76filing
10 Jul 2026filed 14 Jul 2026VCTR Victory Capital HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A$66K718 at $92.24filing
10 Jul 2026filed 14 Jul 2026VCTR Victory Capital HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A$66K718 at $92.24filing
10 Apr 2026filed 14 Apr 2026VCTR Victory Capital HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A$66K977 at $67.79filing
10 Apr 2026filed 14 Apr 2026VCTR Victory Capital HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A$66K977 at $67.79filing
12 Jan 2026filed 14 Jan 2026VCTR Victory Capital HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A$66K961 at $68.93filing
12 Jan 2026filed 14 Jan 2026VCTR Victory Capital HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A$66K961 at $68.93filing
8 Jan 2026filed 12 Jan 2026PDX PIMCO Dynamic Income Strategy FundFunds, Shells & SPACsSEC FORM 4 Bought$38K2,000 at $18.97filing
8 Jan 2026filed 12 Jan 2026PDX PIMCO Dynamic Income Strategy FundFunds, Shells & SPACsSEC FORM 4 Bought$38K2,000 at $18.97filing
8 Dec 2025filed 10 Dec 2025PML Pimco Municipal Income Fund IIFunds, Shells & SPACsSEC FORM 4 Bought$22K2,819 at $7.66filing
10 Oct 2025filed 14 Oct 2025VCTR Victory Capital HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A$66K1,004 at $65.98filing
1 Aug 2025filed 5 Aug 2025Pimco Municipal Income Fund IIISEC FORM 4 Code D—4,000filing
1 Aug 2025filed 5 Aug 2025PML Pimco Municipal Income Fund IIFunds, Shells & SPACsSEC FORM 4 Code A—3,682filing
10 Jul 2025filed 14 Jul 2025VCTR Victory Capital HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A$66K1,000 at $66.24filing
10 Apr 2025filed 14 Apr 2025VCTR Victory Capital HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A$66K1,225 at $54.06filing
10 Jan 2025filed 14 Jan 2025VCTR Victory Capital HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A$52K855 at $61.36filing
10 Oct 2024filed 15 Oct 2024VCTR Victory Capital HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A$52K916 at $57.30filing
10 Jul 2024filed 12 Jul 2024VCTR Victory Capital HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A$52K1,093 at $48.00filing

News

A PDI Cut Is Priced In Already (NYSE:PDI)PDI · seekingalpha.com · 15 Oct 2026PIMCO Dynamic Income Fund (NYSE:PDI) Stock Short Interest Report for SeptemberPDI · themarketsdaily.com · 10 Oct 2026

0 headlines in the last 90 days name Alan Rappaport; 2 articles from the last 14 days about the 3 companies they traded most, at most three about any one of them.

Sectors

Financials22
Not placed6

Buys in green, sells in red, by the company’s sector.

Related people

Saba Capital Management, L.P.10% owner · 10% owner at PIMCO Dynamic Income Strategy Fund, filing Form 4 there in the last year
Mary M. JacksonDirector · Director at Victory Capital Holdings, filing Form 4 there in the last year
Richard M. DemartiniDirector · Director at Victory Capital Holdings, filing Form 4 there in the last year
Karin Hirtler-GarveyDirector · Director at Victory Capital Holdings, filing Form 4 there in the last year
Crestview Partners II GP, L.P.Director · Director at Victory Capital Holdings, filing Form 4 there in the last year
Connie D. McDanielDirector · Also traded NCZ, NCV, NIE and 1 more in the last 90 days
Justin KassOther role · Also traded AIO and ACV in the last 90 days
David C. FlattumDirector · Also traded PDI in the last 90 days