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Who

Alexander C. Frank

Director

Company insider

Files Form 4 as: Director, Sunrise Realty Trust; Director, Advanced Flower Capital; COO & CFO, Fifth Street Asset Management; Chief Financial Officer, Fifth Street Senior Floating Rate; Chief Financial Officer, Oaktree Specialty Lending.

In numbers

Trades disclosed
30
Buys
5
Sells
0
Bought
$191K
Sold
$0
Companies
5
Companies where not an officer
2
First trade
21 Sep 2011
Last trade
19 Feb 2026
Last filed
23 Feb 2026

Companies traded

Where they are an officer
Fifth Street Asset ManagementDirector, Officer · last 17 Oct 20170 buys · 0 sells
Fifth Street Senior Floating RateDirector, Officer · last 11 Dec 20142 buys · 0 sells
OCSL Oaktree Specialty LendingOfficer · Funds, Shells & SPACs · last 21 Sep 20111 buy · 0 sells
Everywhere else they filed: board seats, 10% stakes, other companies
SUNS Sunrise Realty TrustDirector · REITs · last 19 Feb 20262 buys · 0 sells
AFCG Advanced Flower CapitalDirector · Consumer & Specialty Finance · last 20 Nov 20250 buys · 0 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
01Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
19 Feb 2026filed 23 Feb 2026SUNS Sunrise Realty TrustREITsSEC FORM 4 Code A$10K1,071 at $9.34filing
19 Feb 2026filed 23 Feb 2026SUNS Sunrise Realty TrustREITsSEC FORM 4 Code A$10K1,071 at $9.34filing
20 Nov 2025filed 21 Nov 2025AFCG Advanced Flower CapitalConsumer & Specialty FinanceSEC FORM 4 Code A$15K5,474 at $2.74filing
15 Jul 2025filed 13 Feb 2026SUNS Sunrise Realty TrustREITsSEC FORM 4 Code L$1,366124.55 at $10.97filing
15 Apr 2025filed 13 Feb 2026SUNS Sunrise Realty TrustREITsSEC FORM 4 Code L$1,321152.51 at $8.66filing
7 Mar 2025filed 10 Mar 2025SUNS Sunrise Realty TrustREITsSEC FORM 4 Bought$50K4,400 at $11.30filing
25 Feb 2025filed 27 Feb 2025AFCG Advanced Flower CapitalConsumer & Specialty FinanceSEC FORM 4 Code A$15K1,792 at $8.37filing
19 Dec 2024filed 23 Dec 2024SUNS Sunrise Realty TrustREITsSEC FORM 4 Code A$10K761 at $13.15filing
10 Jul 2024filed 12 Jul 2024SUNS Sunrise Realty TrustREITsSEC FORM 4 Bought$11K1,000 at $10.90filing
24 Jan 2024filed 25 Jan 2024AFCG Advanced Flower CapitalConsumer & Specialty FinanceSEC FORM 4 Code A$15K1,282 at $11.70filing
3 Jan 2023filed 5 Jan 2023AFCG Advanced Flower CapitalConsumer & Specialty FinanceSEC FORM 4 Code A$15K963 at $15.57filing
11 Jan 2022filed 13 Jan 2022AFCG Advanced Flower Capitaloption or derivative · Consumer & Specialty FinanceSEC FORM 4 Code A—5,000 at $0.00filing
23 Mar 2021filed 25 Mar 2021AFCG Advanced Flower Capitaloption or derivative · Consumer & Specialty FinanceSEC FORM 4 Code A—700 at $0.00filing
17 Oct 2017filed 19 Oct 2017Fifth Street Asset ManagementSEC FORM 4 Code M—76,366filing
17 Oct 2017filed 19 Oct 2017Fifth Street Asset ManagementSEC FORM 4 Code F$141K35,685 at $3.95filing
17 Oct 2017filed 19 Oct 2017Fifth Street Asset Managementoption or derivativeSEC FORM 4 Code M—76,366 at $0.00filing
16 Oct 2017filed 18 Oct 2017Fifth Street Asset ManagementSEC FORM 4 Code M—72,700filing
16 Oct 2017filed 18 Oct 2017Fifth Street Asset Managementoption or derivativeSEC FORM 4 Code M—72,700 at $0.00filing
3 Oct 2017filed 18 Oct 2017Fifth Street Asset ManagementSEC FORM 4 Code M—52,317filing
3 Oct 2017filed 18 Oct 2017Fifth Street Asset ManagementSEC FORM 4 Code F$95K24,457 at $3.90filing

Sectors

Real Estate2
Financials1
Not placed2

Buys in green, sells in red, by the company’s sector.

Related people

Armen PanossianOfficer · Officer at Oaktree Specialty Lending, filing Form 4 there in the last year
Phyllis R. CaldwellDirector · Director at Oaktree Specialty Lending, filing Form 4 there in the last year
Deborah Ann GeroDirector · Director at Oaktree Specialty Lending, filing Form 4 there in the last year
Leonard M. TannenbaumDirector and 10% owner · Also traded SUNS in the last 90 days
Brandon HetzelCFO and Treasurer · Also traded SUNS in the last 90 days