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AL

Allen Li

Insider · Other role · GBAB

Allen Li files insider transactions with the SEC as an other role of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust. We hold 1 disclosed purchase or sale filed since 4 January 2011, 1 of them in the last 90 days.

  • Files forGBAB
  • Disclosed buys and sells1 in all, 1 in the last 90 days
  • Last disclosure9 September 2026

Positions held

1 post we hold — a term names its own dates; a run of filings only says when they filed
  • Filed 29 December 2010 — 8 September 2026Other role · Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust 16 Form 4 lines · source: SEC Form 4

Every transaction

16 transactions from SEC Form 4 — one row each, sort any column, open a row for the filing
16 of 16 shown
8 Sep 20269 Sep 2026SEC Form 41 dbought on the open marketGuggenheim Taxable Municipal Bond & Investment Grade Debt Trust1,000 shares——
28 Mar 201431 Mar 2014SEC Form 43 dsold on the open marketGuggenheim Build America Bonds Managed Duration Trust2,900 shares——
19 Aug 201319 Aug 2013SEC Form 40 dbought on the open marketGuggenheim Build America Bonds Managed Duration Trust490 shares——
30 Jul 201330 Jul 2013SEC Form 40 dbought on the open marketGuggenheim Build America Bonds Managed Duration Trust300 shares——
5 Jul 20138 Jul 2013SEC Form 43 dbought on the open marketGuggenheim Build America Bonds Managed Duration Trust210 shares——
13 Jun 201313 Jun 2013SEC Form 40 dbought on the open marketGuggenheim Build America Bonds Managed Duration Trust400 shares——
18 Apr 201319 Apr 2013SEC Form 41 dbought on the open marketGuggenheim Build America Bonds Managed Duration Trust435 shares——
4 Apr 20134 Apr 2013SEC Form 40 dbought on the open marketGuggenheim Build America Bonds Managed Duration Trust55 shares——
4 Apr 20134 Apr 2013SEC Form 40 dbought on the open marketGuggenheim Build America Bonds Managed Duration Trust500 shares——
29 May 201230 May 2012SEC Form 41 dsold on the open marketGuggenheim Build America Bonds Managed Duration Trust190 shares——
29 May 201230 May 2012SEC Form 41 dsold on the open marketGuggenheim Build America Bonds Managed Duration Trust1,800 shares——
2 Nov 20112 Nov 2011SEC Form 40 dbought on the open marketGuggenheim Build America Bonds Managed Duration Trust500 shares——
13 Apr 201113 Apr 2011SEC Form 40 dbought on the open marketGuggenheim Build America Bonds Managed Duration Trust1,000 shares——
22 Mar 201122 Mar 2011SEC Form 40 dbought on the open marketGuggenheim Build America Bonds Managed Duration Trust595 shares——
31 Dec 20104 Jan 2011SEC Form 44 dbought on the open marketGuggenheim Build America Bonds Managed Duration Trust101 shares——
29 Dec 20104 Jan 2011SEC Form 46 dbought on the open marketGuggenheim Build America Bonds Managed Duration Trust204 shares——

Both percentages are the stock’s move, not Allen Li’s return: a disclosure gives a band, never an amount, so nobody can say how much was bought or what it made. They run to the last close we hold — 10 Sep 2026, except where a name has since delisted, when the row names its own last session. We publish no close, no volume and no dollar figure behind them. 0 of the 16 rows shown carry a percentage; the rest are dashes with the reason on the row.

Positions come from the unitedstates/congress-legislators roster, the Office of Government Ethics and the SEC’s Form 4 index. Every disclosed line names its own source and links the document the government published; we print what the filing says and never a price we did not read from it. Headlines and links come from the GDELT Global Knowledge Graph — the story stays with the publisher. The portrait, where we have one, is the public-domain Congressional Bioguide photograph.

Some filings reach us as photographs of paper rather than as a form we can read as text. Those are shown here only once they have been read and checked, so this page can hold fewer lines than the filings behind it contain. The link on every row opens the original document, which is always the full record.