Follow the people · Insider
Ann M. Kappler
Ann M. Kappler files insider transactions with the SEC as an evp and general counsel of Prudential Financial (PRU). We hold 2 disclosed purchases and sales filed since 5 January 2006, 1 of them in the last 90 days.
- Files forPRU
- Disclosed buys and sells2 in all, 1 in the last 90 days
- Last disclosure18 August 2026
Positions held
2 posts we hold — a term names its own dates; a run of filings only says when they filed- Filed 9 February 2021 — 14 August 2026EVP and General Counsel · Prudential Financial (PRU)97 Form 4 lines · source: SEC Form 4
- Filed 3 January 2006 — 3 January 2006EVP & General Counsel · Federal National Mortgage Association Fannie Mae (FNM)1 Form 4 line · source: SEC Form 4
Everything they disclosed
98 entries, newest first — one per disclosure report, one per Form 4 line- ▼ sold on the open market 7,652 shares of Prudential FinancialSEC Form 418 August 2026Common Stock · traded 14 August 2026 · filed 18 August 2026
- ▼ sold on the open market 13,580 shares of Prudential FinancialSEC Form 418 May 2026Common Stock · traded 14 May 2026 · filed 18 May 2026
- exercised options over 2,220 shares of Prudential FinancialSEC Form 43 March 2026Common Stock · traded 28 February 2026 · filed 3 March 2026
- had shares withheld for tax on 1,034 shares of Prudential FinancialSEC Form 43 March 2026Common Stock · traded 28 February 2026 · filed 3 March 2026
- exercised options over 2,502 shares of Prudential FinancialSEC Form 43 March 2026Common Stock · traded 28 February 2026 · filed 3 March 2026
- exercised options over 2,220 shares of Prudential Financial (a derivative holding)SEC Form 43 March 20262023 Restricted Stock Units · traded 28 February 2026 · filed 3 March 2026
- exercised options over 2,502 shares of Prudential Financial (a derivative holding)SEC Form 43 March 20262024 Restricted Stock Units · traded 28 February 2026 · filed 3 March 2026
- exercised options over 2,349 shares of Prudential Financial (a derivative holding)SEC Form 43 March 20262025 Restricted Stock Units · traded 28 February 2026 · filed 3 March 2026
- had shares withheld for tax on 1,165 shares of Prudential FinancialSEC Form 43 March 2026Common Stock · traded 28 February 2026 · filed 3 March 2026
- exercised options over 2,349 shares of Prudential FinancialSEC Form 43 March 2026Common Stock · traded 28 February 2026 · filed 3 March 2026
- had shares withheld for tax on 1,098 shares of Prudential FinancialSEC Form 43 March 2026Common Stock · traded 28 February 2026 · filed 3 March 2026
- exercised options over 2,220 shares of Prudential Financial (a derivative holding)SEC Form 43 March 20262023 Restricted Stock Units · traded 28 February 2026 · filed 3 March 2026
- exercised options over 2,502 shares of Prudential Financial (a derivative holding)SEC Form 43 March 20262024 Restricted Stock Units · traded 28 February 2026 · filed 3 March 2026
- exercised options over 2,220 shares of Prudential FinancialSEC Form 43 March 2026Common Stock · traded 28 February 2026 · filed 3 March 2026
- had shares withheld for tax on 1,034 shares of Prudential FinancialSEC Form 43 March 2026Common Stock · traded 28 February 2026 · filed 3 March 2026
- exercised options over 2,502 shares of Prudential FinancialSEC Form 43 March 2026Common Stock · traded 28 February 2026 · filed 3 March 2026
- had shares withheld for tax on 1,165 shares of Prudential FinancialSEC Form 43 March 2026Common Stock · traded 28 February 2026 · filed 3 March 2026
- exercised options over 2,349 shares of Prudential FinancialSEC Form 43 March 2026Common Stock · traded 28 February 2026 · filed 3 March 2026
- had shares withheld for tax on 1,098 shares of Prudential FinancialSEC Form 43 March 2026Common Stock · traded 28 February 2026 · filed 3 March 2026
- exercised options over 2,349 shares of Prudential Financial (a derivative holding)SEC Form 43 March 20262025 Restricted Stock Units · traded 28 February 2026 · filed 3 March 2026
- exercised options over 17,636 shares of Prudential FinancialSEC Form 411 February 2026Common Stock · traded 9 February 2026 · filed 11 February 2026
- had shares withheld for tax on 7,277 shares of Prudential FinancialSEC Form 411 February 2026Common Stock · traded 9 February 2026 · filed 11 February 2026
- was granted 8,244 shares of Prudential Financial (a derivative holding)SEC Form 411 February 20262026 Restricted Stock Units · traded 9 February 2026 · filed 11 February 2026
- was granted 8,244 shares of Prudential Financial (a derivative holding)SEC Form 411 February 20262026 Restricted Stock Units · traded 9 February 2026 · filed 11 February 2026
- was granted 24,731 shares of Prudential Financial (a derivative holding)SEC Form 411 February 20262026 Performance Shares · traded 9 February 2026 · filed 11 February 2026
- exercised options over 19,972 shares of Prudential Financial (a derivative holding)SEC Form 411 February 20262023 Performance Shares · traded 9 February 2026 · filed 11 February 2026
- was granted 24,731 shares of Prudential Financial (a derivative holding)SEC Form 411 February 20262026 Performance Shares · traded 9 February 2026 · filed 11 February 2026
- exercised options over 19,972 shares of Prudential Financial (a derivative holding)SEC Form 411 February 20262023 Performance Shares · traded 9 February 2026 · filed 11 February 2026
- exercised options over 17,636 shares of Prudential FinancialSEC Form 411 February 2026Common Stock · traded 9 February 2026 · filed 11 February 2026
- had shares withheld for tax on 7,277 shares of Prudential FinancialSEC Form 411 February 2026Common Stock · traded 9 February 2026 · filed 11 February 2026
- ▼ sold on the open market 4,000 shares of Prudential FinancialSEC Form 43 September 2025Common Stock · traded 29 August 2025 · filed 3 September 2025
- exercised options over 1,649 shares of Prudential Financial (a derivative holding)SEC Form 44 March 20252022 Restricted Stock Units · traded 28 February 2025 · filed 4 March 2025
- exercised options over 2,219 shares of Prudential Financial (a derivative holding)SEC Form 44 March 20252023 Restricted Stock Units · traded 28 February 2025 · filed 4 March 2025
- exercised options over 2,502 shares of Prudential Financial (a derivative holding)SEC Form 44 March 20252024 Restricted Stock Units · traded 28 February 2025 · filed 4 March 2025
- exercised options over 1,649 shares of Prudential FinancialSEC Form 44 March 2025Common Stock · traded 28 February 2025 · filed 4 March 2025
- had shares withheld for tax on 757 shares of Prudential FinancialSEC Form 44 March 2025Common Stock · traded 28 February 2025 · filed 4 March 2025
- exercised options over 2,219 shares of Prudential FinancialSEC Form 44 March 2025Common Stock · traded 28 February 2025 · filed 4 March 2025
- had shares withheld for tax on 1,019 shares of Prudential FinancialSEC Form 44 March 2025Common Stock · traded 28 February 2025 · filed 4 March 2025
- exercised options over 2,502 shares of Prudential FinancialSEC Form 44 March 2025Common Stock · traded 28 February 2025 · filed 4 March 2025
- had shares withheld for tax on 1,156 shares of Prudential FinancialSEC Form 44 March 2025Common Stock · traded 28 February 2025 · filed 4 March 2025
- was granted 7,048 shares of Prudential Financial (a derivative holding)SEC Form 412 February 20252025 Restricted Stock Units · traded 10 February 2025 · filed 12 February 2025
- was granted 21,144 shares of Prudential Financial (a derivative holding)SEC Form 412 February 20252025 Performance Shares · traded 10 February 2025 · filed 12 February 2025
- exercised options over 14,836 shares of Prudential Financial (a derivative holding)SEC Form 412 February 20252022 Performance Shares · traded 10 February 2025 · filed 12 February 2025
- exercised options over 12,092 shares of Prudential FinancialSEC Form 412 February 2025Common Stock · traded 10 February 2025 · filed 12 February 2025
- had shares withheld for tax on 4,559 shares of Prudential FinancialSEC Form 412 February 2025Common Stock · traded 10 February 2025 · filed 12 February 2025
- ▼ sold on the open market 2,839 shares of Prudential FinancialSEC Form 422 August 2024Common Stock · traded 21 August 2024 · filed 22 August 2024
- ▼ sold on the open market 10,067 shares of Prudential FinancialSEC Form 413 March 2024Common Stock · traded 11 March 2024 · filed 13 March 2024
- exercised options over 1,791 shares of Prudential Financial (a derivative holding)SEC Form 44 March 20242021 Restricted Stock Units · traded 29 February 2024 · filed 4 March 2024
- exercised options over 1,649 shares of Prudential Financial (a derivative holding)SEC Form 44 March 20242022 Restricted Stock Units · traded 29 February 2024 · filed 4 March 2024
- exercised options over 2,219 shares of Prudential Financial (a derivative holding)SEC Form 44 March 20242023 Restricted Stock Units · traded 29 February 2024 · filed 4 March 2024
- exercised options over 1,791 shares of Prudential FinancialSEC Form 44 March 2024Common Stock · traded 29 February 2024 · filed 4 March 2024
- had shares withheld for tax on 823 shares of Prudential FinancialSEC Form 44 March 2024Common Stock · traded 29 February 2024 · filed 4 March 2024
- exercised options over 1,649 shares of Prudential FinancialSEC Form 44 March 2024Common Stock · traded 29 February 2024 · filed 4 March 2024
- had shares withheld for tax on 757 shares of Prudential FinancialSEC Form 44 March 2024Common Stock · traded 29 February 2024 · filed 4 March 2024
- exercised options over 2,219 shares of Prudential FinancialSEC Form 44 March 2024Common Stock · traded 29 February 2024 · filed 4 March 2024
- had shares withheld for tax on 1,019 shares of Prudential FinancialSEC Form 44 March 2024Common Stock · traded 29 February 2024 · filed 4 March 2024
- exercised options over 1,070 shares of Prudential Financial (a derivative holding)SEC Form 41 March 202410/13/15 Employee Stock Option (Right to Buy) · traded 28 February 2024 · filed 1 March 2024
- exercised options over 6,941 shares of Prudential Financial (a derivative holding)SEC Form 41 March 20242016 Employee Stock Option (Right to Buy) · traded 28 February 2024 · filed 1 March 2024
- exercised options over 1,070 shares of Prudential FinancialSEC Form 41 March 2024Common Stock · traded 28 February 2024 · filed 1 March 2024
- exercised options over 6,941 shares of Prudential FinancialSEC Form 41 March 2024Common Stock · traded 28 February 2024 · filed 1 March 2024
- ▼ sold on the open market 7,222 shares of Prudential FinancialSEC Form 41 March 2024Common Stock · traded 28 February 2024 · filed 1 March 2024
- was granted 7,507 shares of Prudential Financial (a derivative holding)SEC Form 415 February 20242024 Restricted Stock Units · traded 13 February 2024 · filed 15 February 2024
- was granted 22,520 shares of Prudential Financial (a derivative holding)SEC Form 415 February 20242024 Performance Shares · traded 13 February 2024 · filed 15 February 2024
- exercised options over 16,119 shares of Prudential Financial (a derivative holding)SEC Form 415 February 20242021 Performance Shares · traded 13 February 2024 · filed 15 February 2024
- exercised options over 15,281 shares of Prudential FinancialSEC Form 415 February 2024Common Stock · traded 13 February 2024 · filed 15 February 2024
- had shares withheld for tax on 6,031 shares of Prudential FinancialSEC Form 415 February 2024Common Stock · traded 13 February 2024 · filed 15 February 2024
- exercised options over 1,791 shares of Prudential Financial (a derivative holding)SEC Form 42 March 20232021 Restricted Stock Units · traded 28 February 2023 · filed 2 March 2023
- exercised options over 1,648 shares of Prudential Financial (a derivative holding)SEC Form 42 March 20232022 Restricted Stock Units · traded 28 February 2023 · filed 2 March 2023
- exercised options over 1,791 shares of Prudential FinancialSEC Form 42 March 2023Common Stock · traded 28 February 2023 · filed 2 March 2023
- had shares withheld for tax on 553 shares of Prudential FinancialSEC Form 42 March 2023Common Stock · traded 28 February 2023 · filed 2 March 2023
- exercised options over 1,648 shares of Prudential FinancialSEC Form 42 March 2023Common Stock · traded 28 February 2023 · filed 2 March 2023
- had shares withheld for tax on 508 shares of Prudential FinancialSEC Form 42 March 2023Common Stock · traded 28 February 2023 · filed 2 March 2023
- was granted 6,658 shares of Prudential Financial (a derivative holding)SEC Form 416 February 20232023 Restricted Stock Units · traded 14 February 2023 · filed 16 February 2023
- was granted 19,972 shares of Prudential Financial (a derivative holding)SEC Form 416 February 20232023 Performance Shares · traded 14 February 2023 · filed 16 February 2023
- exercised options over 3,756 shares of Prudential Financial (a derivative holding)SEC Form 416 February 20232020 Performance Share · traded 14 February 2023 · filed 16 February 2023
- exercised options over 3,373 shares of Prudential FinancialSEC Form 416 February 2023Common Stock · traded 14 February 2023 · filed 16 February 2023
- had shares withheld for tax on 1,188 shares of Prudential FinancialSEC Form 416 February 2023Common Stock · traded 14 February 2023 · filed 16 February 2023
- exercised options over 223 shares of Prudential Financial (a derivative holding)SEC Form 423 November 20222014 Employee Stock Option (Right to Buy) · traded 22 November 2022 · filed 23 November 2022
- exercised options over 1,516 shares of Prudential Financial (a derivative holding)SEC Form 423 November 20222015 Employee Stock Option (Right to Buy) · traded 22 November 2022 · filed 23 November 2022
- ▼ sold on the open market 1,870 shares of Prudential FinancialSEC Form 423 November 2022Common Stock · traded 22 November 2022 · filed 23 November 2022
- exercised options over 223 shares of Prudential FinancialSEC Form 423 November 2022Common Stock · traded 22 November 2022 · filed 23 November 2022
- ▼ sold on the open market 223 shares of Prudential FinancialSEC Form 423 November 2022Common Stock · traded 22 November 2022 · filed 23 November 2022
- exercised options over 1,516 shares of Prudential FinancialSEC Form 423 November 2022Common Stock · traded 22 November 2022 · filed 23 November 2022
- ▼ sold on the open market 1,516 shares of Prudential FinancialSEC Form 423 November 2022Common Stock · traded 22 November 2022 · filed 23 November 2022
- exercised options over 1,791 shares of Prudential Financial (a derivative holding)SEC Form 42 March 20222021 Restricted Stock Units · traded 28 February 2022 · filed 2 March 2022
- exercised options over 1,791 shares of Prudential FinancialSEC Form 42 March 2022Common Stock · traded 28 February 2022 · filed 2 March 2022
- had shares withheld for tax on 498 shares of Prudential FinancialSEC Form 42 March 2022Common Stock · traded 28 February 2022 · filed 2 March 2022
- was granted 4,946 shares of Prudential Financial (a derivative holding)SEC Form 410 February 20222022 Restricted Stock Units · traded 8 February 2022 · filed 10 February 2022
- was granted 14,836 shares of Prudential Financial (a derivative holding)SEC Form 410 February 20222022 Performance Shares · traded 8 February 2022 · filed 10 February 2022
- exercised options over 3,536 shares of Prudential Financial (a derivative holding)SEC Form 410 February 20222019 Performance Shares · traded 8 February 2022 · filed 10 February 2022
- exercised options over 3,314 shares of Prudential FinancialSEC Form 410 February 2022Common Stock · traded 8 February 2022 · filed 10 February 2022
- had shares withheld for tax on 980 shares of Prudential FinancialSEC Form 410 February 2022Common Stock · traded 8 February 2022 · filed 10 February 2022
- exercised options over 2,882 shares of Prudential FinancialSEC Form 411 February 2021Common Stock · traded 9 February 2021 · filed 11 February 2021
- had shares withheld for tax on 1,019 shares of Prudential FinancialSEC Form 411 February 2021Common Stock · traded 9 February 2021 · filed 11 February 2021
- was granted 5,373 shares of Prudential Financial (a derivative holding)SEC Form 411 February 20212021 Restricted Stock Units · traded 9 February 2021 · filed 11 February 2021
- was granted 16,119 shares of Prudential Financial (a derivative holding)SEC Form 411 February 20212021 Performance Shares · traded 9 February 2021 · filed 11 February 2021
- exercised options over 1,354 shares of Prudential Financial (a derivative holding)SEC Form 411 February 20212018 Performance Shares · traded 9 February 2021 · filed 11 February 2021
- had shares withheld for tax on 12,645 shares of Federal National Mortgage Association Fannie MaeSEC Form 45 January 2006Common Stock · traded 3 January 2006 · filed 5 January 2006
Positions come from the unitedstates/congress-legislators roster, the Office of Government Ethics and the SEC’s Form 4 index. Every disclosed line names its own source and links the document the government published; we print what the filing says and never a price we did not read from it. Headlines and links come from the GDELT Global Knowledge Graph — the story stays with the publisher. The portrait, where we have one, is the public-domain Congressional Bioguide photograph.