Follow the people · Insider
Dawn M. Brockman
Dawn M. Brockman files insider transactions with the SEC as a svp and controller of Ameriprise Financial (AMP). We hold 1 disclosed purchase or sale filed since 29 December 2022, 1 of them in the last 90 days.
- Files forAMP
- Disclosed buys and sells1 in all, 1 in the last 90 days
- Last disclosure12 August 2026
Positions held
1 post we hold — a term names its own dates; a run of filings only says when they filed- Filed 27 December 2022 — 10 August 2026SVP and Controller · Ameriprise Financial (AMP)49 Form 4 lines · source: SEC Form 4
Everything they disclosed
49 entries, newest first — one per disclosure report, one per Form 4 line- ▼ sold on the open market 472 shares of Ameriprise FinancialSEC Form 412 August 2026Common Stock · traded 10 August 2026 · filed 12 August 2026
- exercised options over 26 shares of Ameriprise FinancialSEC Form 413 July 2026Common Stock · traded 9 July 2026 · filed 13 July 2026
- had shares withheld for tax on 9 shares of Ameriprise FinancialSEC Form 413 July 2026Common Stock · traded 9 July 2026 · filed 13 July 2026
- exercised options over 26 shares of Ameriprise Financial (a derivative holding)SEC Form 413 July 2026Phantom Stock · traded 9 July 2026 · filed 13 July 2026
- was granted 9 shares of Ameriprise Financial (a derivative holding)SEC Form 410 February 2026Phantom Stock · traded 6 February 2026 · filed 10 February 2026
- was granted 9 shares of Ameriprise Financial (a derivative holding)SEC Form 410 February 2026Phantom Stock · traded 6 February 2026 · filed 10 February 2026
- had shares withheld for tax on 20 shares of Ameriprise FinancialSEC Form 43 February 2026Common Stock · traded 31 January 2026 · filed 3 February 2026
- was granted 177 shares of Ameriprise FinancialSEC Form 43 February 2026Common Stock · traded 2 February 2026 · filed 3 February 2026
- was granted 339 shares of Ameriprise Financial (a derivative holding)SEC Form 43 February 2026Employee Stock Option (right to buy) · traded 2 February 2026 · filed 3 February 2026
- was granted 339 shares of Ameriprise Financial (a derivative holding)SEC Form 43 February 2026Employee Stock Option (right to buy) · traded 2 February 2026 · filed 3 February 2026
- had shares withheld for tax on 20 shares of Ameriprise FinancialSEC Form 43 February 2026Common Stock · traded 31 January 2026 · filed 3 February 2026
- was granted 177 shares of Ameriprise FinancialSEC Form 43 February 2026Common Stock · traded 2 February 2026 · filed 3 February 2026
- had shares withheld for tax on 22 shares of Ameriprise FinancialSEC Form 428 January 2026Common Stock · traded 26 January 2026 · filed 28 January 2026
- had shares withheld for tax on 22 shares of Ameriprise FinancialSEC Form 428 January 2026Common Stock · traded 27 January 2026 · filed 28 January 2026
- had shares withheld for tax on 22 shares of Ameriprise FinancialSEC Form 428 January 2026Common Stock · traded 26 January 2026 · filed 28 January 2026
- had shares withheld for tax on 22 shares of Ameriprise FinancialSEC Form 428 January 2026Common Stock · traded 27 January 2026 · filed 28 January 2026
- exercised options over 26 shares of Ameriprise Financial (a derivative holding)SEC Form 414 July 2025Phantom Stock · traded 10 July 2025 · filed 14 July 2025
- exercised options over 26 shares of Ameriprise FinancialSEC Form 414 July 2025Common Stock · traded 10 July 2025 · filed 14 July 2025
- had shares withheld for tax on 10 shares of Ameriprise FinancialSEC Form 414 July 2025Common Stock · traded 10 July 2025 · filed 14 July 2025
- was granted 27 shares of Ameriprise Financial (a derivative holding)SEC Form 411 February 2025Phantom Stock · traded 7 February 2025 · filed 11 February 2025
- was granted 262 shares of Ameriprise Financial (a derivative holding)SEC Form 44 February 2025Employee Stock Option (right to buy) · traded 31 January 2025 · filed 4 February 2025
- was granted 159 shares of Ameriprise FinancialSEC Form 44 February 2025Common Stock · traded 31 January 2025 · filed 4 February 2025
- had shares withheld for tax on 22 shares of Ameriprise FinancialSEC Form 430 January 2025Common Stock · traded 28 January 2025 · filed 30 January 2025
- had shares withheld for tax on 21 shares of Ameriprise FinancialSEC Form 429 January 2025Common Stock · traded 27 January 2025 · filed 29 January 2025
- had shares withheld for tax on 22 shares of Ameriprise FinancialSEC Form 428 January 2025Common Stock · traded 26 January 2025 · filed 28 January 2025
- ▼ sold on the open market 350 shares of Ameriprise FinancialSEC Form 48 November 2024Common Stock · traded 6 November 2024 · filed 8 November 2024
- exercised options over 11 shares of Ameriprise Financial (a derivative holding)SEC Form 415 July 2024Phantom Stock · traded 11 July 2024 · filed 15 July 2024
- exercised options over 11 shares of Ameriprise FinancialSEC Form 415 July 2024Common Stock · traded 11 July 2024 · filed 15 July 2024
- had shares withheld for tax on 4 shares of Ameriprise FinancialSEC Form 415 July 2024Common Stock · traded 11 July 2024 · filed 15 July 2024
- exercised options over 461 shares of Ameriprise Financial (a derivative holding)SEC Form 428 March 2024Employee Stock Option (right to buy) · traded 26 March 2024 · filed 28 March 2024
- exercised options over 461 shares of Ameriprise FinancialSEC Form 428 March 2024Common Stock · traded 26 March 2024 · filed 28 March 2024
- had shares withheld for tax on 237 shares of Ameriprise FinancialSEC Form 428 March 2024Common Stock · traded 26 March 2024 · filed 28 March 2024
- ▼ sold on the open market 224 shares of Ameriprise FinancialSEC Form 428 March 2024Common Stock · traded 26 March 2024 · filed 28 March 2024
- was granted 31 shares of Ameriprise Financial (a derivative holding)SEC Form 413 February 2024Phantom Stock · traded 9 February 2024 · filed 13 February 2024
- had shares withheld for tax on 32 shares of Ameriprise FinancialSEC Form 431 January 2024Common Stock · traded 29 January 2024 · filed 31 January 2024
- was granted 311 shares of Ameriprise Financial (a derivative holding)SEC Form 430 January 2024Employee Stock Option (right to buy) · traded 26 January 2024 · filed 30 January 2024
- was granted 179 shares of Ameriprise FinancialSEC Form 430 January 2024Common Stock · traded 26 January 2024 · filed 30 January 2024
- had shares withheld for tax on 21 shares of Ameriprise FinancialSEC Form 430 January 2024Common Stock · traded 27 January 2024 · filed 30 January 2024
- had shares withheld for tax on 21 shares of Ameriprise FinancialSEC Form 430 January 2024Common Stock · traded 28 January 2024 · filed 30 January 2024
- exercised options over 420 shares of Ameriprise Financial (a derivative holding)SEC Form 420 December 2023Employee Stock Option (right to buy) · traded 18 December 2023 · filed 20 December 2023
- exercised options over 420 shares of Ameriprise FinancialSEC Form 420 December 2023Common Stock · traded 18 December 2023 · filed 20 December 2023
- had shares withheld for tax on 213 shares of Ameriprise FinancialSEC Form 420 December 2023Common Stock · traded 18 December 2023 · filed 20 December 2023
- was granted 33 shares of Ameriprise Financial (a derivative holding)SEC Form 414 February 2023Phantom Stock · traded 10 February 2023 · filed 14 February 2023
- had shares withheld for tax on 21 shares of Ameriprise FinancialSEC Form 42 February 2023Common Stock · traded 31 January 2023 · filed 2 February 2023
- was granted 301 shares of Ameriprise Financial (a derivative holding)SEC Form 431 January 2023Employee Stock Option (right to buy) · traded 27 January 2023 · filed 31 January 2023
- was granted 175 shares of Ameriprise FinancialSEC Form 431 January 2023Common Stock · traded 27 January 2023 · filed 31 January 2023
- had shares withheld for tax on 21 shares of Ameriprise FinancialSEC Form 431 January 2023Common Stock · traded 28 January 2023 · filed 31 January 2023
- had shares withheld for tax on 32 shares of Ameriprise FinancialSEC Form 431 January 2023Common Stock · traded 29 January 2023 · filed 31 January 2023
- ▼ sold on the open market 410 shares of Ameriprise FinancialSEC Form 429 December 2022Common Stock · traded 27 December 2022 · filed 29 December 2022
Positions come from the unitedstates/congress-legislators roster, the Office of Government Ethics and the SEC’s Form 4 index. Every disclosed line names its own source and links the document the government published; we print what the filing says and never a price we did not read from it. Headlines and links come from the GDELT Global Knowledge Graph — the story stays with the publisher. The portrait, where we have one, is the public-domain Congressional Bioguide photograph.