Who
Dawn M. Brockman
SVP and Controller
Company insider
Files Form 4 as: SVP and Controller, Ameriprise Financial.
In numbers
- Trades disclosed
- 53
- Buys
- 0
- Sells
- 4
- Bought
- $0
- Sold
- $948K
- Companies
- 1
- Companies where not an officer
- 0
- First trade
- 27 Dec 2022
- Last trade
- 10 Aug 2026
- Last filed
- 12 Aug 2026
Companies traded
Activity over time
1 Nov 2024 – 1 Oct 2026
Buys above the line, sells below, each month.
Every trade
| Traded | Company | What | Amount | |
|---|---|---|---|---|
| 10 Aug 2026filed 12 Aug 2026 | AMP Ameriprise FinancialCapital Markets & Asset Management | SEC FORM 4 Sold | $264K472 at $558.93 | filing |
| 10 Aug 2026filed 12 Aug 2026 | AMP Ameriprise FinancialCapital Markets & Asset Management | SEC FORM 4 Sold | $264K472 at $558.93 | filing |
| 9 Jul 2026filed 13 Jul 2026 | AMP Ameriprise FinancialCapital Markets & Asset Management | SEC FORM 4 Code M | —26.04 | filing |
| 9 Jul 2026filed 13 Jul 2026 | AMP Ameriprise FinancialCapital Markets & Asset Management | SEC FORM 4 Code F | $4,5229.04 at $500.16 | filing |
| 9 Jul 2026filed 13 Jul 2026 | AMP Ameriprise Financialoption or derivative · Capital Markets & Asset Management | SEC FORM 4 Code M | —26.04 | filing |
| 9 Jul 2026filed 13 Jul 2026 | AMP Ameriprise Financialoption or derivative · Capital Markets & Asset Management | SEC FORM 4 Code M | —26.04 | filing |
| 9 Jul 2026filed 13 Jul 2026 | AMP Ameriprise FinancialCapital Markets & Asset Management | SEC FORM 4 Code M | —26.04 | filing |
| 9 Jul 2026filed 13 Jul 2026 | AMP Ameriprise FinancialCapital Markets & Asset Management | SEC FORM 4 Code F | $4,5219.04 at $500.16 | filing |
| 6 Feb 2026filed 10 Feb 2026 | AMP Ameriprise Financialoption or derivative · Capital Markets & Asset Management | SEC FORM 4 Code A | $4,7008.656 at $542.99 | filing |
| 6 Feb 2026filed 10 Feb 2026 | AMP Ameriprise Financialoption or derivative · Capital Markets & Asset Management | SEC FORM 4 Code A | $4,7028.66 at $542.99 | filing |
| 2 Feb 2026filed 3 Feb 2026 | AMP Ameriprise FinancialCapital Markets & Asset Management | SEC FORM 4 Code A | —177 at $0.00 | filing |
| 2 Feb 2026filed 3 Feb 2026 | AMP Ameriprise Financialoption or derivative · Capital Markets & Asset Management | SEC FORM 4 Code A | —339 at $0.00 | filing |
| 2 Feb 2026filed 3 Feb 2026 | AMP Ameriprise Financialoption or derivative · Capital Markets & Asset Management | SEC FORM 4 Code A | —339 at $0.00 | filing |
| 2 Feb 2026filed 3 Feb 2026 | AMP Ameriprise FinancialCapital Markets & Asset Management | SEC FORM 4 Code A | —177 at $0.00 | filing |
| 31 Jan 2026filed 3 Feb 2026 | AMP Ameriprise FinancialCapital Markets & Asset Management | SEC FORM 4 Code F | $11K20 at $527.19 | filing |
| 31 Jan 2026filed 3 Feb 2026 | AMP Ameriprise FinancialCapital Markets & Asset Management | SEC FORM 4 Code F | $11K20 at $527.19 | filing |
| 27 Jan 2026filed 28 Jan 2026 | AMP Ameriprise FinancialCapital Markets & Asset Management | SEC FORM 4 Code F | $11K22 at $498.33 | filing |
| 27 Jan 2026filed 28 Jan 2026 | AMP Ameriprise FinancialCapital Markets & Asset Management | SEC FORM 4 Code F | $11K22 at $498.33 | filing |
| 26 Jan 2026filed 28 Jan 2026 | AMP Ameriprise FinancialCapital Markets & Asset Management | SEC FORM 4 Code F | $11K22 at $500.53 | filing |
| 26 Jan 2026filed 28 Jan 2026 | AMP Ameriprise FinancialCapital Markets & Asset Management | SEC FORM 4 Code F | $11K22 at $500.53 | filing |
News
6,261 Ameriprise Financial, Inc. $AMP Shares Sold by Sterling Capital Management LLCAMP · dailypolitical.com · 24 Oct 2026WellBridge Wealth celebrates Ameriprise Financial being recognized by TIMEAMP · vermontbiz.com · 23 Oct 2026Ameriprise Financial (NYSE:AMP) Given "Underperform" Rating at Bank of AmericaAMP · dailypolitical.com · 20 Oct 2026
0 headlines in the last 90 days name Dawn M. Brockman; 3 articles from the last 14 days about the 1 company they traded most, at most three about any one of them.