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Who

Howard Amster

Director and 10% owner

Company insider

Files Form 4 as: Director and 10% owner, PhenixFIN; Director, Novation Companies; 10% owner, RAIT Financial Trust; Director, Beverly Hills Bancorp.

In numbers

Trades disclosed
66
Buys
16
Sells
18
Bought
$3.0M
Sold
$9.0M
Companies
4
Companies where not an officer
4
First trade
22 Aug 2006
Last trade
3 Mar 2026
Last filed
5 Mar 2026

Companies traded

Everywhere else they filed: board seats, 10% stakes, other companies
PFX PhenixFINDirector, 10% owner · Funds, Shells & SPACs · last 3 Mar 20267 buys · 0 sells
Novation CompaniesDirector · last 30 Dec 20210 buys · 16 sells
RAIT Financial Trust10% owner · last 14 Feb 20199 buys · 1 sell
Beverly Hills BancorpDirector · last 4 Dec 20080 buys · 1 sell

Activity over time

1 Nov 2024 – 1 Oct 2026
01Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
3 Mar 2026filed 5 Mar 2026PFX PhenixFINFunds, Shells & SPACsSEC FORM 4 Bought$489K11,500 at $42.56filing
3 Mar 2026filed 5 Mar 2026PFX PhenixFINFunds, Shells & SPACsSEC FORM 4 Bought$489K11,500 at $42.56filing
17 Jun 2025filed 20 Jun 2025PFX PhenixFINFunds, Shells & SPACsSEC FORM 4 Bought$15K315 at $48.64filing
17 Jun 2025filed 20 Jun 2025PFX PhenixFINFunds, Shells & SPACsSEC FORM 4 Bought$8,328167 at $49.87filing
17 Jun 2025filed 20 Jun 2025PFX PhenixFINFunds, Shells & SPACsSEC FORM 4 Bought$7,856157 at $50.04filing
23 Apr 2025filed 24 Apr 2025PFX PhenixFINFunds, Shells & SPACsSEC FORM 4 Code G—200 at $0.00filing
20 Nov 2024filed 22 Nov 2024PFX PhenixFINFunds, Shells & SPACsSEC FORM 4 Code G—6,934 at $0.00filing
15 Jun 2023filed 16 Jun 2023PFX PhenixFINFunds, Shells & SPACsSEC FORM 4 Bought$46K1,275 at $36.27filing
15 Jun 2023filed 16 Jun 2023PFX PhenixFINFunds, Shells & SPACsSEC FORM 4 Bought$449K12,126 at $36.99filing
14 Jun 2023filed 16 Jun 2023PFX PhenixFINFunds, Shells & SPACsSEC FORM 4 Bought$18K501 at $34.97filing
14 Jun 2023filed 16 Jun 2023PFX PhenixFINFunds, Shells & SPACsSEC FORM 4 Bought$96K2,702 at $35.63filing
1 Mar 2023filed 2 Mar 2023PFX PhenixFINFunds, Shells & SPACsSEC FORM 4 Bought$199K5,105 at $38.90filing
28 Feb 2023filed 2 Mar 2023PFX PhenixFINFunds, Shells & SPACsSEC FORM 4 Bought$71K1,850 at $38.60filing
21 Feb 2023filed 23 Feb 2023PFX PhenixFINFunds, Shells & SPACsSEC FORM 4 Bought$16K409 at $38.28filing
21 Feb 2023filed 23 Feb 2023PFX PhenixFINFunds, Shells & SPACsSEC FORM 4 Bought$448K11,700 at $38.28filing
30 Dec 2021filed 30 Dec 2021Novation CompaniesSEC FORM 4 Code J—250,000 at $0.00filing
8 Mar 2021filed 9 Mar 2021Novation CompaniesSEC FORM 4 Sold$20K250,000 at $0.08filing
31 Aug 2020filed 1 Sep 2020Novation CompaniesSEC FORM 4 Sold$10K522,695 at $0.02filing
28 Aug 2020filed 1 Sep 2020Novation CompaniesSEC FORM 4 Sold$10K518,971 at $0.02filing
11 Jun 2020filed 12 Jun 2020Novation CompaniesSEC FORM 4 Sold$7,446372,308 at $0.02filing

News

Head-To-Head Comparison: PhenixFIN (NYSE:PFX) and Charles Schwab (NYSE:SCHW)PFX · themarketsdaily.com · 15 Oct 2026

0 headlines in the last 90 days name Howard Amster; 1 article from the last 14 days about the 1 company they traded most, at most three about any one of them.

Sectors

Financials7
Not placed27

Buys in green, sells in red, by the company’s sector.

Related people

David A. LorberChairman and CEO · Chairman and CEO at PhenixFIN, filing Form 4 there in the last year