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Who

James B. Frakes

CFO/CEO

Company insider

Files Form 4 as: CFO/CEO, Aethlon Medical; Chief Financial Officer, Left Behind Games.

In numbers

Trades disclosed
43
Buys
0
Sells
0
Bought
$0
Sold
$0
Companies
2
Companies where not an officer
0
First trade
22 Feb 2007
Last trade
8 Oct 2026
Last filed
13 Oct 2026

Companies traded

Where they are an officer
AEMD Aethlon MedicalDirector, Officer · Medical Devices · last 8 Oct 20260 buys · 0 sells
Left Behind GamesDirector, Officer · last 18 Jan 20080 buys · 0 sells

Activity over time

Not enough dated trades to draw.

Every trade

TradedCompanyWhatAmount
8 Oct 2026filed 13 Oct 2026AEMD Aethlon MedicalMedical DevicesSEC FORM 4 Code A—42,000 at $0.00filing
10 Feb 2022filed 11 Feb 2022AEMD Aethlon Medicaloption or derivative · Medical DevicesSEC FORM 4 Code A—100,200 at $0.00filing
3 Apr 2020filed 17 Sep 2020AEMD Aethlon Medicaloption or derivative · Medical DevicesSEC FORM 4 Code A—140,472 at $0.00filing
31 Jan 2020filed 31 Jan 2020AEMD Aethlon MedicalMedical DevicesSEC FORM 4 Code F$463125 at $3.70filing
30 Oct 2019filed 31 Oct 2019AEMD Aethlon MedicalMedical DevicesSEC FORM 4 Code F$452115 at $3.93filing
31 Jul 2019filed 31 Oct 2019AEMD Aethlon MedicalMedical DevicesSEC FORM 4 Code F$373113 at $3.30filing
30 Apr 2019filed 31 Oct 2019AEMD Aethlon MedicalMedical DevicesSEC FORM 4 Code F$1,451129 at $11.25filing
29 Mar 2019filed 14 May 2019AEMD Aethlon MedicalMedical DevicesSEC FORM 4 Code F$4,3034,529 at $0.95filing
18 Jan 2019filed 14 May 2019AEMD Aethlon MedicalMedical DevicesSEC FORM 4 Code F$2,6911,922 at $1.40filing
19 Dec 2018filed 14 May 2019AEMD Aethlon MedicalMedical DevicesSEC FORM 4 Code F$5,2614,047 at $1.30filing
31 Oct 2018filed 2 Nov 2018AEMD Aethlon Medicaloption or derivative · Medical DevicesSEC FORM 4 Code C—3,250 at $0.00filing
31 Oct 2018filed 2 Nov 2018AEMD Aethlon MedicalMedical DevicesSEC FORM 4 Code M$1,5931,532 at $1.04filing
30 Oct 2018filed 14 May 2019AEMD Aethlon MedicalMedical DevicesSEC FORM 4 Code F$1,6841,718 at $0.98filing
28 Sep 2018filed 14 May 2019AEMD Aethlon MedicalMedical DevicesSEC FORM 4 Code F$4,7384,015 at $1.18filing
31 Jul 2018filed 14 May 2019AEMD Aethlon MedicalMedical DevicesSEC FORM 4 Code F$2,0761,688 at $1.23filing
31 Jul 2018filed 1 Aug 2018AEMD Aethlon MedicalMedical DevicesSEC FORM 4 Code M$1,9211,562 at $1.23filing
31 Jul 2018filed 1 Aug 2018AEMD Aethlon Medicaloption or derivative · Medical DevicesSEC FORM 4 Code C—3,250 at $0.00filing
19 Jun 2018filed 31 Jul 2018AEMD Aethlon Medicaloption or derivative · Medical DevicesSEC FORM 4 Code A—22,971 at $0.00filing
14 Jun 2018filed 14 May 2019AEMD Aethlon MedicalMedical DevicesSEC FORM 4 Code A—22,971 at $0.00filing
30 Apr 2018filed 14 May 2019AEMD Aethlon MedicalMedical DevicesSEC FORM 4 Code F$2,5751,922 at $1.34filing

News

No headline names them, or the companies they trade most, lately.

Sectors

No trade we could place in a sector.

Related people

Edward G. BroennimanDirector · Director at Aethlon Medical, filing Form 4 there in the last year
Chetan ShahDirector · Director at Aethlon Medical, filing Form 4 there in the last year
Angela RossettiDirector · Director at Aethlon Medical, filing Form 4 there in the last year
Steven P. LarosaChief Medical Officer · Chief Medical Officer at Aethlon Medical, filing Form 4 there in the last year
Nicolas GikakisDirector · Director at Aethlon Medical, filing Form 4 there in the last year