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Who

John Yogi Spence

Other role

Company insider

Files Form 4 as: Vice President, XAI Floating Rate & Alternative Income Trust; Other, Evanston Multi-Alpha Fund; Adviser Personnel, Octagon XAI CLO Income Fund; Other, XAI Madison Equity Premium Income Fund; 10% owner, AirJoule Technologies.

In numbers

Trades disclosed
120
Buys
43
Sells
28
Bought
$985K
Sold
$231K
Companies
5
Companies where not an officer
3
First trade
22 Dec 2017
Last trade
21 Oct 2026
Last filed
22 Oct 2026

Companies traded

Where they are an officer
XFLT XAI Floating Rate & Alternative Income TrustOfficer, Other · Funds, Shells & SPACs · last 21 Oct 202636 buys · 28 sells
Octagon XAI CLO Income FundOfficer, Other · last 1 Jun 20263 buys · 0 sells
Everywhere else they filed: board seats, 10% stakes, other companies
Evanston Multi-Alpha FundOther · last 1 Sep 20261 buy · 0 sells
MCN XAI Madison Equity Premium Income FundOther · Funds, Shells & SPACs · last 19 Dec 20241 buy · 0 sells
AIRJ AirJoule Technologies10% owner · Machinery · last 17 Oct 20242 buys · 0 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
04Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
21 Oct 2026filed 22 Oct 2026XFLT XAI Floating Rate & Alternative Income TrustFunds, Shells & SPACsSEC FORM 4 Bought$34K2,000 at $17.07filing
1 Sep 2026filed 3 Sep 2026Evanston Multi-Alpha FundSEC FORM 4 Bought$100K10,388.32 at $9.63filing
1 Jun 2026filed 10 Jun 2026Octagon XAI CLO Income FundSEC FORM 4 Bought—200,000 at $0.00filing
1 Jun 2026filed 10 Jun 2026Octagon XAI CLO Income FundSEC FORM 4 Bought—100,000 at $0.00filing
19 Feb 2026filed 19 Feb 2026XFLT XAI Floating Rate & Alternative Income TrustFunds, Shells & SPACsSEC FORM 4 Bought$20K5,000 at $3.90filing
19 Feb 2026filed 19 Feb 2026XFLT XAI Floating Rate & Alternative Income TrustFunds, Shells & SPACsSEC FORM 4 Bought$20K5,000 at $3.90filing
24 Dec 2025filed 30 Dec 2025XFLT XAI Floating Rate & Alternative Income TrustFunds, Shells & SPACsSEC FORM 4 Code G—7,811 at $0.00filing
21 Feb 2025filed 21 Feb 2025XFLT XAI Floating Rate & Alternative Income TrustFunds, Shells & SPACsSEC FORM 4 Bought$13K2,000 at $6.38filing
19 Feb 2025filed 19 Feb 2025XFLT XAI Floating Rate & Alternative Income TrustFunds, Shells & SPACsSEC FORM 4 Bought$19K3,000 at $6.41filing
31 Dec 2024filed 7 Jan 2025Octagon XAI CLO Income FundSEC FORM 4 Bought$1,50059.2 at $25.34filing
31 Dec 2024filed 7 Jan 2025Octagon XAI CLO Income FundSEC FORM 4 Bought$25K967.12 at $25.85filing
31 Dec 2024filed 3 Jan 2025Octagon XAI CLO Income FundSEC FORM 4 Bought$1,50059.2 at $25.34filing
31 Dec 2024filed 3 Jan 2025Octagon XAI CLO Income FundSEC FORM 4 Bought$25K967.12 at $25.85filing
19 Dec 2024filed 20 Dec 2024XFLT XAI Floating Rate & Alternative Income TrustFunds, Shells & SPACsSEC FORM 4 Bought$13K2,000 at $6.50filing
19 Dec 2024filed 19 Dec 2024MCN XAI Madison Equity Premium Income FundFunds, Shells & SPACsSEC FORM 4 Bought$13K2,000 at $6.63filing
19 Dec 2024filed 19 Dec 2024MCN XAI Madison Equity Premium Income FundFunds, Shells & SPACsSEC FORM 4 Bought$3,300500 at $6.60filing
18 Dec 2024filed 13 Jan 2025XFLT XAI Floating Rate & Alternative Income TrustFunds, Shells & SPACsSEC FORM 4 Code J—6,052 at $0.00filing
17 Oct 2024filed 21 Oct 2024AIRJ AirJoule Technologiesoption or derivative · MachinerySEC FORM 4 Code J—2,725,000filing
17 Oct 2024filed 21 Oct 2024AIRJ AirJoule Technologiesoption or derivative · MachinerySEC FORM 4 Code J—584,470filing
17 Oct 2024filed 21 Oct 2024AIRJ AirJoule Technologiesoption or derivative · MachinerySEC FORM 4 Code J—120,250filing

News

XAI Octagon Floating Rate & Alternative Income Trust (NYSE:XFLT) Stock Short Interest Report for SeptemberXFLT · dailypolitical.com · 17 Oct 2026

0 headlines in the last 90 days name John Yogi Spence; 1 article from the last 14 days about the 1 company they traded most, at most three about any one of them.

Sectors

Financials65
Industrials2
Not placed4

Buys in green, sells in red, by the company’s sector.

Related people

Matthew B. JoreChief Executive Officer · Also traded AIRJ in the last 90 days