Joseph W. Pooler Jr.

Insider · EVP, CFO and Treasurer · COHN

Joseph W. Pooler Jr. files insider transactions with the SEC as an evp, cfo and treasurer of Cohen & Co (COHN). We hold 4 disclosed purchases and sales filed since 18 December 2009, 2 of them in the last 90 days.

Files forCOHN
Disclosed buys and sells4 in all, 2 in the last 90 days
Last disclosure7 August 2026

Positions held

6 posts we hold — a term names its own dates; a run of filings only says when they filed

Filed 16 December 2009 — 6 August 2026EVP, CFO and Treasurer · Cohen & Co (COHN)39 Form 4 lines · source: SEC Form 4
Filed 3 December 2025 — 3 December 2025Chief Financial Officer · Columbus Circle Capital Corp. I (BRR)1 Form 4 line · source: SEC Form 4
Filed 22 December 2020 — 22 December 2020CFO and Secretary · Insu Acquisition Corp III (IIII)1 Form 4 line · source: SEC Form 4
Filed 13 October 2020 — 13 October 2020Chief Accounting Officer · Shift Technologies (SFT)2 Form 4 lines · source: SEC Form 4
Filed 8 September 2020 — 8 September 2020CFO and Treasurer · INSU Acquisition Corp. II (INAQ)1 Form 4 line · source: SEC Form 4
Filed 7 June 2011 — 17 February 2017EVP, CFO and Treasurer · Institutional Financial Markets (IFMI)12 Form 4 lines · source: SEC Form 4

Everything they disclosed

56 entries, newest first — one per disclosure report, one per Form 4 line

▼ sold on the open market 7,295 shares of Cohen & CoSEC Form 47 August 2026Common Stock, par value $0.01 per share · traded 5 August 2026 · filed 7 August 2026
▼ sold on the open market 1,500 shares of Cohen & CoSEC Form 47 August 2026Common Stock, par value $0.01 per share · traded 6 August 2026 · filed 7 August 2026
▼ sold on the open market 6,113 shares of Cohen & CoSEC Form 423 March 2026Common Stock, par value $0.01 per share · traded 19 March 2026 · filed 23 March 2026
▼ sold on the open market 705 shares of Cohen & CoSEC Form 423 March 2026Common Stock, par value $0.01 per share · traded 20 March 2026 · filed 23 March 2026
▼ sold on the open market 6,113 shares of Cohen & CoSEC Form 423 March 2026Common Stock, par value $0.01 per share · traded 19 March 2026 · filed 23 March 2026
▼ sold on the open market 705 shares of Cohen & CoSEC Form 423 March 2026Common Stock, par value $0.01 per share · traded 20 March 2026 · filed 23 March 2026
was granted 160,000 shares of Cohen & Co (a derivative holding)SEC Form 46 March 2026Cohen & Company, LLC LTIP Units · traded 6 March 2026 · filed 6 March 2026
was granted 160,000 shares of Cohen & Co (a derivative holding)SEC Form 46 March 2026Cohen & Company, LLC LTIP Units · traded 6 March 2026 · filed 6 March 2026
had shares withheld for tax on 7,051 shares of Cohen & CoSEC Form 45 February 2026Common Stock, par value $0.01 per share · traded 3 February 2026 · filed 5 February 2026
had shares withheld for tax on 7,051 shares of Cohen & CoSEC Form 45 February 2026Common Stock, par value $0.01 per share · traded 3 February 2026 · filed 5 February 2026
was granted 15,500 shares of Cohen & CoSEC Form 419 December 2025Common Stock, par value $0.01 per share · traded 19 December 2025 · filed 19 December 2025
acquired or disposed of, other 150,000 shares of Columbus Circle Capital Corp. I (a derivative holding)SEC Form 45 December 2025Class B ordinary shares · traded 3 December 2025 · filed 5 December 2025
had shares withheld for tax on 6,843 shares of Cohen & CoSEC Form 45 February 2025Common Stock, par value $0.01 per share · traded 4 February 2025 · filed 5 February 2025
was granted 15,500 shares of Cohen & CoSEC Form 420 December 2024Common Stock, par value $0.01 per share · traded 20 December 2024 · filed 20 December 2024
▼ sold on the open market 10,000 shares of Cohen & CoSEC Form 410 June 2024Common Stock, par value $0.01 per share · traded 7 June 2024 · filed 10 June 2024
had shares withheld for tax on 4,352 shares of Cohen & CoSEC Form 42 February 2024Common Stock, par value $0.01 per share · traded 1 February 2024 · filed 2 February 2024
was granted 15,500 shares of Cohen & CoSEC Form 421 December 2023Common Stock, par value $0.01 per share · traded 21 December 2023 · filed 21 December 2023
had shares withheld for tax on 4,379 shares of Cohen & CoSEC Form 43 February 2023Common Stock, par value $0.01 per share · traded 1 February 2023 · filed 3 February 2023
was granted 15,500 shares of Cohen & CoSEC Form 420 December 2022Common Stock, par value $0.01 per share · traded 20 December 2022 · filed 20 December 2022
had shares withheld for tax on 6,479 shares of Cohen & CoSEC Form 42 February 2022Common Stock, par value $0.01 per share · traded 31 January 2022 · filed 2 February 2022
was granted 15,500 shares of Cohen & CoSEC Form 420 December 2021Common Stock, par value $0.01 per share · traded 20 December 2021 · filed 20 December 2021
▼ sold on the open market 10,000 shares of Cohen & CoSEC Form 425 May 2021Common Stock, par value $0.01 per share · traded 21 May 2021 · filed 25 May 2021
▼ sold on the open market 7,752 shares of Cohen & CoSEC Form 425 May 2021Common Stock, par value $0.01 per share · traded 24 May 2021 · filed 25 May 2021
▼ sold on the open market 2,248 shares of Cohen & CoSEC Form 425 May 2021Common Stock, par value $0.01 per share · traded 24 May 2021 · filed 25 May 2021
was granted 10,000 shares of Cohen & CoSEC Form 44 February 2021Common Stock, par value $0.01 per share · traded 3 February 2021 · filed 4 February 2021
had shares withheld for tax on 5,954 shares of Cohen & CoSEC Form 43 February 2021Common Stock, par value $0.01 per share · traded 1 February 2021 · filed 3 February 2021
acquired or disposed of, other 30,000 shares of Insu Acquisition Corp III (a derivative holding)SEC Form 423 December 2020Class B common stock · traded 22 December 2020 · filed 23 December 2020
exercised options over 30,000 shares of Shift Technologies (a derivative holding)SEC Form 414 October 2020Class B Common Stock · traded 13 October 2020 · filed 14 October 2020
exercised options over 30,000 shares of Shift TechnologiesSEC Form 414 October 2020Class A Common Stock · traded 13 October 2020 · filed 14 October 2020
acquired or disposed of, other 30,000 shares of INSU Acquisition Corp. II (a derivative holding)SEC Form 49 September 2020Class B common stock · traded 8 September 2020 · filed 9 September 2020
was granted 17,321 shares of Cohen & CoSEC Form 413 February 2020Common Stock, par value $0.01 per share · traded 13 February 2020 · filed 13 February 2020
had shares withheld for tax on 2,948 shares of Cohen & CoSEC Form 43 February 2020Common Stock, par value $0.01 per share · traded 31 January 2020 · filed 3 February 2020
▼ sold on the open market 1,000 shares of Cohen & CoSEC Form 48 November 2019Common Stock, par value $0.01 per share · traded 7 November 2019 · filed 8 November 2019
was granted 9,375 shares of Cohen & CoSEC Form 414 February 2019Common Stock, par value $0.01 per share · traded 13 February 2019 · filed 14 February 2019
had shares withheld for tax on 3,036 shares of Cohen & CoSEC Form 45 February 2019Common Stock, par value $0.01 per share · traded 31 January 2019 · filed 5 February 2019
was granted 4,785 shares of Cohen & CoSEC Form 423 February 2018Common Stock, par value $0.01 per share · traded 21 February 2018 · filed 23 February 2018
had shares withheld for tax on 4,233 shares of Cohen & CoSEC Form 416 February 2018Common Stock, par value $0.01 per share · traded 31 January 2018 · filed 16 February 2018
was granted 79,545 shares of Institutional Financial MarketsSEC Form 421 February 2017Common Stock, par value $0.001 per share · traded 17 February 2017 · filed 21 February 2017
had shares withheld for tax on 27,396 shares of Institutional Financial MarketsSEC Form 42 February 2017Common Stock, par value $0.001 per share · traded 31 January 2017 · filed 2 February 2017
was granted 92,593 shares of Institutional Financial MarketsSEC Form 416 February 2016Common Stock, par value $0.001 per share · traded 12 February 2016 · filed 16 February 2016
had shares withheld for tax on 9,024 shares of Institutional Financial MarketsSEC Form 43 February 2016Common Stock, par value $0.001 per share · traded 31 January 2016 · filed 3 February 2016
was granted 45,455 shares of Institutional Financial MarketsSEC Form 417 February 2015Common Stock, par value $0.001 · traded 12 February 2015 · filed 17 February 2015
had shares withheld for tax on 6,022 shares of Institutional Financial MarketsSEC Form 45 January 2015Common Stock, par value $0.001 · traded 31 December 2014 · filed 5 January 2015
was granted 107,143 shares of Institutional Financial Markets (a derivative holding)SEC Form 418 February 2014Employee Stock Option (Right to Buy) · traded 13 February 2014 · filed 18 February 2014
had shares withheld for tax on 11,185 shares of Institutional Financial MarketsSEC Form 43 January 2014Common Stock, par value $0.001 · traded 31 December 2013 · filed 3 January 2014
was granted 35,000 shares of Institutional Financial MarketsSEC Form 417 January 2013Common Stock, par value $0.001 · traded 15 January 2013 · filed 17 January 2013
had shares withheld for tax on 30,511 shares of Institutional Financial MarketsSEC Form 43 January 2013Common Stock, par value $0.001 · traded 31 December 2012 · filed 3 January 2013
was granted 30,000 shares of Institutional Financial MarketsSEC Form 413 March 2012Common Stock, par value $0.001 · traded 9 March 2012 · filed 13 March 2012
was granted 76,000 shares of Institutional Financial MarketsSEC Form 48 June 2011Common Stock, par value $0.001 · traded 7 June 2011 · filed 8 June 2011
was granted 50,000 shares of COHEN & Co (a derivative holding)SEC Form 411 March 2010Cohen Brothers, LLC Plan Units · traded 16 December 2009 · filed 11 March 2010
was granted 28,571 shares of COHEN & CoSEC Form 411 March 2010Common Stock, par value $0.001 · traded 16 December 2009 · filed 11 March 2010
returned to the issuer 50,000 shares of COHEN & Co (a derivative holding)SEC Form 411 March 2010Cohen Brothers, LLC Plan Units · traded 9 March 2010 · filed 11 March 2010
was granted 50,000 shares of COHEN & CoSEC Form 411 March 2010Common Stock, par value $0.001 · traded 9 March 2010 · filed 11 March 2010
had shares withheld for tax on 21,765 shares of COHEN & CoSEC Form 411 March 2010Common Stock, par value $0.001 · traded 9 March 2010 · filed 11 March 2010
was granted 50,000 shares of COHEN & Co (a derivative holding)SEC Form 418 December 2009Cohen Brothers, LLC Plan Units · traded 16 December 2009 · filed 18 December 2009
was granted 28,571 shares of COHEN & CoSEC Form 418 December 2009Common Stock, par value $0.001 · traded 16 December 2009 · filed 18 December 2009

Positions come from the unitedstates/congress-legislators roster, the Office of Government Ethics and the SEC’s Form 4 index. Every disclosed line names its own source and links the document the government published; we print what the filing says and never a price we did not read from it. Headlines and links come from the GDELT Global Knowledge Graph — the story stays with the publisher. The portrait, where we have one, is the public-domain Congressional Bioguide photograph.