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Who

Michael Adam Schwartz

Chief Legal Officer

Company insider

Files Form 4 as: Chief Legal Officer, NewtekOne; Director, Newtek Business Services.

In numbers

Trades disclosed
83
Buys
37
Sells
0
Bought
$276K
Sold
$0
Companies
2
Companies where not an officer
1
First trade
27 Dec 2005
Last trade
14 Jan 2026
Last filed
16 Jan 2026

Companies traded

Where they are an officer
NEWT NewtekOneOfficer · Regional banks · last 14 Jan 202637 buys · 0 sells
Everywhere else they filed: board seats, 10% stakes, other companies
Newtek Business ServicesDirector · last 7 Apr 20080 buys · 0 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
01Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
14 Jan 2026filed 16 Jan 2026NEWT NewtekOneRegional banksSEC FORM 4 Bought$31K2,247 at $13.91filing
14 Jan 2026filed 16 Jan 2026NEWT NewtekOneRegional banksSEC FORM 4 Bought$31K2,247 at $13.91filing
14 Jan 2026filed 16 Jan 2026NEWT NewtekOneRegional banksSEC FORM 4 Code A$31K2,247 at $13.91filing
14 Jan 2026filed 16 Jan 2026NEWT NewtekOneRegional banksSEC FORM 4 Code A$31K2,247 at $13.91filing
24 Oct 2025filed 15 Jan 2026NEWT NewtekOneRegional banksSEC FORM 4 Bought$2,287207 at $11.05filing
15 Oct 2025filed 15 Jan 2026NEWT NewtekOneRegional banksSEC FORM 4 Code F$56K5,084 at $11.00filing
15 Aug 2025filed 15 Jan 2026NEWT NewtekOneRegional banksSEC FORM 4 Code F$79K6,527 at $12.11filing
21 Jul 2025filed 15 Jan 2026NEWT NewtekOneRegional banksSEC FORM 4 Bought$7,577660 at $11.48filing
15 Jul 2025filed 15 Jan 2026NEWT NewtekOneRegional banksSEC FORM 4 Code F$53K4,648 at $11.38filing
30 Apr 2025filed 15 Jan 2026NEWT NewtekOneRegional banksSEC FORM 4 Bought$7,436715 at $10.40filing
13 Jan 2025filed 15 Jan 2026NEWT NewtekOneRegional banksSEC FORM 4 Bought$7,320603 at $12.14filing
21 Oct 2024filed 30 Jan 2025NEWT NewtekOneRegional banksSEC FORM 4 Bought$7,228537 at $13.46filing
4 Oct 2024filed 8 Oct 2024NEWT NewtekOneRegional banksSEC FORM 4 Code A—11,326 at $0.00filing
19 Jul 2024filed 30 Jan 2025NEWT NewtekOneRegional banksSEC FORM 4 Bought$5,004348 at $14.38filing
1 Jul 2024filed 2 Jul 2024NEWT NewtekOneRegional banksSEC FORM 4 Code A—9,944 at $0.00filing
15 Apr 2024filed 30 Jan 2025NEWT NewtekOneRegional banksSEC FORM 4 Bought$3,063273 at $11.22filing
15 Mar 2024filed 30 Jan 2025NEWT NewtekOneRegional banksSEC FORM 4 Code F$4,262391 at $10.90filing
15 Feb 2024filed 30 Jan 2025NEWT NewtekOneRegional banksSEC FORM 4 Code F$11K966 at $11.52filing
12 Jan 2024filed 30 Jan 2025NEWT NewtekOneRegional banksSEC FORM 4 Bought$4,208329 at $12.79filing
20 Oct 2023filed 23 Jan 2024NEWT NewtekOneRegional banksSEC FORM 4 Bought$3,618270 at $13.40filing

Sectors

Financials37

Buys in green, sells in red, by the company’s sector.

Related people

Thomas David CestareDirector · Director at NewtekOne, filing Form 4 there in the last year
Richard J. SaluteDirector · Director at NewtekOne, filing Form 4 there in the last year
Craig Jeffry BrunetDirector · Director at NewtekOne, filing Form 4 there in the last year
Gregory L. ZinkDirector · Director at NewtekOne, filing Form 4 there in the last year
Fernando Perez-HickmanDirector · Director at NewtekOne, filing Form 4 there in the last year