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Who

Nicholas Baes

Chief Operating Officer

Company insider

Files Form 4 as: Chief Operating Officer, Bakkt.

In numbers

Trades disclosed
23
Buys
0
Sells
5
Bought
$0
Sold
$295K
Companies
1
Companies where not an officer
0
First trade
23 Dec 2024
Last trade
30 Sep 2026
Last filed
2 Oct 2026

Companies traded

Where they are an officer
BKKT BakktOfficer · Digital Asset Platforms · last 30 Sep 20260 buys · 5 sells

Activity over time

1 Oct 2025 – 1 Oct 2026
20Oct 25Jan 26Apr 26Jul 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
30 Sep 2026filed 2 Oct 2026BKKT BakktDigital Asset PlatformsSEC FORM 4 Code A—30,000 at $0.00filing
23 Sep 2026filed 25 Sep 2026BKKT BakktDigital Asset PlatformsSEC FORM 4 Sold$11K1,272 at $8.61filing
23 Sep 2026filed 25 Sep 2026BKKT BakktDigital Asset PlatformsSEC FORM 4 Sold$11K1,272 at $8.61filing
25 Jun 2026filed 29 Jun 2026BKKT BakktDigital Asset PlatformsSEC FORM 4 Sold$12K1,562 at $7.93filing
25 Jun 2026filed 29 Jun 2026BKKT BakktDigital Asset PlatformsSEC FORM 4 Sold$12K1,562 at $7.93filing
15 May 2026filed 19 May 2026BKKT BakktDigital Asset PlatformsSEC FORM 4 Code M$6,710671 at $10.00filing
15 May 2026filed 19 May 2026BKKT Bakktoption or derivative · Digital Asset PlatformsSEC FORM 4 Code M—671 at $0.00filing
15 May 2026filed 19 May 2026BKKT Bakktoption or derivative · Digital Asset PlatformsSEC FORM 4 Code M—671 at $0.00filing
15 May 2026filed 19 May 2026BKKT BakktDigital Asset PlatformsSEC FORM 4 Code M$6,710671 at $10.00filing
28 Apr 2026filed 29 Apr 2026BKKT BakktDigital Asset PlatformsSEC FORM 4 Sold$21K2,352 at $9.13filing
28 Apr 2026filed 29 Apr 2026BKKT BakktDigital Asset PlatformsSEC FORM 4 Sold$21K2,352 at $9.13filing
6 Apr 2026filed 8 Apr 2026BKKT BakktDigital Asset PlatformsSEC FORM 4 Sold$5,375711 at $7.56filing
6 Apr 2026filed 8 Apr 2026BKKT BakktDigital Asset PlatformsSEC FORM 4 Sold$5,375711 at $7.56filing
14 Nov 2025filed 18 Nov 2025BKKT BakktDigital Asset PlatformsSEC FORM 4 Code F$4,279198 at $21.61filing
12 Nov 2025filed 14 Nov 2025BKKT Bakktoption or derivative · Digital Asset PlatformsSEC FORM 4 Code M—671 at $0.00filing
12 Nov 2025filed 14 Nov 2025BKKT BakktDigital Asset PlatformsSEC FORM 4 Code M$6,710671 at $10.00filing
31 Oct 2025filed 4 Nov 2025BKKT Bakktoption or derivative · Digital Asset PlatformsSEC FORM 4 Code A—53,691 at $0.00filing
9 Oct 2025filed 6 Feb 2026BKKT BakktDigital Asset PlatformsSEC FORM 4 Sold$195K4,922 at $39.59filing
25 Sep 2025filed 29 Sep 2025BKKT BakktDigital Asset PlatformsSEC FORM 4 Code F$16K810 at $20.00filing
28 Apr 2025filed 30 Apr 2025BKKT BakktDigital Asset PlatformsSEC FORM 4 Code F$23K2,528 at $8.93filing

News

No headline names them, or the companies they trade most, lately.

Sectors

Digital Assets5

Buys in green, sells in red, by the company’s sector.

Related people

Marc D'AnnunzioGeneral Counsel & Secretary · General Counsel & Secretary at Bakkt, filing Form 4 there in the last year
Joseph Sean-Walsh HendersonChief Accounting Officer · Chief Accounting Officer at Bakkt, filing Form 4 there in the last year
Akshay Sudhir NahetaChief Executive Officer · Chief Executive Officer at Bakkt, filing Form 4 there in the last year
Michael AlfredDirector · Director at Bakkt, filing Form 4 there in the last year
Karen AlexanderChief Financial Officer · Chief Financial Officer at Bakkt, filing Form 4 there in the last year