Who
Randall C. Barnes
Director and Other role
Company insider
Files Form 4 as: Director and Other, Guggenheim Strategic Opportunities Fund; Director and Other, Guggenheim Active Allocation Fund; Director and Other, Advent Convertible and Income Fund; Insider, Guggenheim Credit Allocation Fund; Insider, Fiduciary/claymore Mlp Opportunity Fund; Insider, Guggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/Claymore Long-Short Fund); Insider, Advent Claymore Convertible Securities & Income Fund II; Insider, Advent/claymore Enhanced Growth & Income Fund.
In numbers
- Trades disclosed
- 304
- Buys
- 169
- Sells
- 44
- Bought
- $6.5M
- Sold
- $4.1M
- Companies
- 13
- Companies where not an officer
- 13
- First trade
- 18 Jan 2005
- Last trade
- 12 Mar 2026
- Last filed
- 19 Mar 2026
Companies traded
Activity over time
1 Nov 2024 – 1 Oct 2026
Buys above the line, sells below, each month. 3 lines have no legible date and are left out.
Every trade
| Traded | Company | What | Amount | |
|---|---|---|---|---|
| 12 Mar 2026filed 19 Mar 2026 | GOF Guggenheim Strategic Opportunities FundFunds, Shells & SPACs | SEC FORM 4 Bought | $2,506220 at $11.39 | filing |
| 12 Mar 2026filed 19 Mar 2026 | GOF Guggenheim Strategic Opportunities FundFunds, Shells & SPACs | SEC FORM 4 Bought | $2,506220 at $11.39 | filing |
| 12 Mar 2026filed 13 Mar 2026 | GOF Guggenheim Strategic Opportunities FundFunds, Shells & SPACs | SEC FORM 4 Bought | $2,506220 at $11.39 | filing |
| 12 Mar 2026filed 13 Mar 2026 | GOF Guggenheim Strategic Opportunities FundFunds, Shells & SPACs | SEC FORM 4 Bought | $2,506220 at $11.39 | filing |
| 6 Mar 2026filed 9 Mar 2026 | GUG Guggenheim Active Allocation FundFunds, Shells & SPACs | SEC FORM 4 Sold | $48K3,000 at $15.85 | filing |
| 6 Mar 2026filed 9 Mar 2026 | GUG Guggenheim Active Allocation FundFunds, Shells & SPACs | SEC FORM 4 Sold | $48K3,000 at $15.85 | filing |
| 6 Mar 2026filed 9 Mar 2026 | GOF Guggenheim Strategic Opportunities FundFunds, Shells & SPACs | SEC FORM 4 Bought | $48K4,180 at $11.59 | filing |
| 6 Mar 2026filed 9 Mar 2026 | GOF Guggenheim Strategic Opportunities FundFunds, Shells & SPACs | SEC FORM 4 Bought | $48K4,180 at $11.59 | filing |
| 4 Nov 2025filed 4 Nov 2025 | GOF Guggenheim Strategic Opportunities FundFunds, Shells & SPACs | SEC FORM 4 Bought | $4,970380 at $13.08 | filing |
| 30 Oct 2025filed 30 Oct 2025 | GOF Guggenheim Strategic Opportunities FundFunds, Shells & SPACs | SEC FORM 4 Bought | $21K1,580 at $13.02 | filing |
| 17 Oct 2024filed 21 Oct 2024 | AVK Advent Convertible and Income FundFunds, Shells & SPACs | SEC FORM 4 Bought | $43K3,785 at $11.28 | filing |
| 3 Oct 2024filed 4 Oct 2024 | GUG Guggenheim Active Allocation FundFunds, Shells & SPACs | SEC FORM 4 Sold | $8,225500 at $16.45 | filing |
| 2 Jul 2024filed 3 Jul 2024 | GOF Guggenheim Strategic Opportunities FundFunds, Shells & SPACs | SEC FORM 4 Sold | $88K5,849 at $15.02 | filing |
| 1 Feb 2024filed 1 Feb 2024 | GOF Guggenheim Strategic Opportunities FundFunds, Shells & SPACs | SEC FORM 4 Sold | $140K10,000 at $13.95 | filing |
| 30 Jan 2024filed 30 Jan 2024 | GUG Guggenheim Active Allocation FundFunds, Shells & SPACs | SEC FORM 4 Bought | $5,583385 at $14.50 | filing |
| 5 Jan 2024filed 5 Jan 2024 | GOF Guggenheim Strategic Opportunities FundFunds, Shells & SPACs | SEC FORM 4 Sold | $272K20,000 at $13.60 | filing |
| 13 Dec 2023filed 13 Dec 2023 | GOF Guggenheim Strategic Opportunities FundFunds, Shells & SPACs | SEC FORM 4 Sold | $82K6,000 at $13.67 | filing |
| 13 Dec 2023filed 13 Dec 2023 | GUG Guggenheim Active Allocation FundFunds, Shells & SPACs | SEC FORM 4 Bought | $82K5,880 at $13.92 | filing |
| 8 Dec 2023filed 11 Dec 2023 | GOF Guggenheim Strategic Opportunities FundFunds, Shells & SPACs | SEC FORM 4 Sold | $28K2,000 at $13.86 | filing |
| 8 Dec 2023filed 11 Dec 2023 | GUG Guggenheim Active Allocation FundFunds, Shells & SPACs | SEC FORM 4 Bought | $28K2,000 at $14.07 | filing |
News
No headline names them, or the companies they trade most, lately.