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Who

Richard Carleton

Director

Company insider

Files Form 4 as: Director, SHF Holdings.

In numbers

Trades disclosed
12
Buys
3
Sells
0
Bought
$61K
Sold
$0
Companies
1
Companies where not an officer
1
First trade
25 May 2023
Last trade
31 Dec 2025
Last filed
8 May 2026

Companies traded

Everywhere else they filed: board seats, 10% stakes, other companies
SHFS SHF HoldingsDirector · Consumer & Specialty Finance · last 31 Dec 20253 buys · 0 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
101Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
31 Dec 2025filed 8 May 2026SHFS SHF Holdingsoption or derivative · Consumer & Specialty FinanceSEC FORM 4 Code J$8001 at $800.00filing
31 Dec 2025filed 8 May 2026SHFS SHF Holdingsoption or derivative · Consumer & Specialty FinanceSEC FORM 4 Code J$8001 at $800.00filing
10 Dec 2025filed 8 May 2026SHFS SHF Holdingsoption or derivative · Consumer & Specialty FinanceSEC FORM 4 Code J$8001 at $800.00filing
10 Dec 2025filed 8 May 2026SHFS SHF Holdingsoption or derivative · Consumer & Specialty FinanceSEC FORM 4 Code J$8001 at $800.00filing
30 Sep 2025filed 8 May 2026SHFS SHF Holdingsoption or derivative · Consumer & Specialty FinanceSEC FORM 4 Code P$10K13 at $800.00filing
30 Sep 2025filed 8 May 2026SHFS SHF Holdingsoption or derivative · Consumer & Specialty FinanceSEC FORM 4 Code P—837 at $0.00filing
30 Sep 2025filed 8 May 2026SHFS SHF Holdingsoption or derivative · Consumer & Specialty FinanceSEC FORM 4 Code P$10K13 at $800.00filing
30 Sep 2025filed 8 May 2026SHFS SHF Holdingsoption or derivative · Consumer & Specialty FinanceSEC FORM 4 Code P—837 at $0.00filing
24 Apr 2025filed 28 Apr 2025SHFS SHF Holdingsoption or derivative · Consumer & Specialty FinanceSEC FORM 4 Code A—11,628 at $0.00filing
1 Dec 2023filed 5 Dec 2023SHFS SHF HoldingsConsumer & Specialty FinanceSEC FORM 4 Bought$36K45,000 at $0.80filing
26 May 2023filed 30 May 2023SHFS SHF HoldingsConsumer & Specialty FinanceSEC FORM 4 Bought$2,4005,000 at $0.48filing
25 May 2023filed 30 May 2023SHFS SHF HoldingsConsumer & Specialty FinanceSEC FORM 4 Bought$23K50,000 at $0.45filing

News

No headline names them, or the companies they trade most, lately.

Sectors

Financials3

Buys in green, sells in red, by the company’s sector.

Related people

Douglas BeckPAO SVP of Finance Controller · PAO SVP of Finance Controller at SHF Holdings, filing Form 4 there in the last year
Jeffrey R. KayChief Marketing Officer · Chief Marketing Officer at SHF Holdings, filing Form 4 there in the last year
Terrance Elliot MendezDirector, CEO and CFO · Director, CEO and CFO at SHF Holdings, filing Form 4 there in the last year
Michael ReganChief Inv. & Strat. Officer · Chief Inv. & Strat. Officer at SHF Holdings, filing Form 4 there in the last year