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Who

Roger C. Hochschild

Director

Company insider

Files Form 4 as: Director, Principal Financial Group; CEO and President, Discover Financial Services; Other, Morgan Stanley.

In numbers

Trades disclosed
360
Buys
8
Sells
47
Bought
$3.5M
Sold
$74.0M
Companies
3
Companies where not an officer
2
First trade
8 Sep 2006
Last trade
25 Sep 2026
Last filed
29 Sep 2026

Companies traded

Where they are an officer
Discover Financial ServicesDirector, Officer · last 14 Aug 20238 buys · 45 sells
Everywhere else they filed: board seats, 10% stakes, other companies
PFG Principal Financial GroupDirector · Insurance · last 25 Sep 20260 buys · 0 sells
MS Morgan StanleyOther · Capital Markets & Asset Management · last 12 Oct 20060 buys · 2 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
101Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
25 Sep 2026filed 29 Sep 2026PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—285 at $0.00filing
25 Sep 2026filed 29 Sep 2026PFG Principal Financial Groupoption or derivative · InsuranceSEC FORM 4 Code A$25K218 at $114.77filing
25 Sep 2026filed 29 Sep 2026PFG Principal Financial Groupoption or derivative · InsuranceSEC FORM 4 Code A$25K218 at $114.77filing
25 Sep 2026filed 29 Sep 2026PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—285 at $0.00filing
26 Jun 2026filed 30 Jun 2026PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—294 at $0.00filing
26 Jun 2026filed 30 Jun 2026PFG Principal Financial Groupoption or derivative · InsuranceSEC FORM 4 Code A$24K219 at $107.75filing
26 Jun 2026filed 30 Jun 2026PFG Principal Financial Groupoption or derivative · InsuranceSEC FORM 4 Code A$24K219 at $107.75filing
26 Jun 2026filed 30 Jun 2026PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—294 at $0.00filing
5 Jun 2026filed 9 Jun 2026PFG Principal Financial Groupoption or derivative · InsuranceSEC FORM 4 Code A$72K689 at $105.22filing
5 Jun 2026filed 9 Jun 2026PFG Principal Financial Groupoption or derivative · InsuranceSEC FORM 4 Code A$72K689 at $105.22filing
19 May 2026filed 21 May 2026PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—2,175 at $0.00filing
19 May 2026filed 21 May 2026PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—2,175 at $0.00filing
27 Mar 2026filed 31 Mar 2026PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—355 at $0.00filing
27 Mar 2026filed 31 Mar 2026PFG Principal Financial Groupoption or derivative · InsuranceSEC FORM 4 Code A$23K262 at $87.01filing
27 Mar 2026filed 31 Mar 2026PFG Principal Financial Groupoption or derivative · InsuranceSEC FORM 4 Code A$23K262 at $87.01filing
27 Mar 2026filed 31 Mar 2026PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—355 at $0.00filing
19 Dec 2025filed 23 Dec 2025PFG Principal Financial Groupoption or derivative · InsuranceSEC FORM 4 Code A$22K244 at $88.95filing
19 Dec 2025filed 23 Dec 2025PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—340 at $0.00filing
5 Dec 2025filed 8 Dec 2025PFG Principal Financial Groupoption or derivative · InsuranceSEC FORM 4 Code A$72K828 at $87.52filing
26 Sep 2025filed 30 Sep 2025PFG Principal Financial Groupoption or derivative · InsuranceSEC FORM 4 Code A$21K257 at $82.62filing

Sectors

Financials2
Not placed53

Buys in green, sells in red, by the company’s sector.

Related people

Donald J. TrumpPresident · Also traded MS in the last 90 days
Mary L. SchapiroDirector · Also traded MS in the last 90 days