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Who

Ronald I. Simon

Director

Company insider

Files Form 4 as: Director, Ellington Financial; Director, Ellington Credit; Director, Independence Holding Co; Director, American Independence; Other, Cardium Therapeutics; Other, Westcorp /ca/.

In numbers

Trades disclosed
135
Buys
17
Sells
3
Bought
$472K
Sold
$40K
Companies
6
Companies where not an officer
6
First trade
1 Mar 2006
Last trade
9 Sep 2026
Last filed
10 Sep 2026

Companies traded

Everywhere else they filed: board seats, 10% stakes, other companies
EFC Ellington FinancialDirector · RE Services & Developers · last 9 Sep 20262 buys · 0 sells
EARN Ellington CreditDirector · REITs · last 11 Sep 20257 buys · 0 sells
Independence Holding CoDirector · last 15 Feb 20220 buys · 1 sell
American IndependenceDirector · last 31 Aug 20168 buys · 2 sells
Cardium TherapeuticsOther · last 22 Jan 20090 buys · 0 sells
Westcorp /ca/Other · last 1 Mar 20060 buys · 0 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
02Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
9 Sep 2026filed 10 Sep 2026EFC Ellington FinancialRE Services & DevelopersSEC FORM 4 Code A—10,181 at $0.00filing
9 Sep 2026filed 10 Sep 2026EFC Ellington FinancialRE Services & DevelopersSEC FORM 4 Code A—10,181 at $0.00filing
11 Sep 2025filed 2 Oct 2025EARN Ellington CreditREITsSEC FORM 4 Bought$60K10,536 at $5.68filing
11 Sep 2025filed 2 Oct 2025EFC Ellington FinancialRE Services & DevelopersSEC FORM 4 Bought$75K5,544 at $13.56filing
10 Sep 2025filed 2 Oct 2025EFC Ellington FinancialRE Services & DevelopersSEC FORM 4 Code A—9,198 at $0.00filing
27 Dec 2024filed 30 Dec 2024EFC Ellington Financialoption or derivative · RE Services & DevelopersSEC FORM 4 Code J—8,378 at $0.00filing
27 Dec 2024filed 30 Dec 2024EFC Ellington FinancialRE Services & DevelopersSEC FORM 4 Code A—8,378 at $0.00filing
13 Sep 2024filed 13 Sep 2024EFC Ellington Financialoption or derivative · RE Services & DevelopersSEC FORM 4 Code M—7,657 at $0.00filing
13 Sep 2024filed 13 Sep 2024EFC Ellington FinancialRE Services & DevelopersSEC FORM 4 Code M—7,657 at $0.00filing
11 Sep 2024filed 13 Sep 2024EFC Ellington Financialoption or derivative · RE Services & DevelopersSEC FORM 4 Code A—8,378 at $0.00filing
11 Sep 2024filed 13 Sep 2024EARN Ellington CreditREITsSEC FORM 4 Code A—14,472 at $0.00filing
14 Dec 2023filed 18 Dec 2023EFC Ellington Financialoption or derivative · RE Services & DevelopersSEC FORM 4 Code A—7,657 at $0.00filing
14 Sep 2023filed 18 Dec 2023EFC Ellington Financialoption or derivative · RE Services & DevelopersSEC FORM 4 Code M—6,199 at $0.00filing
14 Sep 2023filed 18 Dec 2023EFC Ellington FinancialRE Services & DevelopersSEC FORM 4 Code M—6,199 at $0.00filing
13 Sep 2023filed 15 Sep 2023EARN Ellington CreditREITsSEC FORM 4 Code A—8,230 at $0.00filing
13 Sep 2022filed 15 Sep 2022EARN Ellington CreditREITsSEC FORM 4 Code A—6,761 at $0.00filing
13 Sep 2022filed 15 Sep 2022EFC Ellington Financialoption or derivative · RE Services & DevelopersSEC FORM 4 Code A—6,199 at $0.00filing
13 Sep 2022filed 15 Sep 2022EFC Ellington Financialoption or derivative · RE Services & DevelopersSEC FORM 4 Code M—4,066 at $0.00filing
13 Sep 2022filed 15 Sep 2022EFC Ellington FinancialRE Services & DevelopersSEC FORM 4 Code M—4,066 at $0.00filing
15 Feb 2022filed 16 Feb 2022Independence Holding CoSEC FORM 4 Code D$456K8,000 at $57.00filing

Sectors

Real Estate9
Not placed11

Buys in green, sells in red, by the company’s sector.

Related people

Lisa MumfordDirector · Director at Ellington Financial, filing Form 4 there in the last year
Edward ResendezDirector · Director at Ellington Financial, filing Form 4 there in the last year
Stephen J. DannhauserDirector · Director at Ellington Financial, filing Form 4 there in the last year
Michael W. VranosCo-Chief Investment Officer · Co-Chief Investment Officer at Ellington Financial, filing Form 4 there in the last year
Chris SmernoffChief Financial Officer · Chief Accounting Officer at Ellington Financial, filing Form 4 there in the last year