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Who

Saul B. Rosenthal

President and COO

Company insider

Files Form 4 as: President and COO, Oxford Square Capital; President, Oxford Park Income Fund; President, Oxford Lane Capital; President, TAC Acquisition.

In numbers

Trades disclosed
201
Buys
165
Sells
0
Bought
$61.2M
Sold
$0
Companies
4
Companies where not an officer
0
First trade
21 Sep 2006
Last trade
20 May 2026
Last filed
21 May 2026

Companies traded

Where they are an officer
OXSQ Oxford Square CapitalOfficer · Funds, Shells & SPACs · last 20 May 2026153 buys · 0 sells
Oxford Park Income FundDirector, Officer · last 1 Apr 20263 buys · 0 sells
OXLC Oxford Lane CapitalDirector, Officer · Funds, Shells & SPACs · last 17 Dec 20249 buys · 0 sells
TAC AcquisitionDirector, Officer · last 21 Sep 20060 buys · 0 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
01Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
20 May 2026filed 21 May 2026OXSQ Oxford Square CapitalFunds, Shells & SPACsSEC FORM 4 Bought$167K144,703 at $1.15filing
20 May 2026filed 21 May 2026OXSQ Oxford Square CapitalFunds, Shells & SPACsSEC FORM 4 Bought$166K144,703 at $1.15filing
1 Apr 2026filed 4 May 2026Oxford Park Income FundSEC FORM 4 Bought$5.0M283,929.59 at $17.61filing
17 Dec 2024filed 17 Dec 2024OXLC Oxford Lane CapitalFunds, Shells & SPACsSEC FORM 4 Bought$15.0M2,960,000 at $5.08filing
1 Sep 2024filed 24 Sep 2024Oxford Park Income FundSEC FORM 4 Bought$3.1M112,768.28 at $27.49filing
28 May 2024filed 29 May 2024OXLC Oxford Lane CapitalFunds, Shells & SPACsSEC FORM 4 Bought$12.5M2,315,000 at $5.40filing
28 May 2024filed 29 May 2024OXLC Oxford Lane CapitalFunds, Shells & SPACsSEC FORM 4 Bought$12.5M2,315,000 at $5.40filing
1 May 2024filed 24 Sep 2024Oxford Park Income FundSEC FORM 4 Bought$2.4M84,360.3 at $28.45filing
14 Jun 2023filed 6 Jul 2023OXSQ Oxford Square Capitaloption or derivative · Funds, Shells & SPACsSEC FORM 4 Code X—514,194 at $0.00filing
14 Jun 2023filed 6 Jul 2023OXSQ Oxford Square CapitalFunds, Shells & SPACsSEC FORM 4 Code X$1.4M514,194 at $2.66filing
27 May 2022filed 31 May 2022OXSQ Oxford Square CapitalFunds, Shells & SPACsSEC FORM 4 Bought$7,1451,773 at $4.03filing
25 May 2022filed 26 May 2022OXSQ Oxford Square CapitalFunds, Shells & SPACsSEC FORM 4 Bought$3,328832 at $4.00filing
24 May 2022filed 26 May 2022OXSQ Oxford Square CapitalFunds, Shells & SPACsSEC FORM 4 Bought$17K4,206 at $3.99filing
23 May 2022filed 23 May 2022OXSQ Oxford Square CapitalFunds, Shells & SPACsSEC FORM 4 Bought$2,996749 at $4.00filing
20 May 2022filed 23 May 2022OXSQ Oxford Square CapitalFunds, Shells & SPACsSEC FORM 4 Bought$17K4,374 at $3.99filing
18 May 2022filed 19 May 2022OXSQ Oxford Square CapitalFunds, Shells & SPACsSEC FORM 4 Bought$41K10,027 at $4.09filing
17 May 2022filed 17 May 2022OXSQ Oxford Square CapitalFunds, Shells & SPACsSEC FORM 4 Bought$18K4,401 at $4.08filing
16 May 2022filed 17 May 2022OXSQ Oxford Square CapitalFunds, Shells & SPACsSEC FORM 4 Bought$56K13,801 at $4.03filing
13 May 2022filed 16 May 2022OXSQ Oxford Square CapitalFunds, Shells & SPACsSEC FORM 4 Bought$37K9,282 at $3.98filing
12 May 2022filed 16 May 2022OXSQ Oxford Square CapitalFunds, Shells & SPACsSEC FORM 4 Bought$106K27,292 at $3.89filing

Sectors

Financials162
Not placed3

Buys in green, sells in red, by the company’s sector.

Related people

Steven P. NovakDirector · Director at Oxford Square Capital, filing Form 4 there in the last year
Jonathan H. CohenChief Executive Officer · Chief Executive Officer at Oxford Square Capital, filing Form 4 there in the last year