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Who

Thomas J. Allison

Director

Company insider

Files Form 4 as: Director, Horizon Technology Finance; Director, Monroe Capital.

In numbers

Trades disclosed
15
Buys
9
Sells
0
Bought
$314K
Sold
$0
Companies
2
Companies where not an officer
2
First trade
18 Nov 2013
Last trade
9 Jun 2026
Last filed
11 Jun 2026

Companies traded

Everywhere else they filed: board seats, 10% stakes, other companies
HRZN Horizon Technology FinanceDirector · Capital Markets & Asset Management · last 9 Jun 20262 buys · 0 sells
Monroe CapitalDirector · last 14 Apr 20267 buys · 0 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
02Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
9 Jun 2026filed 11 Jun 2026HRZN Horizon Technology FinanceCapital Markets & Asset ManagementSEC FORM 4 Bought$26K6,000 at $4.36filing
9 Jun 2026filed 11 Jun 2026HRZN Horizon Technology FinanceCapital Markets & Asset ManagementSEC FORM 4 Bought$26K6,000 at $4.36filing
9 Jun 2026filed 10 Jun 2026HRZN Horizon Technology FinanceCapital Markets & Asset ManagementSEC FORM 4 Bought$26K6,000 at $4.36filing
9 Jun 2026filed 10 Jun 2026HRZN Horizon Technology FinanceCapital Markets & Asset ManagementSEC FORM 4 Bought$26K6,000 at $4.36filing
14 Apr 2026filed 14 Apr 2026HRZN Horizon Technology FinanceCapital Markets & Asset ManagementSEC FORM 4 Code A—49,926filing
14 Apr 2026filed 14 Apr 2026HRZN Horizon Technology FinanceCapital Markets & Asset ManagementSEC FORM 4 Code A—49,926filing
14 Apr 2026filed 14 Apr 2026Monroe CapitalSEC FORM 4 Code D—53,102.058filing
14 Apr 2026filed 14 Apr 2026Monroe CapitalSEC FORM 4 Code D—53,102.06filing
29 Jun 2022filed 5 Jul 2022Monroe CapitalSEC FORM 4 Bought$25K2,799 at $8.86filing
28 Jun 2022filed 5 Jul 2022Monroe CapitalSEC FORM 4 Bought$16K1,701 at $9.16filing
27 Jun 2022filed 5 Jul 2022Monroe CapitalSEC FORM 4 Bought$4,385500 at $8.77filing
12 Mar 2020filed 1 Apr 2020Monroe CapitalSEC FORM 4 Bought$17K2,000 at $8.51filing
31 Dec 2018filed 1 Apr 2020Monroe CapitalSEC FORM 4 Bought$48K5,000 at $9.66filing
31 Dec 2018filed 3 Jan 2019Monroe CapitalSEC FORM 4 Bought$48K5,000 at $9.66filing
18 Nov 2013filed 18 Nov 2013Monroe CapitalSEC FORM 4 Bought$51K4,000 at $12.82filing

News

No headline names them, or the companies they trade most, lately.

Sectors

Financials2
Not placed7

Buys in green, sells in red, by the company’s sector.

Related people

Kimberley Ann O'ConnorDirector · Director at Horizon Technology Finance, filing Form 4 there in the last year
Paul G. SeitzChief Investment Officer · Chief Investment Officer at Horizon Technology Finance, filing Form 4 there in the last year
Jonathan Joseph GoodmanDirector · Director at Horizon Technology Finance, filing Form 4 there in the last year
Daniel R. TrolioExecutive VP and CFO · Executive VP and CFO at Horizon Technology Finance, filing Form 4 there in the last year
Michael BalkinChief Executive Officer · Chief Executive Officer at Horizon Technology Finance, filing Form 4 there in the last year