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Who

Thomas M. Finke

Director

Company insider

Files Form 4 as: Director, Venu Holding; Director, Invesco; Director, Alliance Entertainment Holding; Other, Barings Corporate Investors; Insider, Barings BDC; Other, Barings Global Short Duration High Yield Fund; Director, Scottish Re Group.

In numbers

Trades disclosed
297
Buys
22
Sells
1
Bought
$2.5M
Sold
$32K
Companies
7
Companies where not an officer
7
First trade
18 Jul 2007
Last trade
29 Sep 2026
Last filed
1 Oct 2026

Companies traded

Everywhere else they filed: board seats, 10% stakes, other companies
VENU Venu HoldingDirector · Entertainment, Gaming & Leisure Services · last 29 Sep 20267 buys · 0 sells
IVZ InvescoDirector · Capital Markets & Asset Management · last 15 May 20260 buys · 0 sells
AENT Alliance Entertainment HoldingDirector · Distributors & Wholesale · last 30 Jun 20231 buy · 0 sells
MCI Barings Corporate InvestorsOther · Funds, Shells & SPACs · last 5 Nov 20201 buy · 1 sell
BBDC Barings BDCFunds, Shells & SPACs · last 5 May 20203 buys · 0 sells
BGH Barings Global Short Duration High Yield FundOther · Funds, Shells & SPACs · last 30 Sep 201510 buys · 0 sells
Scottish Re GroupDirector · last 18 Jul 20070 buys · 0 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
02Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
29 Sep 2026filed 1 Oct 2026VENU Venu HoldingEntertainment, Gaming & Leisure ServicesSEC FORM 4 Bought$76K50,000 at $1.52filing
11 Sep 2026filed 15 Sep 2026VENU Venu HoldingEntertainment, Gaming & Leisure ServicesSEC FORM 4 Bought$350K200,000 at $1.75filing
11 Sep 2026filed 15 Sep 2026VENU Venu HoldingEntertainment, Gaming & Leisure ServicesSEC FORM 4 Bought$350K200,000 at $1.75filing
25 Aug 2026filed 27 Aug 2026VENU Venu HoldingEntertainment, Gaming & Leisure ServicesSEC FORM 4 Bought$107K54,644 at $1.95filing
25 Aug 2026filed 27 Aug 2026VENU Venu HoldingEntertainment, Gaming & Leisure ServicesSEC FORM 4 Bought$107K54,644 at $1.95filing
21 Aug 2026filed 25 Aug 2026VENU Venu HoldingEntertainment, Gaming & Leisure ServicesSEC FORM 4 Bought$58K30,000 at $1.92filing
21 Aug 2026filed 25 Aug 2026VENU Venu HoldingEntertainment, Gaming & Leisure ServicesSEC FORM 4 Bought$58K30,000 at $1.92filing
22 Jul 2026filed 24 Jul 2026VENU Venu Holdingoption or derivative · Entertainment, Gaming & Leisure ServicesSEC FORM 4 Code A—200,000 at $0.00filing
22 Jul 2026filed 24 Jul 2026VENU Venu Holdingoption or derivative · Entertainment, Gaming & Leisure ServicesSEC FORM 4 Code A—200,000 at $0.00filing
26 May 2026filed 22 Jun 2026VENU Venu HoldingEntertainment, Gaming & Leisure ServicesSEC FORM 4 Bought$56K15,000 at $3.74filing
26 May 2026filed 22 Jun 2026VENU Venu HoldingEntertainment, Gaming & Leisure ServicesSEC FORM 4 Bought$56K15,000 at $3.74filing
15 May 2026filed 19 May 2026IVZ InvescoCapital Markets & Asset ManagementSEC FORM 4 Code A—8,112 at $0.00filing
15 May 2026filed 19 May 2026IVZ InvescoCapital Markets & Asset ManagementSEC FORM 4 Code A—8,112 at $0.00filing
30 Dec 2025filed 5 Jan 2026VENU Venu HoldingEntertainment, Gaming & Leisure ServicesSEC FORM 4 Bought$34K4,361 at $7.80filing
30 Dec 2025filed 5 Jan 2026VENU Venu HoldingEntertainment, Gaming & Leisure ServicesSEC FORM 4 Bought$34K4,361 at $7.80filing
26 Dec 2025filed 30 Dec 2025VENU Venu HoldingEntertainment, Gaming & Leisure ServicesSEC FORM 4 Bought$1,636200 at $8.18filing
26 Dec 2025filed 30 Dec 2025VENU Venu HoldingEntertainment, Gaming & Leisure ServicesSEC FORM 4 Bought$1,630200 at $8.15filing
26 Dec 2025filed 30 Dec 2025VENU Venu HoldingEntertainment, Gaming & Leisure ServicesSEC FORM 4 Bought$1,626200 at $8.13filing
28 Oct 2025filed 30 Oct 2025VENU Venu Holdingoption or derivative · Entertainment, Gaming & Leisure ServicesSEC FORM 4 Code A—250,000 at $0.00filing
28 Aug 2025filed 2 Sep 2025VENU Venu HoldingEntertainment, Gaming & Leisure ServicesSEC FORM 4 Code J$300K25,000 at $12.00filing

News

No headline names them, or the companies they trade most, lately.

Sectors

Financials15
Consumer Discretionary7
Industrials1

Buys in green, sells in red, by the company’s sector.

Related people

Jay W. RothCEO & Chairman · CEO & Chairman at Venu Holding, filing Form 4 there in the last year
Shannon A. JohnstonSMD and CIOO · SMD and CIOO at Invesco, filing Form 4 there in the last year
Vic SutterChief Operating Officer · Chief Operating Officer at Venu Holding, filing Form 4 there in the last year
Stephen Joseph CominskyDirector · Director at Venu Holding, filing Form 4 there in the last year
Phoebe A. WoodDirector · Director at Invesco, filing Form 4 there in the last year