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The company

Hennessy Advisors, Inc.

HNNA · Nasdaq

FinancialsCapital Markets & Asset ManagementIn trend

HNNA stood above a rising 150-day average in 11 of the last 52 weekly readings, including each of the last 4 weeks. It is 2.5% above that average now. Capital Markets & Asset Management: 23% of its 97 stocks in an uptrend (−14 points in four weeks); Financials: 43% (−14 points in four weeks).

SEC filings

Statistics

Rotation: In trend
Weeks in an uptrend: 4 in a row
Industry in uptrend: 23% -14 in 4 wk
Insider buys, 12 months: $0
Insider sales, 12 months: $372K
Officials’ trades on record: 0
Institutions holding: 26 (-4)

In the rotation

Each square a week: lit when it closed above a rising 150-day average. 11 of 52 weeks.

20 Apr – 19 Oct

Capital Markets & Asset Management: A minority of its stocks are in an uptrend and the share has fallen sharply over four weeks. Financials: About half its stocks are in an uptrend and the share has fallen sharply over four weeks.

Money in and out

1 Nov 2024 – 1 Oct 2026

Open-market buys above the line and sales below, in dollars.

Congress and officials

No member of Congress or official has disclosed a trade in it.

Insiders

Buy orders, 12 months0

Sale orders, 12 months7

Buyers · sellers0 · 4

Who	Did	Shares	Traded
Kiera NewtonDirector	sold	504at $10.02	29 Sep 2026filed 30 Sep 2026
Daniel B. SteadmanExecutive VP	sold	5,000at $10.26	24 Sep 2026filed 25 Sep 2026
Thomas L. SeaveyDirector	sold	1,875at $10.15	24 Sep 2026filed 28 Sep 2026
Kiera NewtonDirector	sold	199at $10.35	16 Sep 2026filed 16 Sep 2026
Kiera NewtonDirector	sold	593at $10.34	14 Sep 2026filed 16 Sep 2026
Kathryn FahySVP and CFO	sold	10,000at $10.00	11 May 2026filed 12 May 2026

Lines filed since 2 January 2026, newest first; every insider’s older lines are on their own page.

Institutions

Holders26-4 on the quarter

New · exited1 · 4

Reported value$11.8M

Quarter to 30 Jun 2026, against 31 Mar 2026; newest filing 31 Aug 2026.

Manager	Shares	Change
VANGUARD CAPITAL MANAGEMENT LLCreduced · filed 13 Aug 2026	238,662$2.4M	-194−0.1%
Truffle Hound Capital, LLCunchanged · filed 6 Aug 2026	200,000$2.0M	00.0%
AEGIS FINANCIAL CORPadded · filed 12 Aug 2026	170,768$1.7M	+29,415+20.8%
RENAISSANCE TECHNOLOGIES LLCreduced · filed 13 Aug 2026	97,688$992K	-2,400−2.4%
Allworth Financial LPunchanged · filed 11 Aug 2026	81,380$826K	00.0%
Perigon Wealth Management, LLCunchanged · filed 7 Aug 2026	63,798$648K	00.0%
GEODE CAPITAL MANAGEMENT, LLCadded · filed 12 Aug 2026	58,540$594K	+7,238+14.1%
DIMENSIONAL FUND ADVISORS LPadded · filed 11 Aug 2026	53,469$543K	+792+1.5%
VANGUARD FIDUCIARY TRUST COadded · filed 13 Aug 2026	27,585$280K	+194+0.7%
BRIDGEWAY CAPITAL MANAGEMENT, LLCadded · filed 14 Aug 2026	23,551$239K	+1,540+7.0%