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Who

Neil J. Hennessy

CEO

Company insider

Files Form 4 as: CEO, Hennessy Advisors.

In numbers

Trades disclosed
127
Buys
16
Sells
13
Bought
$388K
Sold
$2.6M
Companies
1
Companies where not an officer
0
First trade
28 Dec 2005
Last trade
18 Sep 2026
Last filed
22 Sep 2026

Companies traded

Where they are an officer
HNNA Hennessy AdvisorsDirector, Officer, 10% owner · Capital Markets & Asset Management · last 18 Sep 202616 buys · 13 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
101Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
18 Sep 2026filed 22 Sep 2026HNNA Hennessy AdvisorsCapital Markets & Asset ManagementSEC FORM 4 Code A—19,700 at $0.00filing
18 Sep 2026filed 22 Sep 2026HNNA Hennessy AdvisorsCapital Markets & Asset ManagementSEC FORM 4 Code F$99K9,520.5 at $10.38filing
18 Sep 2026filed 22 Sep 2026HNNA Hennessy AdvisorsCapital Markets & Asset ManagementSEC FORM 4 Code A—19,700 at $0.00filing
18 Sep 2026filed 22 Sep 2026HNNA Hennessy AdvisorsCapital Markets & Asset ManagementSEC FORM 4 Code F$99K9,520.5 at $10.38filing
18 Sep 2025filed 19 Sep 2025HNNA Hennessy AdvisorsCapital Markets & Asset ManagementSEC FORM 4 Code A—19,700 at $0.00filing
18 Sep 2025filed 19 Sep 2025HNNA Hennessy AdvisorsCapital Markets & Asset ManagementSEC FORM 4 Code F$100K9,000 at $11.08filing
30 Dec 2024filed 30 Dec 2024HNNA Hennessy AdvisorsCapital Markets & Asset ManagementSEC FORM 4 Code G—10,000 at $0.00filing
18 Sep 2024filed 19 Sep 2024HNNA Hennessy AdvisorsCapital Markets & Asset ManagementSEC FORM 4 Code A—19,700 at $0.00filing
18 Sep 2024filed 19 Sep 2024HNNA Hennessy AdvisorsCapital Markets & Asset ManagementSEC FORM 4 Code F$87K8,482.5 at $10.24filing
19 Dec 2023filed 20 Dec 2023HNNA Hennessy AdvisorsCapital Markets & Asset ManagementSEC FORM 4 Code G—20,000 at $0.00filing
19 Dec 2023filed 20 Dec 2023HNNA Hennessy AdvisorsCapital Markets & Asset ManagementSEC FORM 4 Bought$650100 at $6.50filing
18 Dec 2023filed 26 Dec 2023HNNA Hennessy AdvisorsCapital Markets & Asset ManagementSEC FORM 4 Bought$3,894599 at $6.50filing
18 Dec 2023filed 18 Dec 2023HNNA Hennessy AdvisorsCapital Markets & Asset ManagementSEC FORM 4 Bought$9,5941,476 at $6.50filing
15 Dec 2023filed 18 Dec 2023HNNA Hennessy AdvisorsCapital Markets & Asset ManagementSEC FORM 4 Bought$48875 at $6.50filing
12 Dec 2023filed 13 Dec 2023HNNA Hennessy AdvisorsCapital Markets & Asset ManagementSEC FORM 4 Bought$47K7,190 at $6.50filing
18 Sep 2023filed 19 Sep 2023HNNA Hennessy AdvisorsCapital Markets & Asset ManagementSEC FORM 4 Code A—19,700 at $0.00filing
18 Sep 2023filed 19 Sep 2023HNNA Hennessy AdvisorsCapital Markets & Asset ManagementSEC FORM 4 Code F$40K5,856.5 at $6.79filing
30 Aug 2023filed 1 Sep 2023HNNA Hennessy AdvisorsCapital Markets & Asset ManagementSEC FORM 4 Code F$13K1,951.5 at $6.89filing
23 Jun 2023filed 23 Jun 2023HNNA Hennessy AdvisorsCapital Markets & Asset ManagementSEC FORM 4 Bought$71 at $7.10filing
22 Jun 2023filed 23 Jun 2023HNNA Hennessy AdvisorsCapital Markets & Asset ManagementSEC FORM 4 Bought$13K1,774 at $7.09filing

News

Head-To-Head Survey: Binah Capital Group (NASDAQ:BCG) vs. Hennessy Advisors (NASDAQ:HNNA)HNNA · themarketsdaily.com · 9 Oct 2026

0 headlines in the last 90 days name Neil J. Hennessy; 1 article from the last 14 days about the 1 company they traded most, at most three about any one of them.

Sectors

Financials29

Buys in green, sells in red, by the company’s sector.

Related people

Daniel B. SteadmanExecutive VP · Executive VP at Hennessy Advisors, filing Form 4 there in the last year
Kiera NewtonDirector · Director at Hennessy Advisors, filing Form 4 there in the last year
Thomas L. SeaveyDirector · Director at Hennessy Advisors, filing Form 4 there in the last year
Daniel G. LibarleOther role · Other at Hennessy Advisors, filing Form 4 there in the last year
Susan Weber PomiliaDirector · Director at Hennessy Advisors, filing Form 4 there in the last year