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The company

Saratoga Investment Corp New

SAR · NYSE

FinancialsCapital Markets & Asset ManagementNot moving yet

SAR stood above a rising 150-day average in 0 of the last 52 weekly readings. It is 31.8% below that average now. Capital Markets & Asset Management: 30% of its 97 stocks in an uptrend (−5 points in four weeks); Financials: 49% (−4 points in four weeks).

SEC filings

Statistics

Rotation: Not moving yet
Weeks in an uptrend: out for 52
Industry in uptrend: 30% -5 in 4 wk
Insider buys, 12 months: $446K
Insider sales, 12 months: $0
Officials’ trades on record: 0
Institutions holding: 54 (-2)

In the rotation

Each square a week: lit when it closed above a rising 150-day average. 0 of 52 weeks.

22 Apr – 21 Oct

Capital Markets & Asset Management: A minority of its stocks are in an uptrend and the share has been slipping. Financials: About half its stocks are in an uptrend and the share has been slipping.

Money in and out

1 Nov 2024 – 1 Oct 2026

Open-market buys above the line and sales below, in dollars.

Congress and officials

No member of Congress or official has disclosed a trade in it.

Insiders

Buy orders, 12 months2

Sale orders, 12 months0

Buyers · sellers1 · 0

Who	Did	Shares	Traded
Christian L. OberbeckCEO and Director	bought	15,000at $14.83	9 Oct 2026filed 13 Oct 2026
Christian L. OberbeckCEO and Director	bought	15,000at $14.89	8 Oct 2026filed 13 Oct 2026

Lines filed since 2 January 2026, newest first; every insider’s older lines are on their own page.

Institutions

Holders54-2 on the quarter

New · exited7 · 9

Reported value$39.5M

Quarter to 30 Jun 2026, against 31 Mar 2026; newest filing 31 Aug 2026.

Manager	Shares	Change
Lido Advisors, LLCreduced · filed 7 Aug 2026	181,518$4.0M	-17,620−8.8%
Private Advisor Group, LLCreduced · filed 27 Jul 2026	146,681$3.3M	-18,458−11.2%
Legal & General Group Plcadded · filed 14 Aug 2026	141,229$3.2M	+18,288+14.9%
Hennion & Walsh Asset Management, Inc.reduced · filed 8 Jul 2026	127,040$2.8M	-10,635−7.7%
Advisors Asset Management, Inc.added · filed 14 Aug 2026	121,635$2.7M	+15,010+14.1%
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLCadded · filed 22 Jul 2026	116,012$2.6M	+33,605+40.8%
LPL Financial LLCreduced · filed 7 Aug 2026	111,909$2.5M	-2,086−1.8%
WELLS FARGO & COMPANYreduced · filed 14 Aug 2026	85,079$1.9M	-188−0.2%
Ethos Financial Group, LLCadded · filed 7 Aug 2026	56,533$1.3M	+3,687+7.0%
BlackRock, Inc.reduced · filed 7 Aug 2026	53,261$1.2M	-1,335−2.4%