Who
Richard T. Allorto Jr.
CFO and Treasurer
Company insider
Files Form 4 as: CFO and Treasurer, PennantPark Investment; CFO and Treasurer, PennantPark Floating Rate Capital; Chief Financial Officer, Medley Management; Chief Financial Officer, PhenixFIN; Chief Financial Officer, Saratoga Investment Corp 8.00% Notes due 2027.
In numbers
- Trades disclosed
- 34
- Buys
- 15
- Sells
- 0
- Bought
- $894K
- Sold
- $0
- Companies
- 5
- Companies where not an officer
- 0
- First trade
- 20 Jul 2007
- Last trade
- 11 Mar 2026
- Last filed
- 12 Mar 2026
Companies traded
Activity over time
1 Nov 2024 – 1 Oct 2026
Buys above the line, sells below, each month.
Every trade
| Traded | Company | What | Amount | |
|---|---|---|---|---|
| 11 Mar 2026filed 12 Mar 2026 | PNNT PennantPark InvestmentFunds, Shells & SPACs | SEC FORM 4 Bought | $73K15,000 at $4.88 | filing |
| 11 Mar 2026filed 12 Mar 2026 | PNNT PennantPark InvestmentFunds, Shells & SPACs | SEC FORM 4 Bought | $73K15,000 at $4.88 | filing |
| 11 Mar 2026filed 12 Mar 2026 | PFLT PennantPark Floating Rate CapitalFunds, Shells & SPACs | SEC FORM 4 Bought | $122K15,000 at $8.15 | filing |
| 11 Mar 2026filed 12 Mar 2026 | PFLT PennantPark Floating Rate CapitalFunds, Shells & SPACs | SEC FORM 4 Bought | $122K15,000 at $8.15 | filing |
| 30 May 2024filed 3 Jun 2024 | PFLT PennantPark Floating Rate CapitalFunds, Shells & SPACs | SEC FORM 4 Bought | $113K10,000 at $11.30 | filing |
| 12 Mar 2024filed 14 Mar 2024 | PNNT PennantPark InvestmentFunds, Shells & SPACs | SEC FORM 4 Bought | $34K5,000 at $6.80 | filing |
| 15 May 2023filed 17 May 2023 | PNNT PennantPark InvestmentFunds, Shells & SPACs | SEC FORM 4 Bought | $54K10,000 at $5.35 | filing |
| 19 Jan 2021filed 20 Jan 2021 | Medley Management | SEC FORM 4 Code C | —73,471 | filing |
| 19 Jan 2021filed 20 Jan 2021 | Medley Managementoption or derivative | SEC FORM 4 Code C | —73,471 at $0.00 | filing |
| 15 Jan 2021filed 20 Jan 2021 | Medley Management | SEC FORM 4 Code A | —59,753 at $0.00 | filing |
| 15 Jan 2021filed 20 Jan 2021 | Medley Managementoption or derivative | SEC FORM 4 Code D | —59,753 at $0.00 | filing |
| 6 Jul 2020filed 7 Jul 2020 | Medley Managementoption or derivative | SEC FORM 4 Code A | —92,230 at $0.00 | filing |
| 4 Jun 2019filed 6 Jun 2019 | Medley Managementoption or derivative | SEC FORM 4 Code A | —335,968 at $0.00 | filing |
| 11 May 2018filed 15 May 2018 | Medley Managementoption or derivative | SEC FORM 4 Code A | —49,000 at $0.00 | filing |
| 11 May 2018filed 15 May 2018 | Medley Managementoption or derivative | SEC FORM 4 Code A | —79,000 at $0.00 | filing |
| 28 Mar 2018filed 29 Mar 2018 | Medley Managementoption or derivative | SEC FORM 4 Code A | —70,000 at $0.00 | filing |
| 22 Feb 2017filed 24 Feb 2017 | Medley Managementoption or derivative | SEC FORM 4 Code D | —50,000 at $0.00 | filing |
| 22 Feb 2017filed 24 Feb 2017 | Medley Managementoption or derivative | SEC FORM 4 Code A | —50,000 at $0.00 | filing |
| 22 Feb 2017filed 24 Feb 2017 | Medley Managementoption or derivative | SEC FORM 4 Code A | —50,000 at $0.00 | filing |
| 16 Mar 2016filed 18 Mar 2016 | Medley Managementoption or derivative | SEC FORM 4 Code A | —50,000 at $0.00 | filing |
News
PennantPark Investment (NASDAQ:PNNT) & Elme Communities (NYSE:ELME) Financial ContrastPNNT · dailypolitical.com · 18 Oct 2026
0 headlines in the last 90 days name Richard T. Allorto Jr.; 1 article from the last 14 days about the 2 companies they traded most, at most three about any one of them.