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Who

Brian D. Swanson

Other role

Company insider

Files Form 4 as: President, Consumer Bank, Axos Financial.

In numbers

Trades disclosed
166
Buys
0
Sells
1
Bought
$0
Sold
$181K
Companies
1
Companies where not an officer
0
First trade
12 Jul 2019
Last trade
15 Sep 2026
Last filed
16 Sep 2026

Companies traded

Where they are an officer
AX Axos FinancialOfficer, Other · Regional banks · last 15 Sep 20260 buys · 1 sell

Activity over time

1 Nov 2024 – 1 Oct 2026
101Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
15 Sep 2026filed 16 Sep 2026AX Axos FinancialRegional banksSEC FORM 4 Code M$313K3,381 at $92.68filing
15 Sep 2026filed 16 Sep 2026AX Axos FinancialRegional banksSEC FORM 4 Code D$169K1,822 at $92.68filing
15 Sep 2026filed 16 Sep 2026AX Axos Financialoption or derivative · Regional banksSEC FORM 4 Code M—3,381 at $0.00filing
15 Sep 2026filed 16 Sep 2026AX Axos Financialoption or derivative · Regional banksSEC FORM 4 Code M—3,381 at $0.00filing
15 Sep 2026filed 16 Sep 2026AX Axos Financialoption or derivative · Regional banksSEC FORM 4 Code A—2,968 at $0.00filing
15 Sep 2026filed 16 Sep 2026AX Axos Financialoption or derivative · Regional banksSEC FORM 4 Code A—2,968 at $0.00filing
15 Sep 2026filed 16 Sep 2026AX Axos FinancialRegional banksSEC FORM 4 Code M$313K3,381 at $92.68filing
15 Sep 2026filed 16 Sep 2026AX Axos FinancialRegional banksSEC FORM 4 Code D$169K1,822 at $92.68filing
20 Mar 2026filed 24 Mar 2026AX Axos FinancialRegional banksSEC FORM 4 Code M$244K2,943 at $82.93filing
20 Mar 2026filed 24 Mar 2026AX Axos FinancialRegional banksSEC FORM 4 Code M$98K1,177 at $82.93filing
20 Mar 2026filed 24 Mar 2026AX Axos FinancialRegional banksSEC FORM 4 Code D$132K1,587 at $82.93filing
20 Mar 2026filed 24 Mar 2026AX Axos Financialoption or derivative · Regional banksSEC FORM 4 Code M—2,943 at $0.00filing
20 Mar 2026filed 24 Mar 2026AX Axos Financialoption or derivative · Regional banksSEC FORM 4 Code M—1,177 at $0.00filing
20 Mar 2026filed 24 Mar 2026AX Axos FinancialRegional banksSEC FORM 4 Code D$53K634 at $82.93filing
20 Mar 2026filed 24 Mar 2026AX Axos Financialoption or derivative · Regional banksSEC FORM 4 Code M—2,943 at $0.00filing
20 Mar 2026filed 24 Mar 2026AX Axos Financialoption or derivative · Regional banksSEC FORM 4 Code M—1,177 at $0.00filing
20 Mar 2026filed 24 Mar 2026AX Axos FinancialRegional banksSEC FORM 4 Code M$244K2,943 at $82.93filing
20 Mar 2026filed 24 Mar 2026AX Axos FinancialRegional banksSEC FORM 4 Code M$98K1,177 at $82.93filing
20 Mar 2026filed 24 Mar 2026AX Axos FinancialRegional banksSEC FORM 4 Code D$132K1,587 at $82.93filing
20 Mar 2026filed 24 Mar 2026AX Axos FinancialRegional banksSEC FORM 4 Code D$53K634 at $82.93filing

News

Financial Survey: Axos Financial (NYSE:AX) versus SR Bancorp (NASDAQ:SRBK)AX · tickerreport.com · 9 Oct 2026Needham & Company LLC Reaffirms Buy Rating for Axos Financial (NYSE:AX)AX · themarketsdaily.com · 7 Oct 2026

0 headlines in the last 90 days name Brian D. Swanson; 2 articles from the last 14 days about the 1 company they traded most, at most three about any one of them.

Sectors

Financials1

Buys in green, sells in red, by the company’s sector.

Related people

Michael James WatsonOther role · Other at Axos Financial, filing Form 4 there in the last year
Mosich NickDirector · Director at Axos Financial, filing Form 4 there in the last year
Derrick WalshEVP, Chief Financial Officer · EVP, Chief Financial Officer at Axos Financial, filing Form 4 there in the last year
John Charles TollaEVP, Chief Risk Officer · EVP, Chief Risk Officer at Axos Financial, filing Form 4 there in the last year
Eshel Bar-AdonEVP, Strategic Partnerships an · EVP, Strategic Partnerships an at Axos Financial, filing Form 4 there in the last year
Roque A. SantiDirector · Also traded AX in the last 90 days