rotation.to
Following this device: dark.
Free account
rotation.to
Appearance
Following this device: dark.
Drag a card by its title · ⚙ to size, swap or remove

Who

Roque A. Santi

Director

Company insider

Files Form 4 as: Director, Axos Financial.

In numbers

Trades disclosed
19
Buys
0
Sells
2
Bought
$0
Sold
$193K
Companies
1
Companies where not an officer
1
First trade
15 Sep 2022
Last trade
5 Aug 2026
Last filed
7 Aug 2026

Companies traded

Everywhere else they filed: board seats, 10% stakes, other companies
AX Axos FinancialDirector · Regional banks · last 5 Aug 20260 buys · 2 sells

Activity over time

1 May – 1 Oct
10May 26Jun 26Aug 26Sep 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
5 Aug 2026filed 7 Aug 2026AX Axos FinancialRegional banksSEC FORM 4 Sold$53K500 at $105.30filing
5 Aug 2026filed 7 Aug 2026AX Axos FinancialRegional banksSEC FORM 4 Sold$53K500 at $105.30filing
8 May 2026filed 12 May 2026AX Axos FinancialRegional banksSEC FORM 4 Sold$44K500 at $87.77filing
8 May 2026filed 12 May 2026AX Axos FinancialRegional banksSEC FORM 4 Sold$44K500 at $87.77filing
14 Nov 2025filed 18 Nov 2025AX Axos Financialoption or derivative · Regional banksSEC FORM 4 Code M—4,289 at $0.00filing
14 Nov 2025filed 18 Nov 2025AX Axos Financialoption or derivative · Regional banksSEC FORM 4 Code A—3,615 at $0.00filing
14 Nov 2025filed 18 Nov 2025AX Axos FinancialRegional banksSEC FORM 4 Code M$339K4,289 at $79.12filing
14 Nov 2025filed 18 Nov 2025AX Axos FinancialRegional banksSEC FORM 4 Code D$170K2,144 at $79.12filing
14 Nov 2024filed 1 Aug 2025AX Axos Financialoption or derivative · Regional banksSEC FORM 4 Code A—0 at $0.00filing
14 Nov 2024filed 15 Nov 2024AX Axos Financialoption or derivative · Regional banksSEC FORM 4 Code A—4,289 at $0.00filing
14 Nov 2024filed 15 Nov 2024AX Axos Financialoption or derivative · Regional banksSEC FORM 4 Code A—4,289 at $0.00filing
31 Aug 2024filed 4 Sep 2024AX Axos Financialoption or derivative · Regional banksSEC FORM 4 Code M—6,000 at $0.00filing
31 Aug 2024filed 4 Sep 2024AX Axos FinancialRegional banksSEC FORM 4 Code M$417K6,000 at $69.43filing
31 Aug 2024filed 4 Sep 2024AX Axos FinancialRegional banksSEC FORM 4 Code D$208K2,999 at $69.43filing
15 Sep 2023filed 18 Sep 2023AX Axos Financialoption or derivative · Regional banksSEC FORM 4 Code M—6,000 at $0.00filing
15 Sep 2023filed 18 Sep 2023AX Axos FinancialRegional banksSEC FORM 4 Code M$254K6,000 at $42.40filing
15 Sep 2023filed 18 Sep 2023AX Axos FinancialRegional banksSEC FORM 4 Code D$127K3,000 at $42.40filing
31 Aug 2023filed 5 Sep 2023AX Axos Financialoption or derivative · Regional banksSEC FORM 4 Code A—6,000 at $0.00filing
15 Sep 2022filed 19 Sep 2022AX Axos Financialoption or derivative · Regional banksSEC FORM 4 Code A—6,000 at $0.00filing

News

No headline names them, or the companies they trade most, lately.

Sectors

Financials2

Buys in green, sells in red, by the company’s sector.

Related people

Michael James WatsonOther role · Other at Axos Financial, filing Form 4 there in the last year
Mosich NickDirector · Director at Axos Financial, filing Form 4 there in the last year
Derrick WalshEVP, Chief Financial Officer · EVP, Chief Financial Officer at Axos Financial, filing Form 4 there in the last year
John Charles TollaEVP, Chief Risk Officer · EVP, Chief Risk Officer at Axos Financial, filing Form 4 there in the last year
Brian D. SwansonOther role · Other at Axos Financial, filing Form 4 there in the last year