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Who

Christian Follmann

Chief Operating Officer

Company insider

Files Form 4 as: Chief Operating Officer, Hercules Capital.

In numbers

Trades disclosed
78
Buys
5
Sells
3
Bought
$313K
Sold
$19K
Companies
1
Companies where not an officer
0
First trade
16 Mar 2022
Last trade
9 Oct 2026
Last filed
13 Oct 2026

Companies traded

Where they are an officer
HTGC Hercules CapitalOfficer · Capital Markets & Asset Management · last 9 Oct 20265 buys · 3 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
102Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
9 Oct 2026filed 13 Oct 2026HTGC Hercules CapitalCapital Markets & Asset ManagementSEC FORM 4 Code F$23K1,365 at $16.51filing
9 Oct 2026filed 13 Oct 2026HTGC Hercules CapitalCapital Markets & Asset ManagementSEC FORM 4 Code F$24K1,433 at $16.51filing
9 Jul 2026filed 13 Jul 2026HTGC Hercules CapitalCapital Markets & Asset ManagementSEC FORM 4 Code F$22K1,433 at $15.69filing
9 Jul 2026filed 13 Jul 2026HTGC Hercules CapitalCapital Markets & Asset ManagementSEC FORM 4 Code F$21K1,365 at $15.69filing
9 Jul 2026filed 13 Jul 2026HTGC Hercules CapitalCapital Markets & Asset ManagementSEC FORM 4 Code F$22K1,433 at $15.69filing
9 Jul 2026filed 13 Jul 2026HTGC Hercules CapitalCapital Markets & Asset ManagementSEC FORM 4 Code F$21K1,365 at $15.69filing
9 Apr 2026filed 13 Apr 2026HTGC Hercules CapitalCapital Markets & Asset ManagementSEC FORM 4 Code F$20K1,365 at $14.74filing
9 Apr 2026filed 13 Apr 2026HTGC Hercules CapitalCapital Markets & Asset ManagementSEC FORM 4 Code F$21K1,433 at $14.74filing
9 Apr 2026filed 13 Apr 2026HTGC Hercules CapitalCapital Markets & Asset ManagementSEC FORM 4 Code F$20K1,365 at $14.74filing
9 Apr 2026filed 13 Apr 2026HTGC Hercules CapitalCapital Markets & Asset ManagementSEC FORM 4 Code F$21K1,433 at $14.74filing
4 Mar 2026filed 5 Mar 2026HTGC Hercules CapitalCapital Markets & Asset ManagementSEC FORM 4 Bought$73K5,000 at $14.68filing
4 Mar 2026filed 5 Mar 2026HTGC Hercules CapitalCapital Markets & Asset ManagementSEC FORM 4 Bought$73K5,000 at $14.68filing
4 Mar 2026filed 5 Mar 2026HTGC Hercules CapitalCapital Markets & Asset ManagementSEC FORM 4 Bought$73K5,000 at $14.68filing
4 Mar 2026filed 5 Mar 2026HTGC Hercules CapitalCapital Markets & Asset ManagementSEC FORM 4 Bought$73K5,000 at $14.68filing
11 Jan 2026filed 13 Jan 2026HTGC Hercules CapitalCapital Markets & Asset ManagementSEC FORM 4 Code F$22K1,178 at $18.59filing
11 Jan 2026filed 13 Jan 2026HTGC Hercules CapitalCapital Markets & Asset ManagementSEC FORM 4 Code F$22K1,178 at $18.59filing
9 Jan 2026filed 13 Jan 2026HTGC Hercules CapitalCapital Markets & Asset ManagementSEC FORM 4 Code F$141K7,580 at $18.59filing
9 Jan 2026filed 13 Jan 2026HTGC Hercules CapitalCapital Markets & Asset ManagementSEC FORM 4 Code F$141K7,580 at $18.59filing
8 Jan 2026filed 12 Jan 2026HTGC Hercules CapitalCapital Markets & Asset ManagementSEC FORM 4 Code A$675K37,007 at $18.24filing
8 Jan 2026filed 12 Jan 2026HTGC Hercules CapitalCapital Markets & Asset ManagementSEC FORM 4 Code A$675K37,007 at $18.24filing

Sectors

Financials8

Buys in green, sells in red, by the company’s sector.

Related people

Scott BluesteinChief Executive Officer · Chief Executive Officer at Hercules Capital, filing Form 4 there in the last year
Kiersten Zaza BotelhoChief Legal Officer & CCO · Chief Legal Officer & CCO at Hercules Capital, filing Form 4 there in the last year
Seth H. MeyerPresident · President at Hercules Capital, filing Form 4 there in the last year
Alfred FicheraDirector · Director at Hercules Capital, filing Form 4 there in the last year
Robert P. BadavasDirector · Director at Hercules Capital, filing Form 4 there in the last year