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The company

Hercules Capital, Inc.

HTGC · NYSE

FinancialsCapital Markets & Asset ManagementIn trend

HTGC stood above a rising 150-day average in 12 of the last 52 weekly readings, including each of the last 4 weeks. It is 1.9% above that average now. Capital Markets & Asset Management: 27% of its 97 stocks in an uptrend (−9 points in four weeks); Financials: 46% (−11 points in four weeks).

Statistics

Rotation
In trend
Weeks in an uptrend
4 in a row
Industry in uptrend
27% -9 in 4 wk
Insider buys, 12 months
$5.8M
Insider sales, 12 months
$0
Officials’ trades on record
29
Institutions holding
314 (-17)

In the rotation

Each square a week: lit when it closed above a rising 150-day average. 12 of 52 weeks.

17 Apr – 16 Oct
27%44%61%Apr 26Jun 26Jul 26Sep 26Oct 26

Capital Markets & Asset Management: A minority of its stocks are in an uptrend and the share has fallen sharply over four weeks. Financials: About half its stocks are in an uptrend and the share has fallen sharply over four weeks.

Money in and out

1 Nov 2024 – 1 Oct 2026
$0$4.0MNov 24May 25Nov 25Apr 26Oct 26

Open-market buys above the line and sales below, in dollars.

Congress and officials

29 disclosed lines: House 27, Senate 2, executive 0; 2 people.

WhoDidAmountTraded
Virginia Foxx House: U.S. House ClerkNC05sold$50k–$100k12 Jan 2026filed 6 Feb 2026
Virginia Foxx House: U.S. House ClerkNC05bought$1k–$15k19 Nov 2025filed 1 Dec 2025
Virginia Foxx House: U.S. House ClerkNC05sold$15k–$50k25 Sep 2025filed 6 Oct 2025
Virginia Foxx House: U.S. House ClerkNC05bought$1k–$15k19 Aug 2025filed 8 Sep 2025
Virginia Foxx House: U.S. House ClerkNC05bought$1k–$15k20 May 2025filed 3 Jun 2025
Virginia Foxx House: U.S. House ClerkNC05bought$1k–$15k5 Mar 2025filed 4 Apr 2025
Virginia Foxx House: U.S. House ClerkNC05boughtjoint$1k–$15k20 Nov 2024filed 11 Dec 2024
Virginia Foxx House: U.S. House ClerkNC05boughtjoint$15k–$50k23 Oct 2024filed 12 Nov 2024
Virginia Foxx House: U.S. House ClerkNC05bought$1k–$15k20 Aug 2024filed 4 Sep 2024
Virginia Foxx House: U.S. House ClerkNC05bought$1k–$15k21 May 2024filed 6 Jun 2024
Virginia Foxx House: U.S. House ClerkNC05bought$1k–$15k16 Apr 2024filed 6 May 2024
Virginia Foxx House: U.S. House ClerkNC05boughtjoint$1k–$15k7 Mar 2024filed 10 Apr 2024

Insiders

Buy orders, 12 months25
Sale orders, 12 months0
Buyers · sellers11 · 0
WhoDidSharesTraded
Robert P. BadavasDirectorbought3,658at $14.3526 Mar 2026filed 30 Mar 2026
Gayle A. CrowellDirectorbought7,317at $14.3526 Mar 2026filed 30 Mar 2026
Paramjeet K. RandhawaDirectorbought2,926at $14.3526 Mar 2026filed 30 Mar 2026
Thomas J. FallonDirectorbought7,300at $14.3026 Mar 2026filed 30 Mar 2026
Nikos TheodosopoulosDirectorbought7,317at $14.3526 Mar 2026filed 30 Mar 2026
Wade LooDirectorbought7,317at $14.3526 Mar 2026filed 30 Mar 2026
Deanne AguirreDirectorbought7,317at $14.3526 Mar 2026filed 30 Mar 2026
Paramjeet K. RandhawaDirectorbought3,050at $14.784 Mar 2026filed 5 Mar 2026
Christian FollmannChief Operating Officerbought5,000at $14.684 Mar 2026filed 5 Mar 2026
Christian FollmannChief Operating Officerbought5,000at $14.684 Mar 2026filed 5 Mar 2026
Robert P. BadavasDirectorbought5,000at $14.2727 Feb 2026filed 27 Feb 2026
Thomas J. FallonDirectorbought20,000at $14.2027 Feb 2026filed 27 Feb 2026

Lines filed since 2 January 2026, newest first; every insider’s older lines are on their own page.

Institutions

Holders314-17 on the quarter
New · exited34 · 55
Reported value$779.1M

Quarter to 30 Jun 2026, against 31 Mar 2026; newest filing 31 Aug 2026.

ManagerSharesChange
Sound Income Strategies, LLCadded · filed 20 Jul 20263,667,518$57.8M+285,460+8.4%
CITADEL ADVISORS LLCadded · filed 14 Aug 20262,937,122$46.3M+2,121,737+260.2%
UBS Group AGadded · filed 13 Aug 20262,645,744$41.7M+151,752+6.1%
TWO SIGMA INVESTMENTS, LPreduced · filed 14 Aug 20262,265,824$35.7M-59,035−2.5%
LPL Financial LLCadded · filed 7 Aug 20261,857,272$29.3M+61,595+3.4%
MORGAN STANLEYadded · filed 13 Aug 20261,812,484$28.6M+547,868+43.3%
Legal & General Group Plcadded · filed 14 Aug 20261,681,333$26.5M+182,680+12.2%
FRANKLIN RESOURCES INCadded · filed 13 Aug 20261,383,905$21.8M+248,416+21.9%
D. E. Shaw & Co., Inc.reduced · filed 14 Aug 20261,373,460$21.7M-175,500−11.3%
Muzinich & Co., Inc.added · filed 27 Jul 20261,357,013$21.4M+6,888+0.5%
31 Mar 2023 – 30 Jun 2026
222277331Mar 23Dec 23Dec 24Sep 25Jun 26

Everyone who traded it

Christian Follmann Company insiderChief Operating Officer · last 9 Oct 20265 · 3
Kiersten Zaza Botelho Company insiderChief Legal Officer & CCO · last 9 Oct 20261 · 0
Scott Bluestein Company insiderChief Executive Officer · last 9 Oct 20264 · 17
Seth H. Meyer Company insiderPresident · last 9 Oct 20262 · 0
Alfred Fichera Company insiderDirector · last 17 Sep 20260 · 0
Robert P. Badavas Company insiderDirector · last 18 Jun 202627 · 5
DeAnne Aguirre Company insiderDirector · last 26 Mar 20263 · 0
Gayle A. Crowell Company insiderDirector · last 26 Mar 20268 · 0
Nikos Theodosopoulos Company insiderDirector · last 26 Mar 20265 · 0
Paramjeet K. Randhawa Company insiderDirector · last 26 Mar 20263 · 0
Thomas J. Fallon Company insiderDirector · last 26 Mar 20268 · 1
Wade Loo Company insiderDirector · last 26 Mar 20268 · 0

Same industry

MRX Marex GroupLeading+16%
WT WisdomTreeLeading+9%

Distance from each stock’s own 150-day average.

Government contracts

No federal award is tied to it.

From its SEC filings

Cash conversionFY 2025 · to 31 Dec 2025-125%
Debt to equityFY 2025 · to 31 Dec 20251.03×
Share count trendFY 2025 · to 5 Feb 20260.5%
Cash and equivalentsFY 2025 · to 31 Dec 2025$56.9M
Free cash flowFY 2025 · to 31 Dec 2025−$425.9M

Analyst forecasts

No analyst forecasts yet.