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Who

Clare Stack Richer

Director

Company insider

Files Form 4 as: Director, Principal Financial Group; Director, Bain Capital Specialty Finance.

In numbers

Trades disclosed
47
Buys
5
Sells
0
Bought
$250K
Sold
$0
Companies
2
Companies where not an officer
2
First trade
28 Aug 2019
Last trade
25 Sep 2026
Last filed
29 Sep 2026

Companies traded

Everywhere else they filed: board seats, 10% stakes, other companies
PFG Principal Financial GroupDirector · Insurance · last 25 Sep 20260 buys · 0 sells
BCSF Bain Capital Specialty FinanceDirector · Consumer & Specialty Finance · last 17 Mar 20255 buys · 0 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
01Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
25 Sep 2026filed 29 Sep 2026PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—138 at $0.00filing
25 Sep 2026filed 29 Sep 2026PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—138 at $0.00filing
26 Jun 2026filed 30 Jun 2026PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—142 at $0.00filing
26 Jun 2026filed 30 Jun 2026PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—142 at $0.00filing
19 May 2026filed 21 May 2026PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—2,175 at $0.00filing
19 May 2026filed 21 May 2026PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—2,175 at $0.00filing
27 Mar 2026filed 31 Mar 2026PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—174 at $0.00filing
27 Mar 2026filed 31 Mar 2026PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—174 at $0.00filing
19 Dec 2025filed 23 Dec 2025PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—167 at $0.00filing
26 Sep 2025filed 30 Sep 2025PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—175 at $0.00filing
27 Jun 2025filed 1 Jul 2025PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—177 at $0.00filing
20 May 2025filed 22 May 2025PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—2,484 at $0.00filing
28 Mar 2025filed 1 Apr 2025PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—142 at $0.00filing
17 Mar 2025filed 17 Mar 2025BCSF Bain Capital Specialty FinanceConsumer & Specialty FinanceSEC FORM 4 Bought$25K1,530 at $16.43filing
18 Dec 2024filed 20 Dec 2024PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—152 at $0.00filing
27 Sep 2024filed 1 Oct 2024PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—130 at $0.00filing
28 Jun 2024filed 1 Jul 2024PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—137 at $0.00filing
21 May 2024filed 23 May 2024PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—2,395 at $0.00filing
28 Mar 2024filed 1 Apr 2024PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—103 at $0.00filing
20 Dec 2023filed 22 Dec 2023PFG Principal Financial GroupInsuranceSEC FORM 4 Code A—109 at $0.00filing

News

Sectors

Financials5

Buys in green, sells in red, by the company’s sector.

Related people

Timothy W. BrownEVP, General Counsel and Sec · EVP, General Counsel and Sec at Principal Financial Group, filing Form 4 there in the last year
Christopher J. LittlefieldPresident - RIS · President - RIS at Principal Financial Group, filing Form 4 there in the last year
Roger C. HochschildDirector · Director at Principal Financial Group, filing Form 4 there in the last year
Mary E. BeamsDirector · Director at Principal Financial Group, filing Form 4 there in the last year
Deanna D. Strable-SoethoutChair, President and CEO · Chair, President and CEO at Principal Financial Group, filing Form 4 there in the last year