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Who

David M. Rubenstein

Director

Company insider

Files Form 4 as: Director and Officer and 10% owner, The Carlyle Group; Director, Moderna.

In numbers

Trades disclosed
40
Buys
0
Sells
12
Bought
$0
Sold
$819.9M
Companies
2
Companies where not an officer
1
First trade
1 Jan 2020
Last trade
11 Sep 2026
Last filed
11 Sep 2026

Companies traded

Where they are an officer
CG The Carlyle GroupDirector, Officer, 10% owner · Capital Markets & Asset Management · last 11 Sep 20260 buys · 12 sells
Everywhere else they filed: board seats, 10% stakes, other companies
MRNA ModernaDirector · Biotechnology · last 6 May 20260 buys · 0 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
10Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
11 Sep 2026filed 11 Sep 2026CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Code G—100,000 at $0.00filing
11 Sep 2026filed 11 Sep 2026CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$17.1M400,000 at $42.74filing
11 Sep 2026filed 11 Sep 2026CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Code G—100,000 at $0.00filing
11 Sep 2026filed 11 Sep 2026CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$17.1M400,000 at $42.74filing
6 May 2026filed 8 May 2026MRNA Modernaoption or derivative · BiotechnologySEC FORM 4 Code A—9,681 at $0.00filing
6 May 2026filed 8 May 2026MRNA Modernaoption or derivative · BiotechnologySEC FORM 4 Code A—2,092 at $0.00filing
6 May 2026filed 8 May 2026MRNA Modernaoption or derivative · BiotechnologySEC FORM 4 Code A—9,681 at $0.00filing
6 May 2026filed 8 May 2026MRNA Modernaoption or derivative · BiotechnologySEC FORM 4 Code A—2,092 at $0.00filing
30 Apr 2026filed 4 May 2026MRNA ModernaBiotechnologySEC FORM 4 Code M—8,116filing
30 Apr 2026filed 4 May 2026MRNA Modernaoption or derivative · BiotechnologySEC FORM 4 Code M—8,116 at $0.00filing
30 Apr 2026filed 4 May 2026MRNA Modernaoption or derivative · BiotechnologySEC FORM 4 Code M—8,116 at $0.00filing
30 Apr 2026filed 4 May 2026MRNA ModernaBiotechnologySEC FORM 4 Code M—8,116filing
19 Mar 2026filed 20 Mar 2026CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Code G—100,000 at $0.00filing
19 Mar 2026filed 20 Mar 2026CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$23.3M500,000 at $46.68filing
19 Mar 2026filed 20 Mar 2026CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Code G—100,000 at $0.00filing
19 Mar 2026filed 20 Mar 2026CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$23.3M500,000 at $46.68filing
10 Dec 2025filed 12 Dec 2025CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Code G—625,000 at $0.00filing
10 Dec 2025filed 12 Dec 2025CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$35.3M625,000 at $56.55filing
5 Aug 2025filed 6 Aug 2025MRNA Modernaoption or derivative · BiotechnologySEC FORM 4 Code M—850 at $0.00filing
5 Aug 2025filed 6 Aug 2025MRNA ModernaBiotechnologySEC FORM 4 Code M—850filing

Sectors

Financials12

Buys in green, sells in red, by the company’s sector.

Related people

Kate Elizabeth HeinzelmanGeneral Counsel · General Counsel at Carlyle Group, filing Form 4 there in the last year
Harvey M. SchwartzChief Executive Officer · Chief Executive Officer at Carlyle Group, filing Form 4 there in the last year
John C. RedettCo-President · Co-President at Carlyle Group, filing Form 4 there in the last year
Justin PlouffeChief Financial Officer · Chief Financial Officer at Carlyle Group, filing Form 4 there in the last year
Mark David JenkinsCo-President · Co-President at Carlyle Group, filing Form 4 there in the last year