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Who

Harvey M. Schwartz

Chief Executive Officer

Company insider

Files Form 4 as: Chief Executive Officer, The Carlyle Group; Director, SoFi Technologies; President and Co-COO, Goldman Sachs Group.

In numbers

Trades disclosed
82
Buys
3
Sells
7
Bought
$909K
Sold
$55.0M
Companies
3
Companies where not an officer
1
First trade
27 Jan 2014
Last trade
26 Aug 2026
Last filed
28 Aug 2026

Companies traded

Where they are an officer
CG The Carlyle GroupDirector, Officer · Capital Markets & Asset Management · last 26 Aug 20260 buys · 1 sell
GS Goldman Sachs GroupOfficer · Capital Markets & Asset Management · last 28 Dec 20170 buys · 6 sells
Everywhere else they filed: board seats, 10% stakes, other companies
SOFI SoFi TechnologiesDirector · Digital Banking & Lending Platforms · last 21 May 20243 buys · 0 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
101Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
26 Aug 2026filed 28 Aug 2026CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Code A—19,240 at $0.00filing
26 Aug 2026filed 28 Aug 2026CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Code A—19,240 at $0.00filing
28 May 2026filed 29 May 2026CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Code A—20,743 at $0.00filing
28 May 2026filed 29 May 2026CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Code A—20,743 at $0.00filing
20 Feb 2026filed 20 Feb 2026CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Code A—17,457 at $0.00filing
20 Feb 2026filed 20 Feb 2026CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Code A—17,457 at $0.00filing
14 Feb 2026filed 17 Feb 2026CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Code F$7.3M134,812 at $54.49filing
14 Feb 2026filed 17 Feb 2026CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Code F$7.3M134,812 at $54.49filing
1 Feb 2026filed 3 Feb 2026CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Code F$34.0M578,862 at $58.78filing
1 Feb 2026filed 3 Feb 2026CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Code F$34.0M578,862 at $58.78filing
15 Dec 2025filed 17 Dec 2025CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Code F$18.1M310,696 at $58.35filing
19 Nov 2025filed 21 Nov 2025CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Code A—28,519 at $0.00filing
28 Aug 2025filed 29 Aug 2025CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Code A—22,884 at $0.00filing
27 May 2025filed 29 May 2025CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Code A—31,709 at $0.00filing
28 Feb 2025filed 28 Feb 2025CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Code A—29,151 at $0.00filing
14 Feb 2025filed 14 Feb 2025CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Code F$6.9M134,812 at $51.03filing
1 Feb 2025filed 4 Feb 2025CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Code F$31.7M563,583 at $56.16filing
15 Dec 2024filed 17 Dec 2024CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Code F$15.9M302,515 at $52.64filing
25 Nov 2024filed 26 Nov 2024CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Code A—36,555 at $0.00filing
26 Aug 2024filed 28 Aug 2024CG The Carlyle GroupCapital Markets & Asset ManagementSEC FORM 4 Code A—49,508 at $0.00filing

News

Sectors

Financials10

Buys in green, sells in red, by the company’s sector.

Related people

Kevin R. JohnsonDirector · Director at Goldman Sachs Group, filing Form 4 there in the last year
John B. HessDirector · Director at Goldman Sachs Group, filing Form 4 there in the last year
Mark A. FlahertyDirector · Director at Goldman Sachs Group, filing Form 4 there in the last year
Peter OppenheimerDirector · Director at Goldman Sachs Group, filing Form 4 there in the last year
David M. RubensteinDirector · Director at Carlyle Group, filing Form 4 there in the last year
Maria Elvira SalazarRepresentative, FL-27 · Also traded GS in the last 90 days
Jeremy RishelChief Technology Officer · Also traded SOFI in the last 90 days
Kelli KeoughEVP, Gbul, Sips · Also traded SOFI in the last 90 days