Follow the people · Insider
David R. Brooks
David R. Brooks files insider transactions with the SEC as a director of Capital Southwest (CSWC). We hold 4 disclosed purchases and sales filed since 5 April 2013, 2 of them in the last 90 days.
- Files forCSWC
- Disclosed buys and sells4 in all, 2 in the last 90 days
- Last disclosure11 August 2026
Positions held
3 posts we hold — a term names its own dates; a run of filings only says when they filed- Filed 31 January 2014 — 10 August 2026Director · Capital Southwest (CSWC)15 Form 4 lines · source: SEC Form 4
- Filed 22 January 2025 — 5 August 2026Director · SouthState (SSB)18 Form 4 lines · source: SEC Form 4
- Filed 3 April 2013 — 1 January 2025Chairman and CEO · Independent Bank Group (IBTX)67 Form 4 lines · source: SEC Form 4
Everything they disclosed
100 entries, newest first — one per disclosure report, one per Form 4 line- was granted 1,989 shares of Capital SouthwestSEC Form 411 August 2026Common Stock · traded 10 August 2026 · filed 11 August 2026
- ▼ sold on the open market 18,000 shares of SouthState BankSEC Form 47 August 2026Common Stock · traded 5 August 2026 · filed 7 August 2026
- ▼ sold on the open market 1,800 shares of SouthState BankSEC Form 47 August 2026Common Stock · traded 5 August 2026 · filed 7 August 2026
- ▼ sold on the open market 1,100 shares of SouthState BankSEC Form 47 August 2026Common Stock · traded 5 August 2026 · filed 7 August 2026
- ▼ sold on the open market 3,750 shares of SouthState BankSEC Form 47 August 2026Common Stock · traded 5 August 2026 · filed 7 August 2026
- ▼ sold on the open market 6,181 shares of SouthState BankSEC Form 44 August 2026Common Stock · traded 3 August 2026 · filed 4 August 2026
- was granted 1,050 shares of SouthState Bank (a derivative holding)SEC Form 44 May 2026Restricted Share Units · traded 1 May 2026 · filed 4 May 2026
- ▼ sold on the open market 9,000 shares of SouthState BankSEC Form 430 April 2026Common Stock · traded 28 April 2026 · filed 30 April 2026
- ▼ sold on the open market 5,300 shares of SouthState BankSEC Form 430 April 2026Common Stock · traded 28 April 2026 · filed 30 April 2026
- ▼ sold on the open market 9,000 shares of SouthState BankSEC Form 429 April 2026Common Stock · traded 28 April 2026 · filed 29 April 2026
- ▼ sold on the open market 5,300 shares of SouthState BankSEC Form 429 April 2026Common Stock · traded 28 April 2026 · filed 29 April 2026
- gave away 13,800 shares of SouthState BankSEC Form 410 December 2025Common Stock · traded 9 December 2025 · filed 10 December 2025
- acquired or disposed of, other 13,800 shares of SouthState BankSEC Form 410 December 2025Common Stock · traded 9 December 2025 · filed 10 December 2025
- exercised options over 1,136 shares of SouthState BankSEC Form 43 November 2025Common Stock · traded 1 November 2025 · filed 3 November 2025
- was granted 2,193 shares of Capital SouthwestSEC Form 413 August 2025Common Stock · traded 12 August 2025 · filed 13 August 2025
- acquired or disposed of, other 32,100 shares of SouthStateSEC Form 430 July 2025Common Stock · traded 29 July 2025 · filed 30 July 2025
- acquired or disposed of, other 32,100 shares of SouthStateSEC Form 430 July 2025Common Stock · traded 29 July 2025 · filed 30 July 2025
- exercised options over 267 shares of SouthStateSEC Form 423 July 2025Common Stock · traded 22 July 2025 · filed 23 July 2025
- was granted 1,136 shares of SouthState (a derivative holding)SEC Form 42 May 2025Restricted Share Units · traded 1 May 2025 · filed 2 May 2025
- was granted 267 shares of SouthState (a derivative holding)SEC Form 423 January 2025Restricted Share Units · traded 22 January 2025 · filed 23 January 2025
- was granted 38,159 shares of Independent Bank GroupSEC Form 43 January 2025Common Stock · traded 1 January 2025 · filed 3 January 2025
- had shares withheld for tax on 23,901 shares of Independent Bank GroupSEC Form 43 January 2025Common Stock · traded 1 January 2025 · filed 3 January 2025
- returned to the issuer 107,400 shares of Independent Bank GroupSEC Form 43 January 2025Common Stock · traded 1 January 2025 · filed 3 January 2025
- returned to the issuer 30,000 shares of Independent Bank GroupSEC Form 43 January 2025Common Stock · traded 1 January 2025 · filed 3 January 2025
- returned to the issuer 30,000 shares of Independent Bank GroupSEC Form 43 January 2025Common Stock · traded 1 January 2025 · filed 3 January 2025
- returned to the issuer 545,977 shares of Independent Bank GroupSEC Form 43 January 2025Common Stock · traded 1 January 2025 · filed 3 January 2025
- was granted 2,090 shares of Capital SouthwestSEC Form 412 August 2024Common Stock · traded 9 August 2024 · filed 12 August 2024
- was granted 28,800 shares of Independent Bank GroupSEC Form 418 July 2024Common Stock · traded 16 July 2024 · filed 18 July 2024
- had shares withheld for tax on 11,333 shares of Independent Bank GroupSEC Form 418 July 2024Common Stock · traded 16 July 2024 · filed 18 July 2024
- had shares withheld for tax on 1,198 shares of Independent Bank GroupSEC Form 48 July 2024Common Stock · traded 8 July 2024 · filed 8 July 2024
- had shares withheld for tax on 1,204 shares of Independent Bank GroupSEC Form 426 February 2024Common Stock · traded 23 February 2024 · filed 26 February 2024
- had shares withheld for tax on 578 shares of Independent Bank GroupSEC Form 426 February 2024Common Stock · traded 26 February 2024 · filed 26 February 2024
- was granted 16,223 shares of Independent Bank GroupSEC Form 422 February 2024Common Stock · traded 21 February 2024 · filed 22 February 2024
- had shares withheld for tax on 811 shares of Independent Bank GroupSEC Form 41 February 2024Common Stock · traded 30 January 2024 · filed 1 February 2024
- was granted 2,240 shares of Capital SouthwestSEC Form 411 August 2023Common Stock · traded 10 August 2023 · filed 11 August 2023
- had shares withheld for tax on 1,889 shares of Independent Bank GroupSEC Form 47 July 2023Common Stock · traded 6 July 2023 · filed 7 July 2023
- ▲ bought on the open market 5,000 shares of Independent Bank GroupSEC Form 44 May 2023Common Stock · traded 4 May 2023 · filed 4 May 2023
- was granted 14,823 shares of Independent Bank GroupSEC Form 41 March 2023Common Stock · traded 21 February 2023 · filed 1 March 2023
- had shares withheld for tax on 933 shares of Independent Bank GroupSEC Form 41 March 2023Common Stock · traded 1 March 2023 · filed 1 March 2023
- had shares withheld for tax on 1,357 shares of Independent Bank GroupSEC Form 41 February 2023Common Stock · traded 1 February 2023 · filed 1 February 2023
- had shares withheld for tax on 681 shares of Independent Bank GroupSEC Form 41 February 2023Common Stock · traded 1 February 2023 · filed 1 February 2023
- was granted 2,421 shares of Capital SouthwestSEC Form 412 August 2022Common Stock · traded 10 August 2022 · filed 12 August 2022
- had shares withheld for tax on 1,889 shares of Independent Bank GroupSEC Form 422 July 2022Common Stock · traded 21 July 2022 · filed 22 July 2022
- ▲ bought on the open market 2,000 shares of Capital SouthwestSEC Form 430 March 2022Common Stock · traded 29 March 2022 · filed 30 March 2022
- was granted 7,113 shares of Independent Bank GroupSEC Form 428 February 2022Common Stock · traded 24 February 2022 · filed 28 February 2022
- had shares withheld for tax on 681 shares of Independent Bank GroupSEC Form 43 February 2022Common Stock · traded 1 February 2022 · filed 3 February 2022
- had shares withheld for tax on 1,290 shares of Independent Bank GroupSEC Form 43 February 2022Common Stock · traded 3 February 2022 · filed 3 February 2022
- had shares withheld for tax on 1,285 shares of Independent Bank GroupSEC Form 428 January 2022Common Stock · traded 28 January 2022 · filed 28 January 2022
- had shares withheld for tax on 1,889 shares of Independent Bank GroupSEC Form 47 July 2021Common Stock · traded 3 July 2021 · filed 7 July 2021
- had shares withheld for tax on 1,290 shares of Independent Bank GroupSEC Form 425 March 2021Common Stock · traded 25 January 2021 · filed 25 March 2021
- was granted 8,387 shares of Independent Bank GroupSEC Form 425 March 2021Common Stock · traded 28 January 2021 · filed 25 March 2021
- had shares withheld for tax on 1,996 shares of Independent Bank GroupSEC Form 425 March 2021Common Stock · traded 31 January 2021 · filed 25 March 2021
- ▼ sold on the open market 40,000 shares of Independent Bank GroupSEC Form 410 March 2021Common Stock · traded 8 March 2021 · filed 10 March 2021
- ▼ sold on the open market 40,000 shares of Independent Bank GroupSEC Form 425 February 2021Common Stock · traded 23 February 2021 · filed 25 February 2021
- ▼ sold on the open market 15,000 shares of Independent Bank GroupSEC Form 425 February 2021Common Stock · traded 23 February 2021 · filed 25 February 2021
- ▼ sold on the open market 15,000 shares of Independent Bank GroupSEC Form 425 February 2021Common Stock · traded 23 February 2021 · filed 25 February 2021
- ▼ sold on the open market 40,000 shares of Independent Bank GroupSEC Form 425 February 2021Common Stock · traded 24 February 2021 · filed 25 February 2021
- ▲ bought on the open market 1,500 shares of Capital SouthwestSEC Form 411 February 2021Common Stock · traded 11 February 2021 · filed 11 February 2021
- was granted 8,387 shares of Independent Bank GroupSEC Form 41 February 2021Common Stock · traded 28 January 2021 · filed 1 February 2021
- ▼ sold on the open market 120,000 shares of Independent Bank GroupSEC Form 421 January 2021Common Stock · traded 19 January 2021 · filed 21 January 2021
- ▼ sold on the open market 4,900 shares of Independent Bank GroupSEC Form 46 January 2021Common Stock · traded 4 January 2021 · filed 6 January 2021
- ▼ sold on the open market 10,100 shares of Independent Bank GroupSEC Form 46 January 2021Common Stock · traded 5 January 2021 · filed 6 January 2021
- ▼ sold on the open market 3,713 shares of Independent Bank GroupSEC Form 46 January 2021Common Stock · traded 4 January 2021 · filed 6 January 2021
- ▼ sold on the open market 11,287 shares of Independent Bank GroupSEC Form 46 January 2021Common Stock · traded 5 January 2021 · filed 6 January 2021
- was granted 19,200 shares of Independent Bank GroupSEC Form 47 July 2020Common Stock · traded 3 July 2020 · filed 7 July 2020
- ▲ bought on the open market 4,000 shares of Capital SouthwestSEC Form 418 March 2020Common Stock · traded 18 March 2020 · filed 18 March 2020
- was granted 15,823 shares of Independent Bank GroupSEC Form 43 February 2020Common Stock · traded 31 January 2020 · filed 3 February 2020
- ▲ bought on the open market 2,500 shares of Capital SouthwestSEC Form 43 September 2019Common Stock · traded 30 August 2019 · filed 3 September 2019
- was granted 15,238 shares of Independent Bank GroupSEC Form 429 January 2019Common Stock · traded 25 January 2019 · filed 29 January 2019
- exercised in-the-money options over 23,270 shares of Independent Bank Group (a derivative holding)SEC Form 417 December 2018Common Stock · traded 14 December 2018 · filed 17 December 2018
- exercised in-the-money options over 23,270 shares of Independent Bank GroupSEC Form 417 December 2018Common Stock · traded 14 December 2018 · filed 17 December 2018
- was granted 8,754 shares of Independent Bank GroupSEC Form 42 February 2018Common Stock · traded 31 January 2018 · filed 2 February 2018
- ▲ bought on the open market 2,000 shares of Capital SouthwestSEC Form 429 December 2017Common Stock · traded 28 December 2017 · filed 29 December 2017
- ▲ bought on the open market 10,400 shares of Capital SouthwestSEC Form 416 March 2017Common Stock · traded 14 March 2017 · filed 16 March 2017
- was granted 6,410 shares of Independent Bank GroupSEC Form 41 February 2017Common Stock · traded 31 January 2017 · filed 1 February 2017
- ▲ bought on the open market 3,000 shares of Capital SouthwestSEC Form 416 December 2016Common Stock · traded 14 December 2016 · filed 16 December 2016
- ▼ sold on the open market 10,000 shares of Independent Bank GroupSEC Form 422 November 2016Common Stock · traded 22 November 2016 · filed 22 November 2016
- ▼ sold on the open market 10,000 shares of Independent Bank GroupSEC Form 414 November 2016Common Stock · traded 10 November 2016 · filed 14 November 2016
- ▼ sold on the open market 10,000 shares of Independent Bank GroupSEC Form 414 November 2016Common Stock · traded 10 November 2016 · filed 14 November 2016
- ▼ sold on the open market 10,000 shares of Independent Bank GroupSEC Form 414 November 2016Common Stock · traded 10 November 2016 · filed 14 November 2016
- ▼ sold on the open market 10,000 shares of Independent Bank GroupSEC Form 414 November 2016Common Stock · traded 10 November 2016 · filed 14 November 2016
- ▼ sold on the open market 10,000 shares of Independent Bank GroupSEC Form 414 November 2016Common Stock · traded 10 November 2016 · filed 14 November 2016
- ▼ sold on the open market 10,000 shares of Independent Bank GroupSEC Form 414 November 2016Common Stock · traded 10 November 2016 · filed 14 November 2016
- ▼ sold on the open market 3,923 shares of Independent Bank GroupSEC Form 414 November 2016Common Stock · traded 11 November 2016 · filed 14 November 2016
- ▼ sold on the open market 6,077 shares of Independent Bank GroupSEC Form 414 November 2016Common Stock · traded 14 November 2016 · filed 14 November 2016
- ▼ sold on the open market 10,000 shares of Independent Bank GroupSEC Form 414 November 2016Common Stock · traded 14 November 2016 · filed 14 November 2016
- ▼ sold on the open market 10,000 shares of Independent Bank GroupSEC Form 427 October 2016Common Stock · traded 26 October 2016 · filed 27 October 2016
- ▼ sold on the open market 10,000 shares of Independent Bank GroupSEC Form 426 October 2016Common Stock · traded 25 October 2016 · filed 26 October 2016
- ▼ sold on the open market 10,000 shares of Independent Bank GroupSEC Form 421 October 2016Common Stock · traded 21 October 2016 · filed 21 October 2016
- acquired or disposed of, other 100,000 shares of Independent Bank GroupSEC Form 43 August 2016Common Stock · traded 1 August 2016 · filed 3 August 2016
- ▲ bought on the open market 4,000 shares of Capital SouthwestSEC Form 427 June 2016Common Stock · traded 24 June 2016 · filed 27 June 2016
- gave away 29,600 shares of Independent Bank GroupSEC Form 412 February 2016Common Stock · traded 18 March 2015 · filed 12 February 2016
- was granted 10,281 shares of Independent Bank GroupSEC Form 42 February 2016Common Stock · traded 29 January 2016 · filed 2 February 2016
- ▲ bought on the open market 1,100 shares of Capital SouthwestSEC Form 416 December 2015Common Stock · traded 15 December 2015 · filed 16 December 2015
- was granted 10,897 shares of Independent Bank GroupSEC Form 42 February 2015Common Stock · traded 30 January 2015 · filed 2 February 2015
- ▲ bought on the open market 1,000 shares of Independent Bank GroupSEC Form 46 June 2014Common Stock · traded 5 June 2014 · filed 6 June 2014
- was granted 5,906 shares of Independent Bank GroupSEC Form 43 February 2014Common Stock · traded 31 January 2014 · filed 3 February 2014
- ▲ bought on the open market 1,500 shares of Capital SouthwestSEC Form 431 January 2014Common Stock · traded 31 January 2014 · filed 31 January 2014
- was granted 25,600 shares of Independent Bank GroupSEC Form 49 April 2013Common Stock · traded 8 April 2013 · filed 9 April 2013
- ▲ bought on the open market 4,192 shares of Independent Bank GroupSEC Form 45 April 2013Common Stock · traded 3 April 2013 · filed 5 April 2013
Positions come from the unitedstates/congress-legislators roster, the Office of Government Ethics and the SEC’s Form 4 index. Every disclosed line names its own source and links the document the government published; we print what the filing says and never a price we did not read from it. Headlines and links come from the GDELT Global Knowledge Graph — the story stays with the publisher. The portrait, where we have one, is the public-domain Congressional Bioguide photograph.