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Who

William R. Thomas III

Director

Company insider

Files Form 4 as: Vice President, Capital Southwest; Director, Encore Wire.

In numbers

Trades disclosed
79
Buys
9
Sells
15
Bought
$840K
Sold
$11.3M
Companies
2
Companies where not an officer
1
First trade
14 Feb 2008
Last trade
1 Oct 2026
Last filed
1 Oct 2026

Companies traded

Where they are an officer
CSWC Capital SouthwestDirector, Officer, 10% owner, Other · Capital Markets & Asset Management · last 1 Oct 20267 buys · 15 sells
Everywhere else they filed: board seats, 10% stakes, other companies
Encore WireDirector · last 2 Jul 20242 buys · 0 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
101Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
1 Oct 2026filed 1 Oct 2026CSWC Capital SouthwestCapital Markets & Asset ManagementSEC FORM 4 Bought$50K2,170 at $23.04filing
10 Aug 2026filed 12 Aug 2026CSWC Capital SouthwestCapital Markets & Asset ManagementSEC FORM 4 Code A—1,989 at $0.00filing
10 Aug 2026filed 12 Aug 2026CSWC Capital SouthwestCapital Markets & Asset ManagementSEC FORM 4 Code A—1,989 at $0.00filing
5 Jun 2026filed 5 Jun 2026CSWC Capital SouthwestCapital Markets & Asset ManagementSEC FORM 4 Sold$109K4,661 at $23.29filing
5 Jun 2026filed 5 Jun 2026CSWC Capital SouthwestCapital Markets & Asset ManagementSEC FORM 4 Bought$117K5,000 at $23.40filing
5 Jun 2026filed 5 Jun 2026CSWC Capital SouthwestCapital Markets & Asset ManagementSEC FORM 4 Sold$109K4,661 at $23.29filing
5 Jun 2026filed 5 Jun 2026CSWC Capital SouthwestCapital Markets & Asset ManagementSEC FORM 4 Bought$117K5,000 at $23.40filing
12 Aug 2025filed 13 Aug 2025CSWC Capital SouthwestCapital Markets & Asset ManagementSEC FORM 4 Code A—2,193 at $0.00filing
9 Aug 2024filed 13 Aug 2024CSWC Capital SouthwestCapital Markets & Asset ManagementSEC FORM 4 Code A—2,090 at $0.00filing
2 Jul 2024filed 2 Jul 2024Encore WireSEC FORM 4 Code D$363K1,250 at $290.00filing
28 Jun 2024filed 2 Jul 2024Encore WireSEC FORM 4 Code G—12,350 at $0.00filing
3 Jun 2024filed 4 Jun 2024CSWC Capital SouthwestCapital Markets & Asset ManagementSEC FORM 4 Code G—8,217 at $0.00filing
3 Jun 2024filed 4 Jun 2024CSWC Capital SouthwestCapital Markets & Asset ManagementSEC FORM 4 Bought$243K9,400 at $25.87filing
7 May 2024filed 8 May 2024Encore WireSEC FORM 4 Code A—1,250 at $0.00filing
10 Aug 2023filed 11 Aug 2023CSWC Capital SouthwestCapital Markets & Asset ManagementSEC FORM 4 Code A—2,240 at $0.00filing
2 May 2023filed 4 May 2023Encore WireSEC FORM 4 Code A—1,250 at $0.00filing
10 Aug 2022filed 12 Aug 2022CSWC Capital SouthwestCapital Markets & Asset ManagementSEC FORM 4 Code A—2,421 at $0.00filing
3 May 2022filed 5 May 2022Encore WireSEC FORM 4 Code A—1,250 at $0.00filing
9 Sep 2021filed 10 Sep 2021CSWC Capital SouthwestCapital Markets & Asset ManagementSEC FORM 4 Sold$111K4,000 at $27.70filing
9 Sep 2021filed 10 Sep 2021CSWC Capital SouthwestCapital Markets & Asset ManagementSEC FORM 4 Bought$55K2,000 at $27.72filing

Sectors

Financials22
Not placed2

Buys in green, sells in red, by the company’s sector.

Related people

Ramona Lynn Rogers-WindsorDirector · Director at Capital Southwest, filing Form 4 there in the last year
Christine BattistDirector · Director at Capital Southwest, filing Form 4 there in the last year
David R. BrooksDirector · Director at Capital Southwest, filing Form 4 there in the last year
Jack D. FurstDirector · Director at Capital Southwest, filing Form 4 there in the last year
Michael Scott SarnerPresident and CEO · President and CEO at Capital Southwest, filing Form 4 there in the last year