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Who

Diego Rotsztain

Chief Governance/Legal Officer

Company insider

Files Form 4 as: Chief Governance/Legal Officer, StoneX Group; General Counsel and Secretary, GAIN Capital Holdings.

In numbers

Trades disclosed
127
Buys
6
Sells
45
Bought
$370K
Sold
$34.4M
Companies
2
Companies where not an officer
0
First trade
23 Mar 2011
Last trade
16 Sep 2026
Last filed
16 Sep 2026

Companies traded

Where they are an officer
SNEX StoneX GroupOfficer · Capital Markets & Asset Management · last 16 Sep 20266 buys · 18 sells
GAIN Capital HoldingsOfficer · last 31 Jul 20200 buys · 27 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
40Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
16 Sep 2026filed 16 Sep 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$1.4M20,298 at $67.13filing
16 Sep 2026filed 16 Sep 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$1.4M20,298 at $67.13filing
14 Sep 2026filed 16 Sep 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Code M$621K50,625 at $12.26filing
14 Sep 2026filed 16 Sep 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$2.1M30,327 at $68.83filing
14 Sep 2026filed 16 Sep 2026SNEX StoneX Groupoption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code M—50,625 at $0.00filing
14 Sep 2026filed 16 Sep 2026SNEX StoneX Groupoption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code M—50,625 at $0.00filing
14 Sep 2026filed 16 Sep 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Code M$621K50,625 at $12.26filing
14 Sep 2026filed 16 Sep 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$2.1M30,327 at $68.83filing
24 Jul 2026filed 27 Jul 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$1.5M20,630 at $74.40filing
24 Jul 2026filed 27 Jul 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$1.5M20,630 at $74.40filing
22 Jul 2026filed 23 Jul 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Code M$621K50,625 at $12.26filing
22 Jul 2026filed 23 Jul 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$2.2M29,995 at $74.32filing
22 Jul 2026filed 23 Jul 2026SNEX StoneX Groupoption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code M—50,625 at $0.00filing
22 Jul 2026filed 23 Jul 2026SNEX StoneX Groupoption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code M—50,625 at $0.00filing
22 Jul 2026filed 23 Jul 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Code M$621K50,625 at $12.26filing
22 Jul 2026filed 23 Jul 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$2.2M29,995 at $74.32filing
20 May 2026filed 20 May 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$1.5M13,696 at $112.79filing
20 May 2026filed 20 May 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$1.5M13,696 at $112.79filing
20 May 2026filed 20 May 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$1.5M13,696 at $112.79filing
20 May 2026filed 20 May 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$1.5M13,696 at $112.79filing

Sectors

Financials24
Not placed27

Buys in green, sells in red, by the company’s sector.

Related people

Philip Andrew SmithChief Executive Officer · Chief Executive Officer at StoneX Group, filing Form 4 there in the last year
Mark Lowry MaurerOther role · Other at StoneX Group, filing Form 4 there in the last year
Sean Michael OconnorExecutive Vice-Chairman-Board · Executive Vice-Chairman-Board at StoneX Group, filing Form 4 there in the last year
Abigail H. PerkinsChief Information Officer · Chief Information Officer at StoneX Group, filing Form 4 there in the last year
Charles M. LyonPresident · President at StoneX Group, filing Form 4 there in the last year
William J. DunawayChief Financial Officer · Also traded SNEX in the last 90 days
Dhamu R. ThamodaranDirector · Also traded SNEX in the last 90 days
John Moore FowlerDirector · Also traded SNEX in the last 90 days