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Who

Philip Andrew Smith

Chief Executive Officer

Company insider

Files Form 4 as: Chief Executive Officer, StoneX Group.

In numbers

Trades disclosed
147
Buys
1
Sells
58
Bought
$4,068
Sold
$57.0M
Companies
1
Companies where not an officer
0
First trade
9 Aug 2013
Last trade
15 Oct 2026
Last filed
15 Oct 2026

Companies traded

Where they are an officer
SNEX StoneX GroupDirector, Officer, Other · Capital Markets & Asset Management · last 15 Oct 20261 buy · 58 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
20Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
15 Oct 2026filed 15 Oct 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Code M$401K45,000 at $8.90filing
15 Oct 2026filed 15 Oct 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$2.7M45,000 at $59.50filing
15 Oct 2026filed 15 Oct 2026SNEX StoneX Groupoption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code M—45,000 at $0.00filing
28 Sep 2026filed 29 Sep 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Code M$501K56,250 at $8.90filing
28 Sep 2026filed 29 Sep 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$3.7M56,250 at $65.69filing
28 Sep 2026filed 29 Sep 2026SNEX StoneX Groupoption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code M—56,250 at $0.00filing
28 Sep 2026filed 29 Sep 2026SNEX StoneX Groupoption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code M—56,250 at $0.00filing
28 Sep 2026filed 29 Sep 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Code M$501K56,250 at $8.90filing
28 Sep 2026filed 29 Sep 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$3.7M56,250 at $65.69filing
22 Jul 2026filed 23 Jul 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Code M$401K45,000 at $8.90filing
22 Jul 2026filed 23 Jul 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$3.3M45,000 at $74.32filing
22 Jul 2026filed 23 Jul 2026SNEX StoneX Groupoption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code M—45,000 at $0.00filing
22 Jul 2026filed 23 Jul 2026SNEX StoneX Groupoption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code M—45,000 at $0.00filing
22 Jul 2026filed 23 Jul 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Code M$401K45,000 at $8.90filing
22 Jul 2026filed 23 Jul 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$3.3M45,000 at $74.32filing
30 Jun 2026filed 1 Jul 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$1.7M14,040 at $118.67filing
30 Jun 2026filed 1 Jul 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Code M$500K37,500 at $13.34filing
30 Jun 2026filed 1 Jul 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$4.5M37,500 at $118.75filing
30 Jun 2026filed 1 Jul 2026SNEX StoneX Groupoption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code M—37,500 at $0.00filing
30 Jun 2026filed 1 Jul 2026SNEX StoneX Groupoption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code M—37,500 at $0.00filing

Sectors

Financials59

Buys in green, sells in red, by the company’s sector.

Related people

Mark Lowry MaurerOther role · Other at StoneX Group, filing Form 4 there in the last year
Sean Michael OconnorExecutive Vice-Chairman-Board · Executive Vice-Chairman-Board at StoneX Group, filing Form 4 there in the last year
Diego RotsztainChief Governance/Legal Officer · Chief Governance/Legal Officer at StoneX Group, filing Form 4 there in the last year
Abigail H. PerkinsChief Information Officer · Chief Information Officer at StoneX Group, filing Form 4 there in the last year
Charles M. LyonPresident · President at StoneX Group, filing Form 4 there in the last year
William J. DunawayChief Financial Officer · Also traded SNEX in the last 90 days
Dhamu R. ThamodaranDirector · Also traded SNEX in the last 90 days
John Moore FowlerDirector · Also traded SNEX in the last 90 days