Who
Greg Gates
Group Managing Director
Company insider
Files Form 4 as: Group Managing Director, LPL Financial Holdings.
In numbers
- Trades disclosed
- 101
- Buys
- 0
- Sells
- 9
- Bought
- $0
- Sold
- $9.3M
- Companies
- 1
- Companies where not an officer
- 0
- First trade
- 10 Dec 2021
- Last trade
- 20 Aug 2026
- Last filed
- 21 Aug 2026
Companies traded
Activity over time
1 Nov 2024 – 1 Oct 2026
Buys above the line, sells below, each month.
Every trade
| Traded | Company | What | Amount | |
|---|---|---|---|---|
| 20 Aug 2026filed 21 Aug 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code M | $557K7,189 at $77.53 | filing |
| 20 Aug 2026filed 21 Aug 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Sold | $1.5M4,119 at $355.38 | filing |
| 20 Aug 2026filed 21 Aug 2026 | LPLA LPL Financial Holdingsoption or derivative · Capital Markets & Asset Management | SEC FORM 4 Code M | —7,189 at $0.00 | filing |
| 20 Aug 2026filed 21 Aug 2026 | LPLA LPL Financial Holdingsoption or derivative · Capital Markets & Asset Management | SEC FORM 4 Code M | —7,189 at $0.00 | filing |
| 20 Aug 2026filed 21 Aug 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code M | $557K7,189 at $77.53 | filing |
| 20 Aug 2026filed 21 Aug 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Sold | $1.5M4,119 at $355.38 | filing |
| 12 Jun 2026filed 15 Jun 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code F | $69K232 at $295.66 | filing |
| 12 Jun 2026filed 15 Jun 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code F | $69K232 at $295.66 | filing |
| 25 Feb 2026filed 27 Feb 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code A | —1,856 at $0.00 | filing |
| 25 Feb 2026filed 27 Feb 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code F | $412K1,293 at $318.47 | filing |
| 25 Feb 2026filed 27 Feb 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code A | —2,774 at $0.00 | filing |
| 25 Feb 2026filed 27 Feb 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code A | —2,807 at $0.00 | filing |
| 25 Feb 2026filed 27 Feb 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code A | —1,856 at $0.00 | filing |
| 25 Feb 2026filed 27 Feb 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code F | $412K1,293 at $318.47 | filing |
| 25 Feb 2026filed 27 Feb 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code A | —2,774 at $0.00 | filing |
| 25 Feb 2026filed 27 Feb 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code A | —2,807 at $0.00 | filing |
| 5 Dec 2025filed 9 Dec 2025 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Sold | $17K46 at $367.95 | filing |
| 5 Dec 2025filed 9 Dec 2025 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Sold | $13K34 at $368.70 | filing |
| 5 Dec 2025filed 9 Dec 2025 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Sold | $50K136 at $370.44 | filing |
| 5 Dec 2025filed 9 Dec 2025 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Sold | $152K410 at $371.20 | filing |
News
Wealth Accumulation and Adviser Independence Fuel LPL Financial's (LPLA) Long-Term ThesisLPLA · insidermonkey.com · 21 Oct 2026Recent Research Analysts' Ratings Updates for LPL Financial (LPLA)LPLA · dailypolitical.com · 19 Oct 2026Contrasting Main Street Capital (NYSE:MAIN) and LPL Financial (NASDAQ:LPLA)LPLA · tickerreport.com · 17 Oct 2026
0 headlines in the last 90 days name Greg Gates; 3 articles from the last 14 days about the 1 company they traded most, at most three about any one of them.