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Who

William Francis Glavin Jr.

Director

Company insider

Files Form 4 as: Director, LPL Financial Holdings; Director, Invesco; Former President and CEO, Barings Corporate Investors.

In numbers

Trades disclosed
119
Buys
3
Sells
0
Bought
$449K
Sold
$0
Companies
3
Companies where not an officer
2
First trade
16 May 2005
Last trade
28 Aug 2026
Last filed
1 Sep 2026

Companies traded

Where they are an officer
MCI Barings Corporate InvestorsOfficer, Other · Funds, Shells & SPACs · last 19 Dec 20170 buys · 0 sells
Everywhere else they filed: board seats, 10% stakes, other companies
LPLA LPL Financial HoldingsDirector · Capital Markets & Asset Management · last 28 Aug 20263 buys · 0 sells
IVZ InvescoDirector · Capital Markets & Asset Management · last 15 May 20260 buys · 0 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
101Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
28 Aug 2026filed 1 Sep 2026LPLA LPL Financial HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A—10 at $0.00filing
28 Aug 2026filed 1 Sep 2026LPLA LPL Financial HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A—10 at $0.00filing
4 Jun 2026filed 8 Jun 2026LPLA LPL Financial HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A—15 at $0.00filing
4 Jun 2026filed 8 Jun 2026LPLA LPL Financial HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A—15 at $0.00filing
15 May 2026filed 19 May 2026IVZ InvescoCapital Markets & Asset ManagementSEC FORM 4 Code A—8,112 at $0.00filing
15 May 2026filed 19 May 2026IVZ InvescoCapital Markets & Asset ManagementSEC FORM 4 Code A—8,112 at $0.00filing
15 May 2026filed 19 May 2026LPLA LPL Financial HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A—712 at $0.00filing
15 May 2026filed 19 May 2026LPLA LPL Financial HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A—712 at $0.00filing
24 Mar 2026filed 26 Mar 2026LPLA LPL Financial HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A—15 at $0.00filing
24 Mar 2026filed 26 Mar 2026LPLA LPL Financial HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A—15 at $0.00filing
1 Dec 2025filed 3 Dec 2025LPLA LPL Financial HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A—10 at $0.00filing
29 Aug 2025filed 3 Sep 2025LPLA LPL Financial HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A—10 at $0.00filing
12 Jun 2025filed 16 Jun 2025LPLA LPL Financial HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A—10 at $0.00filing
23 May 2025filed 28 May 2025LPLA LPL Financial HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A—602 at $0.00filing
23 May 2025filed 28 May 2025LPLA LPL Financial HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A—308 at $0.00filing
15 May 2025filed 19 May 2025IVZ InvescoCapital Markets & Asset ManagementSEC FORM 4 Code A—12,728 at $0.00filing
25 Mar 2025filed 26 Mar 2025LPLA LPL Financial HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A—11 at $0.00filing
2 Dec 2024filed 4 Dec 2024LPLA LPL Financial HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A—12 at $0.00filing
23 Aug 2024filed 27 Aug 2024LPLA LPL Financial HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A—20 at $0.00filing
4 Jun 2024filed 6 Jun 2024LPLA LPL Financial HoldingsCapital Markets & Asset ManagementSEC FORM 4 Code A—16 at $0.00filing

Sectors

Financials3

Buys in green, sells in red, by the company’s sector.

Related people

Christina EmeryPresident · President at Barings Corporate Investors, filing Form 4 there in the last year
Clifford M. NoreenChairman of Fund · Chairman of Fund at Barings Corporate Investors, filing Form 4 there in the last year
Sears MerrittOther role · Other at Barings Corporate Investors, filing Form 4 there in the last year
Roger W. CrandallDirector · Other at Barings Corporate Investors, filing Form 4 there in the last year
Geoff CraddockOther role · Other at Barings Corporate Investors, filing Form 4 there in the last year
Katharine ReepingPrincipal Accounting Officer · Also traded LPLA in the last 90 days
Aneri JambusariaGroup Managing Director · Also traded LPLA in the last 90 days
Greg GatesGroup Managing Director · Also traded LPLA in the last 90 days