Follow the people · Insider
Mark D. Klein
Mark D. Klein files insider transactions with the SEC as a chairman, ceo and president of Neostellar Capital (NSLR). We hold 3 disclosed purchases and sales filed since 14 January 2009, 1 of them in the last 90 days.
- Files forNSLR
- Disclosed buys and sells3 in all, 1 in the last 90 days
- Last disclosure10 August 2026
Positions held
8 posts we hold — a term names its own dates; a run of filings only says when they filed- Filed 10 August 2026 — 10 August 2026Chairman, CEO and President · Neostellar Capital (NSLR)1 Form 4 line · source: SEC Form 4
- Filed 8 January 2020 — 15 June 2026Chairman, CEO and President · Sutter Rock Capital (SSSS)67 Form 4 lines · source: SEC Form 4
- Filed 6 October 2020 — 7 October 2020Director · MultiPlan (CCXX)2 Form 4 lines · source: SEC Form 4
- Filed 3 May 2011 — 17 July 2019CEO and President · NeXt Innovation (GSVC)31 Form 4 lines · source: SEC Form 4
- Filed 4 May 2015 — 1 November 2016Director · Atlantic Alliance Partnership (AAPC)5 Form 4 lines · source: SEC Form 4
- Filed 15 July 2010 — 30 April 2012Director · Great American Group (GAMR)5 Form 4 lines · source: SEC Form 4
- Filed 31 July 2009 — 31 July 2009CEO & President · Alternative Asset Management Acquisition (AMV)3 Form 4 lines · source: SEC Form 4
- Filed 17 April 2008 — 12 January 2009Director · American Apparel (APP)2 Form 4 lines · source: SEC Form 4
Everything they disclosed
116 entries, newest first — one per disclosure report, one per Form 4 line- ▲ bought on the open market 26,040 shares of Neostellar CapitalSEC Form 410 August 2026Common Stock · traded 10 August 2026 · filed 10 August 2026
- was granted 350,000 shares of Suro CapitalSEC Form 416 June 2026Common Stock · traded 12 June 2026 · filed 16 June 2026
- had shares withheld for tax on 293,265 shares of Suro CapitalSEC Form 416 June 2026Common Stock · traded 15 June 2026 · filed 16 June 2026
- ▲ bought on the open market 2,500 shares of Suro CapitalSEC Form 422 April 2026Common Stock · traded 21 April 2026 · filed 22 April 2026
- ▲ bought on the open market 2,500 shares of Suro CapitalSEC Form 422 April 2026Common Stock · traded 22 April 2026 · filed 22 April 2026
- had shares withheld for tax on 17,017 shares of Suro CapitalSEC Form 416 December 2025Common Stock · traded 10 December 2025 · filed 16 December 2025
- had shares withheld for tax on 17,017 shares of Suro CapitalSEC Form 416 December 2025Common Stock · traded 15 December 2025 · filed 16 December 2025
- was granted 174,465 shares of Suro CapitalSEC Form 425 November 2025Common Stock · traded 21 November 2025 · filed 25 November 2025
- ▲ bought on the open market 4,571 shares of Suro CapitalSEC Form 412 August 2025Common Stock · traded 11 August 2025 · filed 12 August 2025
- ▲ bought on the open market 10,000 shares of Suro CapitalSEC Form 412 August 2025Common Stock · traded 12 August 2025 · filed 12 August 2025
- was granted 300,000 shares of Suro CapitalSEC Form 419 May 2025Common Stock · traded 16 May 2025 · filed 19 May 2025
- ▲ bought on the open market 16,500 shares of Suro CapitalSEC Form 49 May 2025Common Stock · traded 9 May 2025 · filed 9 May 2025
- had shares withheld for tax on 32,858 shares of Suro CapitalSEC Form 412 February 2025Common Stock · traded 10 February 2025 · filed 12 February 2025
- had shares withheld for tax on 17,017 shares of Suro CapitalSEC Form 418 December 2024Common Stock · traded 16 December 2024 · filed 18 December 2024
- was granted 100,000 shares of Suro CapitalSEC Form 412 December 2024Common Stock · traded 10 December 2024 · filed 12 December 2024
- had shares withheld for tax on 21,272 shares of Suro CapitalSEC Form 412 December 2024Common Stock · traded 10 December 2024 · filed 12 December 2024
- ▲ bought on the open market 743 shares of Suro CapitalSEC Form 44 December 2024Common Stock · traded 2 December 2024 · filed 4 December 2024
- ▲ bought on the open market 10,000 shares of Suro CapitalSEC Form 429 November 2024Common Stock · traded 26 November 2024 · filed 29 November 2024
- ▲ bought on the open market 32,257 shares of Suro CapitalSEC Form 429 November 2024Common Stock · traded 27 November 2024 · filed 29 November 2024
- ▲ bought on the open market 39,000 shares of Suro CapitalSEC Form 429 November 2024Common Stock · traded 29 November 2024 · filed 29 November 2024
- ▲ bought on the open market 12,000 shares of Suro CapitalSEC Form 420 August 2024Common Stock · traded 20 August 2024 · filed 20 August 2024
- had shares withheld for tax on 32,285 shares of Suro CapitalSEC Form 413 February 2024Common Stock · traded 9 February 2024 · filed 13 February 2024
- had shares withheld for tax on 41,273 shares of Suro CapitalSEC Form 413 February 2024Common Stock · traded 12 February 2024 · filed 13 February 2024
- was granted 100,000 shares of Suro CapitalSEC Form 415 December 2023Common Stock · traded 15 December 2023 · filed 15 December 2023
- had shares withheld for tax on 21,272 shares of Suro CapitalSEC Form 413 December 2023Common Stock · traded 11 December 2023 · filed 13 December 2023
- ▲ bought on the open market 14,815 shares of Suro CapitalSEC Form 46 December 2023Common Stock · traded 6 December 2023 · filed 6 December 2023
- ▲ bought on the open market 11,885 shares of Suro CapitalSEC Form 45 December 2023Common Stock · traded 1 December 2023 · filed 5 December 2023
- ▲ bought on the open market 19,000 shares of Suro CapitalSEC Form 45 December 2023Common Stock · traded 4 December 2023 · filed 5 December 2023
- ▲ bought on the open market 19,000 shares of Suro CapitalSEC Form 45 December 2023Common Stock · traded 5 December 2023 · filed 5 December 2023
- ▲ bought on the open market 2,400 shares of Suro CapitalSEC Form 430 November 2023Common Stock · traded 28 November 2023 · filed 30 November 2023
- ▲ bought on the open market 19,000 shares of Suro CapitalSEC Form 430 November 2023Common Stock · traded 29 November 2023 · filed 30 November 2023
- ▲ bought on the open market 18,900 shares of Suro CapitalSEC Form 430 November 2023Common Stock · traded 30 November 2023 · filed 30 November 2023
- ▲ bought on the open market 9,000 shares of Suro CapitalSEC Form 417 November 2023Common Stock · traded 17 November 2023 · filed 17 November 2023
- had shares withheld for tax on 31,900 shares of Suro CapitalSEC Form 413 February 2023Common Stock · traded 9 February 2023 · filed 13 February 2023
- had shares withheld for tax on 40,781 shares of Suro CapitalSEC Form 413 February 2023Common Stock · traded 10 February 2023 · filed 13 February 2023
- was granted 192,791 shares of Suro CapitalSEC Form 413 January 2023Common Stock · traded 9 February 2022 · filed 13 January 2023
- had shares withheld for tax on 40,929 shares of Suro CapitalSEC Form 413 January 2023Common Stock · traded 10 February 2022 · filed 13 January 2023
- had shares withheld for tax on 21,271 shares of Suro CapitalSEC Form 413 December 2022Common Stock · traded 12 December 2022 · filed 13 December 2022
- ▲ bought on the open market 21,521 shares of Suro CapitalSEC Form 48 December 2022Common Stock · traded 7 December 2022 · filed 8 December 2022
- ▲ bought on the open market 22,034 shares of Suro CapitalSEC Form 48 December 2022Common Stock · traded 8 December 2022 · filed 8 December 2022
- ▲ bought on the open market 1,545 shares of Suro CapitalSEC Form 47 December 2022Common Stock · traded 5 December 2022 · filed 7 December 2022
- ▲ bought on the open market 34,500 shares of Suro CapitalSEC Form 47 December 2022Common Stock · traded 6 December 2022 · filed 7 December 2022
- ▲ bought on the open market 25,000 shares of Suro CapitalSEC Form 414 November 2022Common Stock · traded 11 November 2022 · filed 14 November 2022
- ▲ bought on the open market 25,000 shares of Suro CapitalSEC Form 414 November 2022Common Stock · traded 14 November 2022 · filed 14 November 2022
- was granted 192,791 shares of Suro CapitalSEC Form 414 February 2022Common Stock · traded 9 February 2022 · filed 14 February 2022
- had shares withheld for tax on 40,929 shares of Suro CapitalSEC Form 414 February 2022Common Stock · traded 10 February 2022 · filed 14 February 2022
- acquired or disposed of, other 58,690 shares of Suro CapitalSEC Form 43 January 2022Common Stock · traded 30 December 2021 · filed 3 January 2022
- was granted 125,000 shares of Suro CapitalSEC Form 414 December 2021Common Stock · traded 10 December 2021 · filed 14 December 2021
- ▲ bought on the open market 10,000 shares of Suro CapitalSEC Form 414 December 2021Common Stock · traded 13 December 2021 · filed 14 December 2021
- ▲ bought on the open market 11,600 shares of Suro CapitalSEC Form 414 December 2021Common Stock · traded 14 December 2021 · filed 14 December 2021
- acquired or disposed of, other 57,939 shares of Suro CapitalSEC Form 44 October 2021Common Stock · traded 30 September 2021 · filed 4 October 2021
- ▲ bought on the open market 6,500 shares of Suro CapitalSEC Form 49 August 2021Common Stock · traded 9 August 2021 · filed 9 August 2021
- acquired or disposed of, other 49,907 shares of Suro CapitalSEC Form 41 July 2021Common Stock · traded 30 June 2021 · filed 1 July 2021
- ▲ bought on the open market 3,788 shares of Suro CapitalSEC Form 411 May 2021Common Stock · traded 10 May 2021 · filed 11 May 2021
- ▲ bought on the open market 2,950 shares of Suro CapitalSEC Form 411 May 2021Common Stock · traded 11 May 2021 · filed 11 May 2021
- was granted 154,362 shares of Suro CapitalSEC Form 412 February 2021Common Stock · traded 10 February 2021 · filed 12 February 2021
- ▲ bought on the open market 1,575 shares of Suro CapitalSEC Form 43 December 2020Common Stock · traded 2 December 2020 · filed 3 December 2020
- ▲ bought on the open market 1,000 shares of Suro CapitalSEC Form 43 December 2020Common Stock · traded 3 December 2020 · filed 3 December 2020
- ▲ bought on the open market 17,109 shares of Suro CapitalSEC Form 418 November 2020Common Stock · traded 18 November 2020 · filed 18 November 2020
- ▲ bought on the open market 75,000 shares of Suro CapitalSEC Form 417 November 2020Common Stock · traded 16 November 2020 · filed 17 November 2020
- ▲ bought on the open market 24,661 shares of Suro CapitalSEC Form 417 November 2020Common Stock · traded 17 November 2020 · filed 17 November 2020
- ▲ bought on the open market 4,750 shares of Suro CapitalSEC Form 412 November 2020Common Stock · traded 10 November 2020 · filed 12 November 2020
- ▲ bought on the open market 2,200 shares of Suro CapitalSEC Form 412 November 2020Common Stock · traded 11 November 2020 · filed 12 November 2020
- ▲ bought on the open market 220,000 shares of MultiPlanSEC Form 48 October 2020Class A common stock · traded 6 October 2020 · filed 8 October 2020
- ▲ bought on the open market 261,711 shares of MultiPlanSEC Form 48 October 2020Class A common stock · traded 7 October 2020 · filed 8 October 2020
- ▲ bought on the open market 1,940 shares of Sutter Rock CapitalSEC Form 414 May 2020Common Stock · traded 14 May 2020 · filed 14 May 2020
- ▲ bought on the open market 8,500 shares of Sutter Rock CapitalSEC Form 413 May 2020Common Stock · traded 13 May 2020 · filed 13 May 2020
- acquired or disposed of, other 950,000 shares of Sutter Rock Capital (a derivative holding)SEC Form 430 April 2020Employee Stock Option (right to buy) · traded 28 April 2020 · filed 30 April 2020
- ▲ bought on the open market 5,085 shares of Sutter Rock CapitalSEC Form 49 January 2020Common Stock · traded 8 January 2020 · filed 9 January 2020
- ▲ bought on the open market 13,423 shares of Sutter Rock CapitalSEC Form 49 January 2020Common Stock · traded 9 January 2020 · filed 9 January 2020
- was granted 950,000 shares of GSV Capital (a derivative holding)SEC Form 419 July 2019Employee Stock Option (right to buy) · traded 17 July 2019 · filed 19 July 2019
- ▲ bought on the open market 5,000 shares of GSV CapitalSEC Form 417 June 2019Common Stock · traded 17 June 2019 · filed 17 June 2019
- ▲ bought on the open market 20,993 shares of GSV CapitalSEC Form 411 June 2019Common Stock · traded 10 June 2019 · filed 11 June 2019
- ▲ bought on the open market 9,007 shares of GSV CapitalSEC Form 411 June 2019Common Stock · traded 11 June 2019 · filed 11 June 2019
- ▲ bought on the open market 10,000 shares of GSV CapitalSEC Form 428 September 2017Common Stock · traded 27 September 2017 · filed 28 September 2017
- ▲ bought on the open market 10,000 shares of GSV CapitalSEC Form 421 September 2017Common Stock · traded 20 September 2017 · filed 21 September 2017
- ▲ bought on the open market 10,000 shares of GSV CapitalSEC Form 414 September 2017Common Stock · traded 13 September 2017 · filed 14 September 2017
- ▲ bought on the open market 10,000 shares of GSV CapitalSEC Form 47 September 2017Common Stock · traded 6 September 2017 · filed 7 September 2017
- ▲ bought on the open market 10,000 shares of GSV CapitalSEC Form 431 August 2017Common Stock · traded 30 August 2017 · filed 31 August 2017
- acquired or disposed of, other 24,825 shares of Atlantic Alliance PartnershipSEC Form 43 November 2016Ordinary Shares · traded 1 November 2016 · filed 3 November 2016
- acquired or disposed of, other 43,785 shares of Atlantic Alliance PartnershipSEC Form 43 November 2016Ordinary Shares · traded 1 November 2016 · filed 3 November 2016
- ▲ bought on the open market 914 shares of GSV CapitalSEC Form 41 August 2016Common Stock · traded 1 August 2016 · filed 1 August 2016
- ▲ bought on the open market 979 shares of GSV CapitalSEC Form 45 July 2016Common Stock · traded 1 July 2016 · filed 5 July 2016
- ▲ bought on the open market 1,000 shares of GSV CapitalSEC Form 417 May 2016Common Stock · traded 17 May 2016 · filed 17 May 2016
- ▲ bought on the open market 1,000 shares of GSV CapitalSEC Form 416 May 2016Common Stock · traded 16 May 2016 · filed 16 May 2016
- ▲ bought on the open market 875 shares of GSV CapitalSEC Form 44 May 2016Common Stock · traded 2 May 2016 · filed 4 May 2016
- acquired or disposed of, other 24,045 shares of Atlantic Alliance PartnershipSEC Form 411 April 2016Ordinary Shares · traded 7 April 2016 · filed 11 April 2016
- ▲ bought on the open market 872 shares of GSV CapitalSEC Form 44 April 2016Common Stock · traded 1 April 2016 · filed 4 April 2016
- ▲ bought on the open market 3,138 shares of GSV CapitalSEC Form 423 March 2016Common Stock · traded 22 March 2016 · filed 23 March 2016
- ▲ bought on the open market 5,000 shares of GSV CapitalSEC Form 422 March 2016Common Stock · traded 18 March 2016 · filed 22 March 2016
- ▲ bought on the open market 1,862 shares of GSV CapitalSEC Form 422 March 2016Common Stock · traded 21 March 2016 · filed 22 March 2016
- ▲ bought on the open market 1,000 shares of GSV CapitalSEC Form 418 November 2015Common Stock · traded 17 November 2015 · filed 18 November 2015
- ▲ bought on the open market 1,000 shares of GSV CapitalSEC Form 424 August 2015Common Stock · traded 21 August 2015 · filed 24 August 2015
- acquired or disposed of, other 2,500 shares of Atlantic Alliance PartnershipSEC Form 421 August 2015Ordinary Shares · traded 20 August 2015 · filed 21 August 2015
- ▲ bought on the open market 2,500 shares of GSV CapitalSEC Form 411 August 2015Common Stock · traded 11 August 2015 · filed 11 August 2015
- was granted 75,000 shares of Atlantic Alliance PartnershipSEC Form 46 May 2015Ordinary Shares · traded 4 May 2015 · filed 6 May 2015
- ▲ bought on the open market 500 shares of GSV CapitalSEC Form 43 September 2014Common Stock · traded 2 September 2014 · filed 3 September 2014
- ▲ bought on the open market 700 shares of GSV CapitalSEC Form 427 November 2013Common Stock · traded 26 November 2013 · filed 27 November 2013
- ▲ bought on the open market 700 shares of GSV CapitalSEC Form 426 November 2013Common Stock · traded 26 November 2013 · filed 26 November 2013
- returned to the issuer 93,750 shares of Great American GroupSEC Form 412 February 2013Common Stock · traded 30 April 2012 · filed 12 February 2013
- ▲ bought on the open market 148 shares of GSV CapitalSEC Form 414 November 2012Common Stock · traded 12 November 2012 · filed 14 November 2012
- ▲ bought on the open market 52 shares of GSV CapitalSEC Form 414 November 2012Common Stock · traded 12 November 2012 · filed 14 November 2012
- ▲ bought on the open market 4,800 shares of GSV CapitalSEC Form 414 November 2012Common Stock · traded 12 November 2012 · filed 14 November 2012
- ▲ bought on the open market 2,500 shares of GSV CapitalSEC Form 431 August 2012Common Stock · traded 30 August 2012 · filed 31 August 2012
- ▲ bought on the open market 2,500 shares of GSV CapitalSEC Form 424 August 2012Common Stock · traded 22 August 2012 · filed 24 August 2012
- had shares withheld for tax on 14,000 shares of Great American GroupSEC Form 420 July 2011Common Stock · traded 15 July 2011 · filed 20 July 2011
- ▲ bought on the open market 16,000 shares of NeXt InnovationSEC Form 44 May 2011Common Stock · traded 3 May 2011 · filed 4 May 2011
- ▲ bought on the open market 1,667 shares of NeXt InnovationSEC Form 44 May 2011Common Stock · traded 3 May 2011 · filed 4 May 2011
- exercised options over 18,255 shares of Great American Group (a derivative holding)SEC Form 44 August 2010Restricted Stock Units · traded 2 August 2010 · filed 4 August 2010
- exercised options over 18,255 shares of Great American GroupSEC Form 44 August 2010Common Stock · traded 2 August 2010 · filed 4 August 2010
- was granted 40,000 shares of Great American GroupSEC Form 419 July 2010Common Stock · traded 15 July 2010 · filed 19 July 2010
- disposed of in a tender offer 355,750 shares of Alternative Asset Management Acquisition (a derivative holding)SEC Form 44 August 2009Warrants · traded 31 July 2009 · filed 4 August 2009
- returned to the issuer 735,937 shares of Alternative Asset Management AcquisitionSEC Form 44 August 2009Common Stock · traded 31 July 2009 · filed 4 August 2009
- disposed of in a tender offer 234,375 shares of Alternative Asset Management AcquisitionSEC Form 44 August 2009Common Stock · traded 31 July 2009 · filed 4 August 2009
- was granted 4,808 shares of American ApparelSEC Form 414 January 2009Common Stock, $.0001 par value · traded 17 April 2008 · filed 14 January 2009
- was granted 35,211 shares of American ApparelSEC Form 414 January 2009Common Stock, $.0001 par value · traded 12 January 2009 · filed 14 January 2009
Positions come from the unitedstates/congress-legislators roster, the Office of Government Ethics and the SEC’s Form 4 index. Every disclosed line names its own source and links the document the government published; we print what the filing says and never a price we did not read from it. Headlines and links come from the GDELT Global Knowledge Graph — the story stays with the publisher. The portrait, where we have one, is the public-domain Congressional Bioguide photograph.