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Who

Mark D. Klein

Chairman, CEO and President

Company insider

Files Form 4 as: Chairman, CEO and President, Neostellar Capital; Director, Claritev; Director, Atlantic Alliance Partnership; Director, BRC Group Holdings; CEO & President, Alternative Asset Management Acquisition; Director, American Apparel.

In numbers

Trades disclosed
123
Buys
71
Sells
0
Bought
$10.2M
Sold
$0
Companies
6
Companies where not an officer
4
First trade
17 Apr 2008
Last trade
21 Sep 2026
Last filed
22 Sep 2026

Companies traded

Where they are an officer
NSLR Neostellar CapitalDirector, Officer · Funds, Shells & SPACs · last 21 Sep 202669 buys · 0 sells
Alternative Asset Management AcquisitionDirector, Officer · last 31 Jul 20090 buys · 0 sells
Everywhere else they filed: board seats, 10% stakes, other companies
CTEV ClaritevDirector · Business Services · last 7 Oct 20202 buys · 0 sells
Atlantic Alliance PartnershipDirector · last 1 Nov 20160 buys · 0 sells
RILY BRC Group HoldingsDirector · Capital Markets & Asset Management · last 30 Apr 20120 buys · 0 sells
American ApparelDirector · last 12 Jan 20090 buys · 0 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
03Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
21 Sep 2026filed 22 Sep 2026NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Bought$40K5,000 at $7.91filing
21 Sep 2026filed 22 Sep 2026NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Bought$40K5,000 at $7.91filing
10 Aug 2026filed 10 Aug 2026NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Bought$250K26,040 at $9.60filing
10 Aug 2026filed 10 Aug 2026NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Bought$250K26,040 at $9.60filing
15 Jun 2026filed 16 Jun 2026SuRo CapitalSEC FORM 4 Code F$4.0M293,265 at $13.56filing
15 Jun 2026filed 16 Jun 2026NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Code F$4.0M293,265 at $13.56filing
12 Jun 2026filed 16 Jun 2026SuRo CapitalSEC FORM 4 Code A—350,000 at $0.00filing
12 Jun 2026filed 16 Jun 2026NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Code A—350,000 at $0.00filing
22 Apr 2026filed 22 Apr 2026SuRo CapitalSEC FORM 4 Bought$33K2,500 at $13.25filing
22 Apr 2026filed 22 Apr 2026NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Bought$33K2,500 at $13.25filing
21 Apr 2026filed 22 Apr 2026SuRo CapitalSEC FORM 4 Bought$33K2,500 at $13.08filing
21 Apr 2026filed 22 Apr 2026NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Bought$33K2,500 at $13.08filing
15 Dec 2025filed 16 Dec 2025NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Code F$157K17,017 at $9.24filing
10 Dec 2025filed 16 Dec 2025NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Code F$163K17,017 at $9.59filing
21 Nov 2025filed 25 Nov 2025NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Code A—174,465 at $0.00filing
12 Aug 2025filed 12 Aug 2025NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Bought$85K10,000 at $8.45filing
11 Aug 2025filed 12 Aug 2025NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Bought$40K4,571 at $8.69filing
16 May 2025filed 19 May 2025NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Code A—300,000 at $0.00filing
9 May 2025filed 9 May 2025NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Bought$87K16,500 at $5.26filing
10 Feb 2025filed 12 Feb 2025NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Code F$203K32,858 at $6.17filing

Sectors

Financials69
Industrials2
Not placed2

Buys in green, sells in red, by the company’s sector.

Related people

Ronald M. LottDirector · Director at Suro Capital, filing Form 4 there in the last year
Erik A. FalkDirector · Director at Neostellar Capital, filing Form 4 there in the last year
Allison GreenOfficer · Officer at Suro Capital, filing Form 4 there in the last year
Leonard PotterDirector · Director at Suro Capital, filing Form 4 there in the last year
Marc MazurDirector · Director at Suro Capital, filing Form 4 there in the last year
Tiffani MisencikSVP, Chief Growth Officer · Also traded CTEV in the last 90 days
Douglas Michael GarisEVP&CFO · Also traded CTEV in the last 90 days
Travis DaltonPres., CEO & Executive Chair · Also traded CTEV in the last 90 days