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Who

Ronald M. Lott

Director

Company insider

Files Form 4 as: Director, Neostellar Capital; Director, OneMain Holdings.

In numbers

Trades disclosed
28
Buys
3
Sells
10
Bought
$10K
Sold
$680K
Companies
2
Companies where not an officer
2
First trade
5 Dec 2013
Last trade
3 Sep 2026
Last filed
4 Sep 2026

Companies traded

Everywhere else they filed: board seats, 10% stakes, other companies
NSLR Neostellar CapitalDirector · Funds, Shells & SPACs · last 3 Sep 20262 buys · 9 sells
OMF OneMain HoldingsDirector · Consumer & Specialty Finance · last 1 Jan 20181 buy · 1 sell

Activity over time

1 Nov 2024 – 1 Oct 2026
10Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
3 Sep 2026filed 4 Sep 2026NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Sold$51K5,085 at $9.96filing
3 Sep 2026filed 4 Sep 2026NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Sold$51K5,085 at $9.96filing
23 Jun 2026filed 25 Jun 2026SuRo CapitalSEC FORM 4 Sold$6,175500 at $12.35filing
23 Jun 2026filed 25 Jun 2026NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Sold$6,175500 at $12.35filing
10 Jun 2026filed 12 Jun 2026SuRo CapitalSEC FORM 4 Code A—3,536 at $0.00filing
10 Jun 2026filed 12 Jun 2026NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Code A—3,536 at $0.00filing
28 Apr 2026filed 30 Apr 2026SuRo CapitalSEC FORM 4 Sold$138K10,669 at $12.90filing
28 Apr 2026filed 30 Apr 2026NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Sold$138K10,669 at $12.90filing
19 Aug 2025filed 22 Aug 2025NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Sold$66K7,500 at $8.81filing
11 Jun 2025filed 28 Oct 2025NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Sold$28939 at $7.42filing
28 May 2025filed 30 May 2025NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Code A—7,812 at $0.00filing
20 Mar 2025filed 24 Mar 2025NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Sold$59K10,000 at $5.90filing
26 Dec 2024filed 28 Oct 2025NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Sold$2,630434 at $6.06filing
5 Jun 2024filed 7 Jun 2024NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Code A—12,048 at $0.00filing
31 May 2023filed 2 Jun 2023NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Code A—15,015 at $0.00filing
1 Jun 2022filed 3 Jun 2022NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Code A—6,684 at $0.00filing
5 Nov 2021filed 14 Feb 2022NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Sold$117K7,556 at $15.45filing
10 Aug 2021filed 12 Aug 2021NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Bought$5,060325 at $15.57filing
9 Jul 2021filed 13 Jul 2021NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Code A—3,770 at $0.00filing
8 Apr 2021filed 14 Feb 2022NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Sold$74450 at $14.87filing

Sectors

Financials13
Not placed2

Buys in green, sells in red, by the company’s sector.

Related people

Mark D. KleinChairman, CEO and President · Chairman, CEO and President at Suro Capital, filing Form 4 there in the last year
Erik A. FalkDirector · Director at Neostellar Capital, filing Form 4 there in the last year
Allison GreenOfficer · Officer at Suro Capital, filing Form 4 there in the last year
Leonard PotterDirector · Director at Suro Capital, filing Form 4 there in the last year
Marc MazurDirector · Director at Suro Capital, filing Form 4 there in the last year
Micah R. ConradEVP & COO · Also traded OMF in the last 90 days
Michael A. Hedlundpao, SVP and Group Controller · Also traded OMF in the last 90 days