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PG

Paul Gu

Insider · Chief Executive Officer · UPST

Paul Gu files insider transactions with the SEC as a chief executive officer of Upstart Holdings. We hold 2 disclosed purchases and sales filed since 17 December 2020, 1 of them in the last 90 days.

  • Files forUPST
  • Disclosed buys and sells2 in all, 1 in the last 90 days
  • Last disclosure10 September 2026

Positions held

1 post we hold — a term names its own dates; a run of filings only says when they filed
  • Filed 15 December 202010 September 2026Chief Executive Officer · Upstart Holdings 314 Form 4 lines · source: SEC Form 4

Every transaction

314 transactions from SEC Form 4 — one row each, sort any column, open a row for the filing
314 of 314 shown
10 Sep 202610 Sep 2026SEC Form 40 dbought on the open marketUpstart Holdings50,000 sharesup +2.0%up +2.0%
13 May 202614 May 2026SEC Form 41 dbought on the open marketUpstart Holdings50,000 sharesdown −5.2%down −13.9%
28 Feb 20263 Mar 2026SEC Form 43 dwas grantednot a tradeUpstart Holdingsderivative912,702 sharesdown −6.0%down −9.4%
28 Feb 20263 Mar 2026SEC Form 43 dwas grantednot a tradeUpstart Holdingsderivative912,702 sharesdown −6.0%down −9.4%
11 Nov 202513 Nov 2025SEC Form 42 dbought on the open marketUpstart Holdings20,000 sharesdown −34.3%down −31.4%
11 Nov 202513 Nov 2025SEC Form 42 dbought on the open marketUpstart Holdings80,000 sharesdown −34.3%down −31.4%
2 Sep 20254 Sep 2025SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative2,500 sharesdown −63.0%down −61.2%
2 Sep 20254 Sep 2025SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative2,500 sharesdown −63.0%down −61.2%
2 Sep 20254 Sep 2025SEC Form 42 dexercised options overnot a tradeUpstart Holdings2,500 sharesdown −63.0%down −61.2%
2 Sep 20254 Sep 2025SEC Form 42 dexercised options overnot a tradeUpstart Holdings2,500 sharesdown −63.0%down −61.2%
2 Sep 20254 Sep 2025SEC Form 42 dsold on the open marketUpstart Holdings2,663 sharesdown −63.0%down −61.2%
2 Sep 20254 Sep 2025SEC Form 42 dsold on the open marketUpstart Holdings2,337 sharesdown −63.0%down −61.2%
17 Jun 202520 Jun 2025SEC Form 43 dexercised options overnot a tradeUpstart Holdingsderivative25,000 sharesdown −52.1%down −55.9%
17 Jun 202520 Jun 2025SEC Form 43 dexercised options overnot a tradeUpstart Holdings25,000 sharesdown −52.1%down −55.9%
19 May 202521 May 2025SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative25,000 sharesdown −46.1%down −41.7%
19 May 202521 May 2025SEC Form 42 dexercised options overnot a tradeUpstart Holdings25,000 sharesdown −46.1%down −41.7%
14 Apr 202516 Apr 2025SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative25,000 sharesdown −36.0%down −35.1%
14 Apr 202516 Apr 2025SEC Form 42 dexercised options overnot a tradeUpstart Holdings25,000 sharesdown −36.0%down −35.1%
10 Mar 202510 Mar 2025SEC Form 40 dexercised options overnot a tradeUpstart Holdingsderivative13,269 sharesdown −46.0%down −46.0%
10 Mar 202510 Mar 2025SEC Form 40 dexercised options overnot a tradeUpstart Holdingsderivative4,844 sharesdown −46.0%down −46.0%
10 Mar 202510 Mar 2025SEC Form 40 dexercised options overnot a tradeUpstart Holdings13,269 sharesdown −46.0%down −46.0%
10 Mar 202510 Mar 2025SEC Form 40 dexercised options overnot a tradeUpstart Holdings4,844 sharesdown −46.0%down −46.0%
6 Mar 202510 Mar 2025SEC Form 44 dexercised options overnot a tradeUpstart Holdingsderivative13,269 sharesdown −53.9%down −46.0%
6 Mar 202510 Mar 2025SEC Form 44 dexercised options overnot a tradeUpstart Holdingsderivative4,844 sharesdown −53.9%down −46.0%
6 Mar 202510 Mar 2025SEC Form 44 dexercised options overnot a tradeUpstart Holdings13,269 sharesdown −53.9%down −46.0%
6 Mar 202510 Mar 2025SEC Form 44 dexercised options overnot a tradeUpstart Holdings4,844 sharesdown −53.9%down −46.0%
28 Feb 20254 Mar 2025SEC Form 44 dwas grantednot a tradeUpstart Holdingsderivative55,728 sharesdown −61.6%down −56.8%
28 Feb 20254 Mar 2025SEC Form 44 dwas grantednot a tradeUpstart Holdings29,331 sharesdown −61.6%down −56.8%
20 Feb 202524 Feb 2025SEC Form 44 dsold on the open marketUpstart Holdings11,607 sharesdown −67.7%down −63.7%
20 Feb 202524 Feb 2025SEC Form 44 dsold on the open marketUpstart Holdings400 sharesdown −67.7%down −63.7%
31 Jan 20254 Feb 2025SEC Form 44 dexercised options overnot a tradeUpstart Holdingsderivative17,500 sharesdown −60.5%down −59.6%
31 Jan 20254 Feb 2025SEC Form 44 dexercised options overnot a tradeUpstart Holdingsderivative6,566 sharesdown −60.5%down −59.6%
31 Jan 20254 Feb 2025SEC Form 44 dexercised options overnot a tradeUpstart Holdings17,500 sharesdown −60.5%down −59.6%
31 Jan 20254 Feb 2025SEC Form 44 dexercised options overnot a tradeUpstart Holdings6,566 sharesdown −60.5%down −59.6%
13 Jan 202515 Jan 2025SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative30,792 sharesdown −55.2%down −59.2%
13 Jan 202515 Jan 2025SEC Form 42 dexercised options overnot a tradeUpstart Holdings30,792 sharesdown −55.2%down −59.2%
7 Jan 202510 Jan 2025SEC Form 43 dexercised options overnot a tradeUpstart Holdingsderivative50,000 sharesdown −57.5%down −55.7%
7 Jan 202510 Jan 2025SEC Form 43 dexercised options overnot a tradeUpstart Holdings50,000 sharesdown −57.5%down −55.7%
30 Dec 202431 Dec 2024SEC Form 41 dexercised options overnot a tradeUpstart Holdingsderivative50,000 sharesdown −59.6%down −58.4%
30 Dec 202431 Dec 2024SEC Form 41 dexercised options overnot a tradeUpstart Holdings50,000 sharesdown −59.6%down −58.4%
6 Dec 20246 Dec 2024SEC Form 40 dexercised options overnot a tradeUpstart Holdingsderivative40,226 sharesdown −66.8%down −66.8%
6 Dec 20246 Dec 2024SEC Form 40 dexercised options overnot a tradeUpstart Holdings40,226 sharesdown −66.8%down −66.8%
6 Dec 20246 Dec 2024SEC Form 40 dsold on the open marketUpstart Holdings35,876 sharesdown −66.8%down −66.8%
6 Dec 20246 Dec 2024SEC Form 40 dsold on the open marketUpstart Holdings4,350 sharesdown −66.8%down −66.8%
5 Dec 20246 Dec 2024SEC Form 41 dexercised options overnot a tradeUpstart Holdingsderivative4,019 sharesdown −65.1%down −66.8%
5 Dec 20246 Dec 2024SEC Form 41 dexercised options overnot a tradeUpstart Holdings4,019 sharesdown −65.1%down −66.8%
5 Dec 20246 Dec 2024SEC Form 41 dsold on the open marketUpstart Holdings4,019 sharesdown −65.1%down −66.8%
4 Dec 20246 Dec 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative28,155 sharesdown −65.7%down −66.8%
4 Dec 20246 Dec 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdings28,155 sharesdown −65.7%down −66.8%
4 Dec 20246 Dec 2024SEC Form 42 dsold on the open marketUpstart Holdings28,155 sharesdown −65.7%down −66.8%
2 Dec 20244 Dec 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative87,600 sharesdown −62.0%down −65.7%
2 Dec 20244 Dec 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdings87,600 sharesdown −62.0%down −65.7%
2 Dec 20244 Dec 2024SEC Form 42 dsold on the open marketUpstart Holdings17,456 sharesdown −62.0%down −65.7%
2 Dec 20244 Dec 2024SEC Form 42 dsold on the open marketUpstart Holdings23,109 sharesdown −62.0%down −65.7%
2 Dec 20244 Dec 2024SEC Form 42 dsold on the open marketUpstart Holdings17,614 sharesdown −62.0%down −65.7%
2 Dec 20244 Dec 2024SEC Form 42 dsold on the open marketUpstart Holdings21,039 sharesdown −62.0%down −65.7%
2 Dec 20244 Dec 2024SEC Form 42 dsold on the open marketUpstart Holdings5,782 sharesdown −62.0%down −65.7%
2 Dec 20244 Dec 2024SEC Form 42 dsold on the open marketUpstart Holdings2,600 sharesdown −62.0%down −65.7%
25 Nov 202427 Nov 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative58,786 sharesdown −67.8%down −67.4%
25 Nov 202427 Nov 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdings58,786 sharesdown −67.8%down −67.4%
25 Nov 202427 Nov 2024SEC Form 42 dsold on the open marketUpstart Holdings35,715 sharesdown −67.8%down −67.4%
25 Nov 202427 Nov 2024SEC Form 42 dsold on the open marketUpstart Holdings22,935 sharesdown −67.8%down −67.4%
25 Nov 202427 Nov 2024SEC Form 42 dsold on the open marketUpstart Holdings136 sharesdown −67.8%down −67.4%
21 Nov 202422 Nov 2024SEC Form 41 dexercised options overnot a tradeUpstart Holdingsderivative4,583 sharesdown −64.2%down −65.4%
21 Nov 202422 Nov 2024SEC Form 41 dexercised options overnot a tradeUpstart Holdingsderivative16,631 sharesdown −64.2%down −65.4%
21 Nov 202422 Nov 2024SEC Form 41 dexercised options overnot a tradeUpstart Holdings4,583 sharesdown −64.2%down −65.4%
21 Nov 202422 Nov 2024SEC Form 41 dexercised options overnot a tradeUpstart Holdings16,631 sharesdown −64.2%down −65.4%
21 Nov 202422 Nov 2024SEC Form 41 dsold on the open marketUpstart Holdings21,214 sharesdown −64.2%down −65.4%
20 Nov 202422 Nov 2024SEC Form 42 dsold on the open marketUpstart Holdings11,476 sharesdown −63.7%down −65.4%
20 Nov 202422 Nov 2024SEC Form 42 dsold on the open marketUpstart Holdings4,024 sharesdown −63.7%down −65.4%
15 Nov 202419 Nov 2024SEC Form 44 dexercised options overnot a tradeUpstart Holdingsderivative5,000 sharesdown −62.6%down −64.0%
15 Nov 202419 Nov 2024SEC Form 44 dexercised options overnot a tradeUpstart Holdingsderivative60,000 sharesdown −62.6%down −64.0%
15 Nov 202419 Nov 2024SEC Form 44 dexercised options overnot a tradeUpstart Holdings5,000 sharesdown −62.6%down −64.0%
15 Nov 202419 Nov 2024SEC Form 44 dexercised options overnot a tradeUpstart Holdings60,000 sharesdown −62.6%down −64.0%
15 Nov 202419 Nov 2024SEC Form 44 dsold on the open marketUpstart Holdings16,274 sharesdown −62.6%down −64.0%
15 Nov 202419 Nov 2024SEC Form 44 dsold on the open marketUpstart Holdings28,425 sharesdown −62.6%down −64.0%
15 Nov 202419 Nov 2024SEC Form 44 dsold on the open marketUpstart Holdings17,775 sharesdown −62.6%down −64.0%
15 Nov 202419 Nov 2024SEC Form 44 dsold on the open marketUpstart Holdings2,426 sharesdown −62.6%down −64.0%
15 Nov 202419 Nov 2024SEC Form 44 dsold on the open marketUpstart Holdings100 sharesdown −62.6%down −64.0%
14 Oct 202415 Oct 2024SEC Form 41 dexercised options overnot a tradeUpstart Holdingsderivative20,000 sharesdown −52.7%down −51.6%
14 Oct 202415 Oct 2024SEC Form 41 dexercised options overnot a tradeUpstart Holdings20,000 sharesdown −52.7%down −51.6%
14 Oct 202415 Oct 2024SEC Form 41 dsold on the open marketUpstart Holdings20,000 sharesdown −52.7%down −51.6%
4 Oct 20248 Oct 2024SEC Form 44 dexercised options overnot a tradeUpstart Holdingsderivative8,800 sharesdown −38.0%down −40.3%
4 Oct 20248 Oct 2024SEC Form 44 dexercised options overnot a tradeUpstart Holdings8,800 sharesdown −38.0%down −40.3%
4 Oct 20248 Oct 2024SEC Form 44 dsold on the open marketUpstart Holdings8,800 sharesdown −38.0%down −40.3%
1 Oct 20243 Oct 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative36,200 sharesdown −32.3%down −34.3%
1 Oct 20243 Oct 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdings36,200 sharesdown −32.3%down −34.3%
1 Oct 20243 Oct 2024SEC Form 42 dsold on the open marketUpstart Holdings30,050 sharesdown −32.3%down −34.3%
1 Oct 20243 Oct 2024SEC Form 42 dsold on the open marketUpstart Holdings6,150 sharesdown −32.3%down −34.3%
3 Sep 20245 Sep 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative25,864 sharesdown −33.1%down −28.4%
3 Sep 20245 Sep 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative19,136 sharesdown −33.1%down −28.4%
3 Sep 20245 Sep 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdings25,864 sharesdown −33.1%down −28.4%
3 Sep 20245 Sep 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdings19,136 sharesdown −33.1%down −28.4%
3 Sep 20245 Sep 2024SEC Form 42 dsold on the open marketUpstart Holdings7,174 sharesdown −33.1%down −28.4%
3 Sep 20245 Sep 2024SEC Form 42 dsold on the open marketUpstart Holdings7,571 sharesdown −33.1%down −28.4%
3 Sep 20245 Sep 2024SEC Form 42 dsold on the open marketUpstart Holdings30,255 sharesdown −33.1%down −28.4%
20 Aug 202421 Aug 2024SEC Form 41 dsold on the open marketUpstart Holdings15,864 sharesdown −33.3%down −37.0%
20 Aug 202421 Aug 2024SEC Form 41 dsold on the open marketUpstart Holdings200 sharesdown −33.3%down −37.0%
19 Aug 202421 Aug 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative10,000 sharesdown −36.8%down −37.0%
19 Aug 202421 Aug 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdings10,000 sharesdown −36.8%down −37.0%
19 Aug 202421 Aug 2024SEC Form 42 dsold on the open marketUpstart Holdings10,000 sharesdown −36.8%down −37.0%
15 Aug 202419 Aug 2024SEC Form 44 dexercised options overnot a tradeUpstart Holdingsderivative35,000 sharesdown −30.1%down −36.8%
15 Aug 202419 Aug 2024SEC Form 44 dexercised options overnot a tradeUpstart Holdings35,000 sharesdown −30.1%down −36.8%
15 Aug 202419 Aug 2024SEC Form 44 dsold on the open marketUpstart Holdings32,117 sharesdown −30.1%down −36.8%
15 Aug 202419 Aug 2024SEC Form 44 dsold on the open marketUpstart Holdings2,883 sharesdown −30.1%down −36.8%
15 Jul 202417 Jul 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative10,000 sharesdown −14.6%down −17.2%
15 Jul 202417 Jul 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdings10,000 sharesdown −14.6%down −17.2%
15 Jul 202417 Jul 2024SEC Form 42 dsold on the open marketUpstart Holdings10,000 sharesdown −14.6%down −17.2%
11 Jul 202415 Jul 2024SEC Form 44 dexercised options overnot a tradeUpstart Holdingsderivative10,000 sharesdown −4.9%down −14.6%
11 Jul 202415 Jul 2024SEC Form 44 dexercised options overnot a tradeUpstart Holdings10,000 sharesdown −4.9%down −14.6%
11 Jul 202415 Jul 2024SEC Form 44 dsold on the open marketUpstart Holdings10,000 sharesdown −4.9%down −14.6%
1 Jul 20243 Jul 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative5,000 sharesup +11.7%up +10.9%
1 Jul 20243 Jul 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdings5,000 sharesup +11.7%up +10.9%
1 Jul 20243 Jul 2024SEC Form 42 dsold on the open marketUpstart Holdings5,000 sharesup +11.7%up +10.9%
3 Jun 20245 Jun 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative15,000 sharesup +6.1%down −3.2%
3 Jun 20245 Jun 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdings15,000 sharesup +6.1%down −3.2%
3 Jun 20245 Jun 2024SEC Form 42 dsold on the open marketUpstart Holdings15,000 sharesup +6.1%down −3.2%
20 May 202421 May 2024SEC Form 41 dsold on the open marketUpstart Holdings15,131 sharesup +0.1%up +3.6%
17 May 202421 May 2024SEC Form 44 dexercised options overnot a tradeUpstart Holdingsderivative16,164 sharesup +0.7%up +3.6%
17 May 202421 May 2024SEC Form 44 dexercised options overnot a tradeUpstart Holdings16,164 sharesup +0.7%up +3.6%
15 May 202416 May 2024SEC Form 41 dexercised options overnot a tradeUpstart Holdingsderivative30,000 sharesdown −9.0%down −0.1%
15 May 202416 May 2024SEC Form 41 dexercised options overnot a tradeUpstart Holdingsderivative50,000 sharesdown −9.0%down −0.1%
15 May 202416 May 2024SEC Form 41 dexercised options overnot a tradeUpstart Holdings30,000 sharesdown −9.0%down −0.1%
15 May 202416 May 2024SEC Form 41 dexercised options overnot a tradeUpstart Holdings50,000 sharesdown −9.0%down −0.1%
15 May 202416 May 2024SEC Form 41 dsold on the open marketUpstart Holdings40,306 sharesdown −9.0%down −0.1%
15 May 202416 May 2024SEC Form 41 dsold on the open marketUpstart Holdings39,694 sharesdown −9.0%down −0.1%
1 Apr 20243 Apr 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative60,000 sharesdown −3.2%down −2.7%
1 Apr 20243 Apr 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdings60,000 sharesdown −3.2%down −2.7%
1 Apr 20243 Apr 2024SEC Form 42 dsold on the open marketUpstart Holdings60,000 sharesdown −3.2%down −2.7%
1 Mar 20244 Mar 2024SEC Form 43 dexercised options overnot a tradeUpstart Holdingsderivative30,000 sharesdown −2.8%up +0.6%
1 Mar 20244 Mar 2024SEC Form 43 dexercised options overnot a tradeUpstart Holdings30,000 sharesdown −2.8%up +0.6%
1 Mar 20244 Mar 2024SEC Form 43 dsold on the open marketUpstart Holdings28,703 sharesdown −2.8%up +0.6%
1 Mar 20244 Mar 2024SEC Form 43 dsold on the open marketUpstart Holdings1,297 sharesdown −2.8%up +0.6%
29 Feb 20244 Mar 2024SEC Form 44 dwas grantednot a tradeUpstart Holdingsderivative116,281 sharesdown −0.6%up +0.6%
29 Feb 20244 Mar 2024SEC Form 44 dwas grantednot a tradeUpstart Holdings61,201 sharesdown −0.6%up +0.6%
20 Feb 202422 Feb 2024SEC Form 42 dsold on the open marketUpstart Holdings16,423 sharesup +0.2%up +4.6%
15 Feb 202420 Feb 2024SEC Form 45 dexercised options overnot a tradeUpstart Holdingsderivative30,000 sharesdown −5.6%up +0.2%
15 Feb 202420 Feb 2024SEC Form 45 dexercised options overnot a tradeUpstart Holdings30,000 sharesdown −5.6%up +0.2%
15 Feb 202420 Feb 2024SEC Form 45 dsold on the open marketUpstart Holdings30,000 sharesdown −5.6%up +0.2%
2 Jan 20244 Jan 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative10,000 sharesdown −34.0%down −24.6%
2 Jan 20244 Jan 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative50,000 sharesdown −34.0%down −24.6%
2 Jan 20244 Jan 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdings10,000 sharesdown −34.0%down −24.6%
2 Jan 20244 Jan 2024SEC Form 42 dexercised options overnot a tradeUpstart Holdings50,000 sharesdown −34.0%down −24.6%
2 Jan 20244 Jan 2024SEC Form 42 dsold on the open marketUpstart Holdings34,770 sharesdown −34.0%down −24.6%
2 Jan 20244 Jan 2024SEC Form 42 dsold on the open marketUpstart Holdings23,930 sharesdown −34.0%down −24.6%
2 Jan 20244 Jan 2024SEC Form 42 dsold on the open marketUpstart Holdings1,300 sharesdown −34.0%down −24.6%
13 Dec 202315 Dec 2023SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative10,000 sharesdown −40.1%down −42.5%
13 Dec 202315 Dec 2023SEC Form 42 dexercised options overnot a tradeUpstart Holdings10,000 sharesdown −40.1%down −42.5%
13 Dec 202315 Dec 2023SEC Form 42 dsold on the open marketUpstart Holdings10,000 sharesdown −40.1%down −42.5%
6 Dec 20238 Dec 2023SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative10,000 sharesdown −25.1%down −30.7%
6 Dec 20238 Dec 2023SEC Form 42 dexercised options overnot a tradeUpstart Holdings10,000 sharesdown −25.1%down −30.7%
6 Dec 20238 Dec 2023SEC Form 42 dsold on the open marketUpstart Holdings10,000 sharesdown −25.1%down −30.7%
1 Dec 20235 Dec 2023SEC Form 44 dexercised options overnot a tradeUpstart Holdingsderivative40,000 sharesdown −20.9%down −22.5%
1 Dec 20235 Dec 2023SEC Form 44 dexercised options overnot a tradeUpstart Holdings40,000 sharesdown −20.9%down −22.5%
1 Dec 20235 Dec 2023SEC Form 44 dsold on the open marketUpstart Holdings30,000 sharesdown −20.9%down −22.5%
1 Dec 20235 Dec 2023SEC Form 44 dsold on the open marketUpstart Holdings10,000 sharesdown −20.9%down −22.5%
21 Nov 202322 Nov 2023SEC Form 41 dsold on the open marketUpstart Holdings19,513 sharesup +7.6%up +9.0%
15 Nov 202317 Nov 2023SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative15,000 sharesdown −1.6%up +0.0%
15 Nov 202317 Nov 2023SEC Form 42 dexercised options overnot a tradeUpstart Holdings15,000 sharesdown −1.6%up +0.0%
15 Nov 202317 Nov 2023SEC Form 42 dsold on the open marketUpstart Holdings15,000 sharesdown −1.6%up +0.0%
10 Oct 202312 Oct 2023SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative5,000 sharesdown −13.0%down −7.8%
10 Oct 202312 Oct 2023SEC Form 42 dexercised options overnot a tradeUpstart Holdings5,000 sharesdown −13.0%down −7.8%
10 Oct 202312 Oct 2023SEC Form 42 dsold on the open marketUpstart Holdings5,000 sharesdown −13.0%down −7.8%
2 Oct 20234 Oct 2023SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative15,000 sharesdown −7.1%down −4.7%
2 Oct 20234 Oct 2023SEC Form 42 dexercised options overnot a tradeUpstart Holdings15,000 sharesdown −7.1%down −4.7%
2 Oct 20234 Oct 2023SEC Form 42 dsold on the open marketUpstart Holdings15,000 sharesdown −7.1%down −4.7%
6 Sep 20237 Sep 2023SEC Form 41 dexercised options overnot a tradeUpstart Holdingsderivative5,000 sharesdown −21.5%down −19.5%
6 Sep 20237 Sep 2023SEC Form 41 dexercised options overnot a tradeUpstart Holdings5,000 sharesdown −21.5%down −19.5%
6 Sep 20237 Sep 2023SEC Form 41 dsold on the open marketUpstart Holdings5,000 sharesdown −21.5%down −19.5%
1 Sep 20235 Sep 2023SEC Form 44 dexercised options overnot a tradeUpstart Holdingsderivative20,000 sharesdown −22.3%down −23.6%
1 Sep 20235 Sep 2023SEC Form 44 dexercised options overnot a tradeUpstart Holdings20,000 sharesdown −22.3%down −23.6%
1 Sep 20235 Sep 2023SEC Form 44 dsold on the open marketUpstart Holdings20,000 sharesdown −22.3%down −23.6%
22 Aug 202324 Aug 2023SEC Form 42 dsold on the open marketUpstart Holdings15,988 sharesdown −21.4%down −15.7%
22 Aug 202324 Aug 2023SEC Form 42 dsold on the open marketUpstart Holdings2,015 sharesdown −21.4%down −15.7%
23 May 202325 May 2023SEC Form 42 dsold on the open marketUpstart Holdings13,340 sharesdown −1.5%up +7.8%
17 Mar 202321 Mar 2023SEC Form 44 dwas grantednot a tradeUpstart Holdingsderivative318,436 sharesup +68.0%up +68.2%
17 Mar 202321 Mar 2023SEC Form 44 dwas grantednot a tradeUpstart Holdings167,598 sharesup +68.0%up +68.2%
21 Feb 202323 Feb 2023SEC Form 42 dsold on the open marketUpstart Holdings9,674 sharesup +38.0%up +38.2%
19 Dec 202221 Dec 2022SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative50,876 sharesup +75.9%up +82.4%
19 Dec 202221 Dec 2022SEC Form 42 dexercised options overnot a tradeUpstart Holdings50,876 sharesup +75.9%up +82.4%
30 Nov 20222 Dec 2022SEC Form 42 dwas grantednot a tradeUpstart Holdings229,689 sharesup +30.9%up +37.1%
1 Mar 20223 Mar 2022SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative2,000 sharesdown −82.4%down −82.9%
1 Mar 20223 Mar 2022SEC Form 42 dexercised options overnot a tradeUpstart Holdings2,000 sharesdown −82.4%down −82.9%
1 Mar 20223 Mar 2022SEC Form 42 dsold on the open marketUpstart Holdings2,000 sharesdown −82.4%down −82.9%
20 Feb 202223 Feb 2022SEC Form 43 dwas grantednot a tradeUpstart Holdingsderivative687,500 sharesdown −80.3%down −77.2%
4 Jan 20226 Jan 2022SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative29,208 sharesdown −81.3%down −78.4%
4 Jan 20226 Jan 2022SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative12,500 sharesdown −81.3%down −78.4%
4 Jan 20226 Jan 2022SEC Form 42 dexercised options overnot a tradeUpstart Holdings29,208 sharesdown −81.3%down −78.4%
4 Jan 20226 Jan 2022SEC Form 42 dexercised options overnot a tradeUpstart Holdings12,500 sharesdown −81.3%down −78.4%
15 Nov 202117 Nov 2021SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative40,000 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative10,000 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative39,000 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dexercised options overnot a tradeUpstart Holdings40,000 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dexercised options overnot a tradeUpstart Holdings10,000 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dexercised options overnot a tradeUpstart Holdings39,000 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dsold on the open marketUpstart Holdings852 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dsold on the open marketUpstart Holdings2,400 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dsold on the open marketUpstart Holdings800 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dsold on the open marketUpstart Holdings200 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dsold on the open marketUpstart Holdings700 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dsold on the open marketUpstart Holdings3,300 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dsold on the open marketUpstart Holdings4,100 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dsold on the open marketUpstart Holdings1,900 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dsold on the open marketUpstart Holdings2,900 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dsold on the open marketUpstart Holdings1,100 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dsold on the open marketUpstart Holdings800 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dsold on the open marketUpstart Holdings2,100 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dsold on the open marketUpstart Holdings2,100 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dsold on the open marketUpstart Holdings3,100 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dsold on the open marketUpstart Holdings1,325 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dsold on the open marketUpstart Holdings3,476 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dsold on the open marketUpstart Holdings2,300 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dsold on the open marketUpstart Holdings1,200 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dsold on the open marketUpstart Holdings2,247 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dsold on the open marketUpstart Holdings400 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dsold on the open marketUpstart Holdings400 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dsold on the open marketUpstart Holdings600 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dsold on the open marketUpstart Holdings356 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dsold on the open marketUpstart Holdings244 sharesdown −89.1%down −89.0%
15 Nov 202117 Nov 2021SEC Form 42 dsold on the open marketUpstart Holdings100 sharesdown −89.1%down −89.0%
10 Nov 202112 Nov 2021SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative25,000 sharesdown −90.0%down −90.3%
10 Nov 202112 Nov 2021SEC Form 42 dexercised options overnot a tradeUpstart Holdings25,000 sharesdown −90.0%down −90.3%
9 Nov 202112 Nov 2021SEC Form 43 dexercised options overnot a tradeUpstart Holdingsderivative25,000 sharesdown −91.8%down −90.3%
9 Nov 202112 Nov 2021SEC Form 43 dexercised options overnot a tradeUpstart Holdings25,000 sharesdown −91.8%down −90.3%
27 Oct 202129 Oct 2021SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative20,000 sharesdown −91.9%down −92.1%
27 Oct 202129 Oct 2021SEC Form 42 dexercised options overnot a tradeUpstart Holdings20,000 sharesdown −91.9%down −92.1%
26 Oct 202128 Oct 2021SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative20,000 sharesdown −92.2%down −92.2%
26 Oct 202128 Oct 2021SEC Form 42 dexercised options overnot a tradeUpstart Holdings20,000 sharesdown −92.2%down −92.2%
15 Oct 202119 Oct 2021SEC Form 44 dexercised options overnot a tradeUpstart Holdingsderivative106,876 sharesdown −93.4%down −93.0%
15 Oct 202119 Oct 2021SEC Form 44 dexercised options overnot a tradeUpstart Holdingsderivative48,124 sharesdown −93.4%down −93.0%
15 Oct 202119 Oct 2021SEC Form 44 dexercised options overnot a tradeUpstart Holdings106,876 sharesdown −93.4%down −93.0%
15 Oct 202119 Oct 2021SEC Form 44 dexercised options overnot a tradeUpstart Holdings48,124 sharesdown −93.4%down −93.0%
15 Oct 202119 Oct 2021SEC Form 44 dsold on the open marketUpstart Holdings1,300 sharesdown −93.4%down −93.0%
15 Oct 202119 Oct 2021SEC Form 44 dsold on the open marketUpstart Holdings3,100 sharesdown −93.4%down −93.0%
15 Oct 202119 Oct 2021SEC Form 44 dsold on the open marketUpstart Holdings2,200 sharesdown −93.4%down −93.0%
15 Oct 202119 Oct 2021SEC Form 44 dsold on the open marketUpstart Holdings3,200 sharesdown −93.4%down −93.0%
15 Oct 202119 Oct 2021SEC Form 44 dsold on the open marketUpstart Holdings12,184 sharesdown −93.4%down −93.0%
15 Oct 202119 Oct 2021SEC Form 44 dsold on the open marketUpstart Holdings14,553 sharesdown −93.4%down −93.0%
15 Oct 202119 Oct 2021SEC Form 44 dsold on the open marketUpstart Holdings17,461 sharesdown −93.4%down −93.0%
15 Oct 202119 Oct 2021SEC Form 44 dsold on the open marketUpstart Holdings18,462 sharesdown −93.4%down −93.0%
15 Oct 202119 Oct 2021SEC Form 44 dsold on the open marketUpstart Holdings11,511 sharesdown −93.4%down −93.0%
15 Oct 202119 Oct 2021SEC Form 44 dsold on the open marketUpstart Holdings5,500 sharesdown −93.4%down −93.0%
15 Oct 202119 Oct 2021SEC Form 44 dsold on the open marketUpstart Holdings10,400 sharesdown −93.4%down −93.0%
15 Oct 202119 Oct 2021SEC Form 44 dsold on the open marketUpstart Holdings12,200 sharesdown −93.4%down −93.0%
15 Oct 202119 Oct 2021SEC Form 44 dsold on the open marketUpstart Holdings10,029 sharesdown −93.4%down −93.0%
15 Oct 202119 Oct 2021SEC Form 44 dsold on the open marketUpstart Holdings9,400 sharesdown −93.4%down −93.0%
15 Oct 202119 Oct 2021SEC Form 44 dsold on the open marketUpstart Holdings6,900 sharesdown −93.4%down −93.0%
15 Oct 202119 Oct 2021SEC Form 44 dsold on the open marketUpstart Holdings7,200 sharesdown −93.4%down −93.0%
15 Oct 202119 Oct 2021SEC Form 44 dsold on the open marketUpstart Holdings6,200 sharesdown −93.4%down −93.0%
15 Oct 202119 Oct 2021SEC Form 44 dsold on the open marketUpstart Holdings1,900 sharesdown −93.4%down −93.0%
15 Oct 202119 Oct 2021SEC Form 44 dsold on the open marketUpstart Holdings1,000 sharesdown −93.4%down −93.0%
15 Oct 202119 Oct 2021SEC Form 44 dsold on the open marketUpstart Holdings300 sharesdown −93.4%down −93.0%
15 Sep 202117 Sep 2021SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative155,000 sharesdown −90.8%down −91.6%
15 Sep 202117 Sep 2021SEC Form 42 dexercised options overnot a tradeUpstart Holdings155,000 sharesdown −90.8%down −91.6%
15 Sep 202117 Sep 2021SEC Form 42 dsold on the open marketUpstart Holdings4,306 sharesdown −90.8%down −91.6%
15 Sep 202117 Sep 2021SEC Form 42 dsold on the open marketUpstart Holdings1,817 sharesdown −90.8%down −91.6%
15 Sep 202117 Sep 2021SEC Form 42 dsold on the open marketUpstart Holdings4,373 sharesdown −90.8%down −91.6%
15 Sep 202117 Sep 2021SEC Form 42 dsold on the open marketUpstart Holdings6,446 sharesdown −90.8%down −91.6%
15 Sep 202117 Sep 2021SEC Form 42 dsold on the open marketUpstart Holdings9,933 sharesdown −90.8%down −91.6%
15 Sep 202117 Sep 2021SEC Form 42 dsold on the open marketUpstart Holdings11,437 sharesdown −90.8%down −91.6%
15 Sep 202117 Sep 2021SEC Form 42 dsold on the open marketUpstart Holdings12,171 sharesdown −90.8%down −91.6%
15 Sep 202117 Sep 2021SEC Form 42 dsold on the open marketUpstart Holdings9,206 sharesdown −90.8%down −91.6%
15 Sep 202117 Sep 2021SEC Form 42 dsold on the open marketUpstart Holdings20,075 sharesdown −90.8%down −91.6%
15 Sep 202117 Sep 2021SEC Form 42 dsold on the open marketUpstart Holdings13,667 sharesdown −90.8%down −91.6%
15 Sep 202117 Sep 2021SEC Form 42 dsold on the open marketUpstart Holdings12,079 sharesdown −90.8%down −91.6%
15 Sep 202117 Sep 2021SEC Form 42 dsold on the open marketUpstart Holdings24,950 sharesdown −90.8%down −91.6%
15 Sep 202117 Sep 2021SEC Form 42 dsold on the open marketUpstart Holdings8,200 sharesdown −90.8%down −91.6%
15 Sep 202117 Sep 2021SEC Form 42 dsold on the open marketUpstart Holdings12,600 sharesdown −90.8%down −91.6%
15 Sep 202117 Sep 2021SEC Form 42 dsold on the open marketUpstart Holdings1,600 sharesdown −90.8%down −91.6%
15 Sep 202117 Sep 2021SEC Form 42 dsold on the open marketUpstart Holdings2,140 sharesdown −90.8%down −91.6%
19 Aug 202123 Aug 2021SEC Form 44 dexercised options overnot a tradeUpstart Holdingsderivative20,000 sharesdown −86.8%down −87.4%
19 Aug 202123 Aug 2021SEC Form 44 dexercised options overnot a tradeUpstart Holdings20,000 sharesdown −86.8%down −87.4%
16 Aug 202118 Aug 2021SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative116,876 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative38,124 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dexercised options overnot a tradeUpstart Holdings116,876 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dexercised options overnot a tradeUpstart Holdings38,124 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dsold on the open marketUpstart Holdings500 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dsold on the open marketUpstart Holdings1,400 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dsold on the open marketUpstart Holdings1,500 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dsold on the open marketUpstart Holdings800 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dsold on the open marketUpstart Holdings900 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dsold on the open marketUpstart Holdings2,800 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dsold on the open marketUpstart Holdings9,979 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dsold on the open marketUpstart Holdings13,221 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dsold on the open marketUpstart Holdings8,700 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dsold on the open marketUpstart Holdings5,200 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dsold on the open marketUpstart Holdings11,704 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dsold on the open marketUpstart Holdings14,563 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dsold on the open marketUpstart Holdings11,665 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dsold on the open marketUpstart Holdings9,800 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dsold on the open marketUpstart Holdings10,150 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dsold on the open marketUpstart Holdings16,112 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dsold on the open marketUpstart Holdings5,100 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dsold on the open marketUpstart Holdings3,400 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dsold on the open marketUpstart Holdings2,200 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dsold on the open marketUpstart Holdings3,500 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dsold on the open marketUpstart Holdings10,788 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dsold on the open marketUpstart Holdings9,512 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dsold on the open marketUpstart Holdings1,000 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dsold on the open marketUpstart Holdings400 sharesdown −87.3%down −87.9%
16 Aug 202118 Aug 2021SEC Form 42 dsold on the open marketUpstart Holdings106 sharesdown −87.3%down −87.9%
14 Jul 202115 Jul 2021SEC Form 41 dexercised options overnot a tradeUpstart Holdings10,000 sharesdown −77.4%down −77.4%
14 Jul 202115 Jul 2021SEC Form 41 dexercised options overnot a tradeUpstart Holdingsderivative10,000 sharesdown −77.4%down −77.4%
13 Jul 202114 Jul 2021SEC Form 41 dexercised options overnot a tradeUpstart Holdings10,000 sharesdown −78.6%down −77.4%
13 Jul 202114 Jul 2021SEC Form 41 dexercised options overnot a tradeUpstart Holdingsderivative10,000 sharesdown −78.6%down −77.4%
20 Mar 202123 Mar 2021SEC Form 43 dwas grantednot a tradeUpstart Holdings25,412 sharesdown −79.6%down −78.4%
20 Mar 202123 Mar 2021SEC Form 43 dwas grantednot a tradeUpstart Holdingsderivative50,824 sharesdown −79.6%down −78.4%
5 Mar 20219 Mar 2021SEC Form 44 dexercised options overnot a tradeUpstart Holdings10,000 sharesdown −50.0%down −51.9%
5 Mar 20219 Mar 2021SEC Form 44 dexercised options overnot a tradeUpstart Holdingsderivative10,000 sharesdown −50.0%down −51.9%
18 Dec 202021 Dec 2020SEC Form 43 dsold on the open marketUpstart Holdings213,124 sharesdown −42.0%down −37.7%
15 Dec 202017 Dec 2020SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative210,000 sharesdown −28.5%
15 Dec 202017 Dec 2020SEC Form 42 dexercised options overnot a tradeUpstart Holdingsderivative3,124 sharesdown −28.5%
15 Dec 202017 Dec 2020SEC Form 42 dexercised options overnot a tradeUpstart Holdings210,000 sharesdown −28.5%
15 Dec 202017 Dec 2020SEC Form 42 dexercised options overnot a tradeUpstart Holdings3,124 sharesdown −28.5%

Both percentages are the stock’s move, not Paul Gu’s return: a disclosure gives a band, never an amount, so nobody can say how much was bought or what it made. They run to the last close we hold11 Sep 2026, except where a name has since delisted, when the row names its own last session. We publish no close, no volume and no dollar figure behind them. 310 of the 314 rows shown carry a percentage; the rest are dashes with the reason on the row.

Positions come from the unitedstates/congress-legislators roster, the Office of Government Ethics and the SEC’s Form 4 index. Every disclosed line names its own source and links the document the government published; we print what the filing says and never a price we did not read from it. Headlines and links come from the GDELT Global Knowledge Graph — the story stays with the publisher. The portrait, where we have one, is the public-domain Congressional Bioguide photograph.

Some filings reach us as photographs of paper rather than as a form we can read as text. Those are shown here only once they have been read and checked, so this page can hold fewer lines than the filings behind it contain. The link on every row opens the original document, which is always the full record.