Who
Thomas J. Fallon
Director
Company insider
Files Form 4 as: Director, Hercules Capital; Chief Executive Officer, Infinera.
In numbers
- Trades disclosed
- 362
- Buys
- 18
- Sells
- 20
- Bought
- $6.8M
- Sold
- $26.5M
- Companies
- 2
- Companies where not an officer
- 1
- First trade
- 6 Jun 2007
- Last trade
- 26 Mar 2026
- Last filed
- 30 Mar 2026
Companies traded
Activity over time
1 Nov 2024 – 1 Oct 2026
Buys above the line, sells below, each month.
Every trade
| Traded | Company | What | Amount | |
|---|---|---|---|---|
| 26 Mar 2026filed 30 Mar 2026 | HTGC Hercules CapitalCapital Markets & Asset Management | SEC FORM 4 Bought | $104K7,300 at $14.30 | filing |
| 26 Mar 2026filed 30 Mar 2026 | HTGC Hercules CapitalCapital Markets & Asset Management | SEC FORM 4 Bought | $104K7,300 at $14.30 | filing |
| 27 Feb 2026filed 27 Feb 2026 | HTGC Hercules CapitalCapital Markets & Asset Management | SEC FORM 4 Bought | $284K20,000 at $14.20 | filing |
| 27 Feb 2026filed 27 Feb 2026 | HTGC Hercules CapitalCapital Markets & Asset Management | SEC FORM 4 Bought | $284K20,000 at $14.20 | filing |
| 24 Feb 2026filed 25 Feb 2026 | HTGC Hercules CapitalCapital Markets & Asset Management | SEC FORM 4 Bought | $150K10,000 at $14.98 | filing |
| 24 Feb 2026filed 25 Feb 2026 | HTGC Hercules CapitalCapital Markets & Asset Management | SEC FORM 4 Bought | $150K10,000 at $14.98 | filing |
| 17 Feb 2026filed 19 Feb 2026 | HTGC Hercules CapitalCapital Markets & Asset Management | SEC FORM 4 Bought | $318K20,000 at $15.88 | filing |
| 17 Feb 2026filed 19 Feb 2026 | HTGC Hercules CapitalCapital Markets & Asset Management | SEC FORM 4 Bought | $318K20,000 at $15.88 | filing |
| 8 May 2025filed 9 May 2025 | HTGC Hercules CapitalCapital Markets & Asset Management | SEC FORM 4 Bought | $105K5,976 at $17.53 | filing |
| 6 Aug 2024filed 8 Aug 2024 | HTGC Hercules CapitalCapital Markets & Asset Management | SEC FORM 4 Code D | —1,158 at $0.00 | filing |
| 6 Aug 2024filed 8 Aug 2024 | HTGC Hercules CapitalCapital Markets & Asset Management | SEC FORM 4 Code A | —1,158 at $0.00 | filing |
| 6 Aug 2024filed 8 Aug 2024 | HTGC Hercules CapitalCapital Markets & Asset Management | SEC FORM 4 Bought | $105K5,723 at $18.33 | filing |
| 20 Jun 2024filed 24 Jun 2024 | HTGC Hercules CapitalCapital Markets & Asset Management | SEC FORM 4 Code A | $60K3,030 at $19.80 | filing |
| 20 Jun 2024filed 24 Jun 2024 | HTGC Hercules CapitalCapital Markets & Asset Management | SEC FORM 4 Code D | —149 at $0.00 | filing |
| 20 Jun 2024filed 24 Jun 2024 | HTGC Hercules CapitalCapital Markets & Asset Management | SEC FORM 4 Code A | —149 at $0.00 | filing |
| 22 Nov 2023filed 27 Nov 2023 | HTGC Hercules CapitalCapital Markets & Asset Management | SEC FORM 4 Code D | —5,800 at $0.00 | filing |
| 22 Nov 2023filed 27 Nov 2023 | HTGC Hercules CapitalCapital Markets & Asset Management | SEC FORM 4 Code A | $2,365149 at $15.87 | filing |
| 22 Nov 2023filed 27 Nov 2023 | HTGC Hercules CapitalCapital Markets & Asset Management | SEC FORM 4 Code A | —5,800 at $0.00 | filing |
| 8 Sep 2023filed 11 Sep 2023 | HTGC Hercules CapitalCapital Markets & Asset Management | SEC FORM 4 Code A | $90K5,656 at $15.90 | filing |
| 25 Aug 2023filed 28 Aug 2023 | HTGC Hercules CapitalCapital Markets & Asset Management | SEC FORM 4 Code D | —1,377 at $0.00 | filing |
News
Hercules Capital (NYSE:HTGC) vs. ONEX (OTCMKTS:ONEXF) Financial ReviewHTGC · dailypolitical.com · 18 Oct 2026Head-To-Head Analysis: Hercules Capital (NYSE:HTGC) & ONEX (OTCMKTS:ONEXF)HTGC · tickerreport.com · 18 Oct 2026Moelis & Company (NYSE:MC) vs. Hercules Capital (NYSE:HTGC) Financial ReviewHTGC · tickerreport.com · 13 Oct 2026
0 headlines in the last 90 days name Thomas J. Fallon; 3 articles from the last 14 days about the 1 company they traded most, at most three about any one of them.
Sectors
Related people
Nobody else traded the same names lately.