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Who

Frank C. Herringer

Director

Company insider

Files Form 4 as: Director, Charles Schwab; Director, Amgen; Director, Safeway.

In numbers

Trades disclosed
329
Buys
4
Sells
6
Bought
$1.1M
Sold
$2.3M
Companies
3
Companies where not an officer
3
First trade
3 Jan 2006
Last trade
1 Oct 2026
Last filed
5 Oct 2026

Companies traded

Everywhere else they filed: board seats, 10% stakes, other companies
SCHW Charles SchwabDirector · Capital Markets & Asset Management · last 1 Oct 20260 buys · 6 sells
AMGN AmgenDirector · Biotechnology · last 3 May 20191 buy · 0 sells
SafewayDirector · last 30 Jan 20153 buys · 0 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
10Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
1 Oct 2026filed 5 Oct 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code A—445filing
1 Jul 2026filed 6 Jul 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code A—457filing
1 Jul 2026filed 6 Jul 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code A—457filing
26 May 2026filed 27 May 2026SCHW Charles SchwabCapital Markets & Asset ManagementSEC FORM 4 Code A—1,602 at $0.00filing
26 May 2026filed 27 May 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code A—3,977 at $0.00filing
26 May 2026filed 27 May 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code A—3,977 at $0.00filing
26 May 2026filed 27 May 2026SCHW Charles SchwabCapital Markets & Asset ManagementSEC FORM 4 Code A—1,602 at $0.00filing
28 Apr 2026filed 29 Apr 2026SCHW Charles SchwabCapital Markets & Asset ManagementSEC FORM 4 Code M$228K7,866 at $28.96filing
28 Apr 2026filed 29 Apr 2026SCHW Charles SchwabCapital Markets & Asset ManagementSEC FORM 4 Sold$228K2,520 at $90.60filing
28 Apr 2026filed 29 Apr 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code M—7,866 at $0.00filing
28 Apr 2026filed 29 Apr 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code M—7,866 at $0.00filing
28 Apr 2026filed 29 Apr 2026SCHW Charles SchwabCapital Markets & Asset ManagementSEC FORM 4 Code M$228K7,866 at $28.96filing
28 Apr 2026filed 29 Apr 2026SCHW Charles SchwabCapital Markets & Asset ManagementSEC FORM 4 Sold$228K2,520 at $90.60filing
1 Apr 2026filed 2 Apr 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code A—474filing
1 Apr 2026filed 2 Apr 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code A—474filing
2 Jan 2026filed 6 Jan 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code A—431filing
2 Jan 2026filed 6 Jan 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code A—431filing
1 Oct 2025filed 3 Oct 2025SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code A—224filing
1 Oct 2025filed 3 Oct 2025SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code A—921filing
1 Jul 2025filed 3 Jul 2025SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code A—227filing

Sectors

Financials6
Health Care1
Not placed3

Buys in green, sells in red, by the company’s sector.

Related people

Stephen A. EllisDirector · Director at Schwab Charles, filing Form 4 there in the last year
Neesha HathiMD, Head Wealth Adv, Bnk, Tst · MD, Head Wealth Adv, Bnk, Tst at Schwab Charles, filing Form 4 there in the last year
Marianne Catherine BrownDirector · Director at Schwab Charles, filing Form 4 there in the last year
Charles A. RuffelDirector · Director at Schwab Charles, filing Form 4 there in the last year
Walter W. BettingerCo-Chairman · Co-Chairman at Schwab Charles, filing Form 4 there in the last year
David J. TaylorRepresentative, OH-02 · Also traded AMGN in the last 90 days
Carolyn Schwab-PomerantzDirector · Also traded SCHW in the last 90 days
Charles R. SchwabCo-Chairman · Also traded SCHW in the last 90 days