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Who

Stephen A. Ellis

Director

Company insider

Files Form 4 as: Director, Charles Schwab.

In numbers

Trades disclosed
143
Buys
4
Sells
2
Bought
$2.9M
Sold
$3.2M
Companies
1
Companies where not an officer
1
First trade
12 Dec 2012
Last trade
1 Oct 2026
Last filed
5 Oct 2026

Companies traded

Everywhere else they filed: board seats, 10% stakes, other companies
SCHW Charles SchwabDirector · Capital Markets & Asset Management · last 1 Oct 20264 buys · 2 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
10Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
1 Oct 2026filed 5 Oct 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code A—369filing
23 Sep 2026filed 25 Sep 2026SCHW Charles SchwabCapital Markets & Asset ManagementSEC FORM 4 Code M$60K1,918 at $31.48filing
23 Sep 2026filed 25 Sep 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code M—1,918 at $0.00filing
23 Sep 2026filed 25 Sep 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code M—1,918 at $0.00filing
23 Sep 2026filed 25 Sep 2026SCHW Charles SchwabCapital Markets & Asset ManagementSEC FORM 4 Code M$60K1,918 at $31.48filing
1 Jul 2026filed 6 Jul 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code A—379filing
1 Jul 2026filed 6 Jul 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code A—379filing
23 Jun 2026filed 25 Jun 2026SCHW Charles SchwabCapital Markets & Asset ManagementSEC FORM 4 Code M$57K2,258 at $25.11filing
23 Jun 2026filed 25 Jun 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code M—2,258 at $0.00filing
23 Jun 2026filed 25 Jun 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code M—2,258 at $0.00filing
23 Jun 2026filed 25 Jun 2026SCHW Charles SchwabCapital Markets & Asset ManagementSEC FORM 4 Code M$57K2,258 at $25.11filing
26 May 2026filed 27 May 2026SCHW Charles SchwabCapital Markets & Asset ManagementSEC FORM 4 Code A—1,602 at $0.00filing
26 May 2026filed 27 May 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code A—3,977 at $0.00filing
26 May 2026filed 27 May 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code A—3,977 at $0.00filing
26 May 2026filed 27 May 2026SCHW Charles SchwabCapital Markets & Asset ManagementSEC FORM 4 Code A—1,602 at $0.00filing
1 Apr 2026filed 2 Apr 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code A—393filing
1 Apr 2026filed 2 Apr 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code A—393filing
24 Mar 2026filed 25 Mar 2026SCHW Charles SchwabCapital Markets & Asset ManagementSEC FORM 4 Code M$54K1,899 at $28.38filing
24 Mar 2026filed 25 Mar 2026SCHW Charles SchwabCapital Markets & Asset ManagementSEC FORM 4 Code M$228K7,866 at $28.96filing
24 Mar 2026filed 25 Mar 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code M$3.6M1,899 at $1,899.00filing

Sectors

Financials6

Buys in green, sells in red, by the company’s sector.

Related people

Frank C. HerringerDirector · Director at Schwab Charles, filing Form 4 there in the last year
Neesha HathiMD, Head Wealth Adv, Bnk, Tst · MD, Head Wealth Adv, Bnk, Tst at Schwab Charles, filing Form 4 there in the last year
Marianne Catherine BrownDirector · Director at Schwab Charles, filing Form 4 there in the last year
Charles A. RuffelDirector · Director at Schwab Charles, filing Form 4 there in the last year
Walter W. BettingerCo-Chairman · Co-Chairman at Schwab Charles, filing Form 4 there in the last year
Carolyn Schwab-PomerantzDirector · Also traded SCHW in the last 90 days
Charles R. SchwabCo-Chairman · Also traded SCHW in the last 90 days
Jonathan S. BeattyMD, Head of Advisor Services · Also traded SCHW in the last 90 days