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Who

Neesha Hathi

MD, Head Wealth Adv, Bnk, Tst

Company insider

Files Form 4 as: MD, Head Wealth Adv, Bnk, Tst, Charles Schwab; Director, The Cigna Group.

In numbers

Trades disclosed
24
Buys
0
Sells
3
Bought
$0
Sold
$1.9M
Companies
2
Companies where not an officer
1
First trade
1 Sep 2021
Last trade
1 Oct 2026
Last filed
5 Oct 2026

Companies traded

Where they are an officer
SCHW Charles SchwabOfficer · Capital Markets & Asset Management · last 1 Oct 20260 buys · 3 sells
Everywhere else they filed: board seats, 10% stakes, other companies
CI The Cigna GroupDirector · Managed Care & Insurers · last 22 Apr 20260 buys · 0 sells

Activity over time

1 Aug – 1 Oct
201 Aug1 Sep1 Oct

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
1 Oct 2026filed 5 Oct 2026SCHW Charles SchwabCapital Markets & Asset ManagementSEC FORM 4 Code M$210K5,000 at $41.98filing
1 Oct 2026filed 5 Oct 2026SCHW Charles SchwabCapital Markets & Asset ManagementSEC FORM 4 Sold$489K5,000 at $97.80filing
1 Oct 2026filed 5 Oct 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code M—5,000 at $0.00filing
1 Sep 2026filed 2 Sep 2026SCHW Charles SchwabCapital Markets & Asset ManagementSEC FORM 4 Code M$165K3,177 at $52.05filing
1 Sep 2026filed 2 Sep 2026SCHW Charles SchwabCapital Markets & Asset ManagementSEC FORM 4 Sold$346K3,177 at $109.04filing
1 Sep 2026filed 2 Sep 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code M—3,177 at $0.00filing
1 Sep 2026filed 2 Sep 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code M—3,177 at $0.00filing
1 Sep 2026filed 2 Sep 2026SCHW Charles SchwabCapital Markets & Asset ManagementSEC FORM 4 Code M$165K3,177 at $52.05filing
1 Sep 2026filed 2 Sep 2026SCHW Charles SchwabCapital Markets & Asset ManagementSEC FORM 4 Sold$346K3,177 at $109.04filing
28 Aug 2026filed 31 Aug 2026SCHW Charles SchwabCapital Markets & Asset ManagementSEC FORM 4 Code M$165K3,177 at $52.05filing
28 Aug 2026filed 31 Aug 2026SCHW Charles SchwabCapital Markets & Asset ManagementSEC FORM 4 Sold$343K3,177 at $108.12filing
28 Aug 2026filed 31 Aug 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code M—3,177 at $0.00filing
28 Aug 2026filed 31 Aug 2026SCHW Charles Schwaboption or derivative · Capital Markets & Asset ManagementSEC FORM 4 Code M—3,177 at $0.00filing
28 Aug 2026filed 31 Aug 2026SCHW Charles SchwabCapital Markets & Asset ManagementSEC FORM 4 Code M$165K3,177 at $52.05filing
28 Aug 2026filed 31 Aug 2026SCHW Charles SchwabCapital Markets & Asset ManagementSEC FORM 4 Sold$343K3,177 at $108.12filing
22 Apr 2026filed 24 Apr 2026CI The Cigna GroupManaged Care & InsurersSEC FORM 4 Code A—782 at $0.00filing
22 Apr 2026filed 24 Apr 2026CI The Cigna GroupManaged Care & InsurersSEC FORM 4 Code A—782 at $0.00filing
23 Apr 2025filed 25 Apr 2025CI The Cigna GroupManaged Care & InsurersSEC FORM 4 Code A—638 at $0.00filing
24 Apr 2024filed 26 Apr 2024CI The Cigna GroupManaged Care & InsurersSEC FORM 4 Code A—539 at $0.00filing
26 Apr 2023filed 28 Apr 2023CI The Cigna GroupManaged Care & InsurersSEC FORM 4 Code A—765 at $0.00filing

Sectors

Financials3

Buys in green, sells in red, by the company’s sector.

Related people

Charles A. RuffelDirector · Director at Schwab Charles, filing Form 4 there in the last year
Frank C. HerringerDirector · Director at Schwab Charles, filing Form 4 there in the last year
Marianne Catherine BrownDirector · Director at Schwab Charles, filing Form 4 there in the last year
Stephen A. EllisDirector · Director at Schwab Charles, filing Form 4 there in the last year
Walter W. BettingerCo-Chairman · Co-Chairman at Schwab Charles, filing Form 4 there in the last year
Ro KhannaRepresentative, CA-17 · Also traded SCHW in the last 90 days
Carolyn Schwab-PomerantzDirector · Also traded SCHW in the last 90 days
Charles R. SchwabCo-Chairman · Also traded SCHW in the last 90 days