Who
James S. Putnam
Director
Company insider
Files Form 4 as: Director, LPL Financial Holdings.
In numbers
- Trades disclosed
- 125
- Buys
- 0
- Sells
- 20
- Bought
- $0
- Sold
- $41.4M
- Companies
- 1
- Companies where not an officer
- 1
- First trade
- 17 Nov 2010
- Last trade
- 28 Aug 2026
- Last filed
- 1 Sep 2026
Companies traded
Activity over time
1 Nov 2024 – 1 Oct 2026
Buys above the line, sells below, each month.
Every trade
| Traded | Company | What | Amount | |
|---|---|---|---|---|
| 28 Aug 2026filed 1 Sep 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code A | —7 at $0.00 | filing |
| 28 Aug 2026filed 1 Sep 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code A | —7 at $0.00 | filing |
| 3 Aug 2026filed 4 Aug 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code G | —2,000 at $0.00 | filing |
| 3 Aug 2026filed 4 Aug 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code G | —2,000 at $0.00 | filing |
| 4 Jun 2026filed 8 Jun 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code A | —10 at $0.00 | filing |
| 4 Jun 2026filed 8 Jun 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code A | —10 at $0.00 | filing |
| 15 May 2026filed 19 May 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code A | —712 at $0.00 | filing |
| 15 May 2026filed 19 May 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code A | —712 at $0.00 | filing |
| 7 May 2026filed 8 May 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code G | —100 at $0.00 | filing |
| 7 May 2026filed 8 May 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code G | —100 at $0.00 | filing |
| 24 Mar 2026filed 26 Mar 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code A | —10 at $0.00 | filing |
| 24 Mar 2026filed 26 Mar 2026 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code A | —10 at $0.00 | filing |
| 1 Dec 2025filed 3 Dec 2025 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code A | —7 at $0.00 | filing |
| 29 Aug 2025filed 3 Sep 2025 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code A | —7 at $0.00 | filing |
| 12 Jun 2025filed 16 Jun 2025 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code A | —6 at $0.00 | filing |
| 23 May 2025filed 28 May 2025 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code A | —602 at $0.00 | filing |
| 25 Mar 2025filed 26 Mar 2025 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code A | —8 at $0.00 | filing |
| 2 Dec 2024filed 4 Dec 2024 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code A | —8 at $0.00 | filing |
| 23 Aug 2024filed 27 Aug 2024 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code A | —16 at $0.00 | filing |
| 4 Jun 2024filed 6 Jun 2024 | LPLA LPL Financial HoldingsCapital Markets & Asset Management | SEC FORM 4 Code A | —10 at $0.00 | filing |
News
Recent Research Analysts' Ratings Updates for LPL Financial (LPLA)LPLA · dailypolitical.com · 19 Oct 2026Contrasting Main Street Capital (NYSE:MAIN) and LPL Financial (NASDAQ:LPLA)LPLA · tickerreport.com · 17 Oct 2026Head-To-Head Contrast: LPL Financial (NASDAQ:LPLA) & Site Centers (NYSE:SITC)LPLA · themarketsdaily.com · 15 Oct 2026
0 headlines in the last 90 days name James S. Putnam; 3 articles from the last 14 days about the 1 company they traded most, at most three about any one of them.