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Who

Lisa Westley

Director

Company insider

Files Form 4 as: Director, SuRo Capital.

In numbers

Trades disclosed
8
Buys
0
Sells
0
Bought
$0
Sold
$0
Companies
1
Companies where not an officer
1
First trade
2 Jul 2020
Last trade
10 Jun 2026
Last filed
12 Jun 2026

Companies traded

Everywhere else they filed: board seats, 10% stakes, other companies
SuRo CapitalDirector · last 10 Jun 20260 buys · 0 sells

Activity over time

Not enough dated trades to draw.

Every trade

TradedCompanyWhatAmount
10 Jun 2026filed 12 Jun 2026SuRo CapitalSEC FORM 4 Code A—3,536 at $0.00filing
10 Jun 2026filed 12 Jun 2026NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Code A—3,536 at $0.00filing
28 May 2025filed 30 May 2025NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Code A—7,812 at $0.00filing
5 Jun 2024filed 7 Jun 2024NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Code A—12,048 at $0.00filing
31 May 2023filed 2 Jun 2023NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Code A—15,015 at $0.00filing
1 Jun 2022filed 3 Jun 2022NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Code A—6,684 at $0.00filing
9 Jul 2021filed 13 Jul 2021NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Code A—3,770 at $0.00filing
2 Jul 2020filed 2 Jul 2020NSLR Neostellar CapitalFunds, Shells & SPACsSEC FORM 4 Code A—5,440 at $0.00filing

News

No headline names them, or the companies they trade most, lately.

Sectors

No trade we could place in a sector.

Related people

Mark D. KleinChairman, CEO and President · Chairman, CEO and President at Suro Capital, filing Form 4 there in the last year
Ronald M. LottDirector · Director at Suro Capital, filing Form 4 there in the last year
Erik A. FalkDirector · Director at Neostellar Capital, filing Form 4 there in the last year
Allison GreenOfficer · Officer at Suro Capital, filing Form 4 there in the last year
Leonard PotterDirector · Director at Suro Capital, filing Form 4 there in the last year