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Who

Steven A. Kass

Director

Company insider

Files Form 4 as: Director, StoneX Group; Director, Peapack-Gladstone Financial; Director, Sun Bancorp Inc /nj/.

In numbers

Trades disclosed
75
Buys
3
Sells
1
Bought
$90K
Sold
$493K
Companies
3
Companies where not an officer
3
First trade
24 May 2012
Last trade
31 Jul 2026
Last filed
3 Aug 2026

Companies traded

Everywhere else they filed: board seats, 10% stakes, other companies
SNEX StoneX GroupDirector · Capital Markets & Asset Management · last 31 Jul 20260 buys · 1 sell
PGC Peapack-Gladstone FinancialDirector · Regional banks · last 20 Mar 20263 buys · 0 sells
Sun Bancorp Inc /nj/Director · last 31 Dec 20130 buys · 0 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
10Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
31 Jul 2026filed 3 Aug 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Code A—174 at $0.00filing
31 Jul 2026filed 3 Aug 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Code A—174 at $0.00filing
11 May 2026filed 11 May 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$247K2,000 at $123.26filing
11 May 2026filed 11 May 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Sold$247K2,000 at $123.26filing
30 Apr 2026filed 4 May 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Code A—131 at $0.00filing
30 Apr 2026filed 4 May 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Code A—131 at $0.00filing
20 Mar 2026filed 23 Mar 2026PGC Peapack-Gladstone FinancialRegional banksSEC FORM 4 Code M—2,978filing
20 Mar 2026filed 23 Mar 2026PGC Peapack-Gladstone Financialoption or derivative · Regional banksSEC FORM 4 Code M—2,978filing
20 Mar 2026filed 23 Mar 2026PGC Peapack-Gladstone Financialoption or derivative · Regional banksSEC FORM 4 Code A—2,652filing
20 Mar 2026filed 23 Mar 2026PGC Peapack-Gladstone Financialoption or derivative · Regional banksSEC FORM 4 Code M—2,978filing
20 Mar 2026filed 23 Mar 2026PGC Peapack-Gladstone Financialoption or derivative · Regional banksSEC FORM 4 Code A—2,652filing
20 Mar 2026filed 23 Mar 2026PGC Peapack-Gladstone FinancialRegional banksSEC FORM 4 Code M—2,978filing
10 Mar 2026filed 12 Mar 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Code A—1,101 at $0.00filing
10 Mar 2026filed 12 Mar 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Code A—1,101 at $0.00filing
30 Jan 2026filed 3 Feb 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Code A—121 at $0.00filing
30 Jan 2026filed 3 Feb 2026SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Code A—121 at $0.00filing
31 Oct 2025filed 3 Nov 2025SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Code A—145 at $0.00filing
31 Jul 2025filed 4 Aug 2025SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Code A—139 at $0.00filing
30 Apr 2025filed 2 May 2025SNEX StoneX GroupCapital Markets & Asset ManagementSEC FORM 4 Code A—151 at $0.00filing
20 Mar 2025filed 21 Mar 2025PGC Peapack-Gladstone Financialoption or derivative · Regional banksSEC FORM 4 Code A—2,978 at $0.00filing

Sectors

Financials4

Buys in green, sells in red, by the company’s sector.

Related people

Philip Andrew SmithChief Executive Officer · Chief Executive Officer at StoneX Group, filing Form 4 there in the last year
Mark Lowry MaurerOther role · Other at StoneX Group, filing Form 4 there in the last year
Sean Michael OconnorExecutive Vice-Chairman-Board · Executive Vice-Chairman-Board at StoneX Group, filing Form 4 there in the last year
Maureen HemhauserEVP & Chief Risk Officer · EVP & Chief Risk Officer at Peapack Gladstone Financial, filing Form 4 there in the last year
Abigail H. PerkinsChief Information Officer · Chief Information Officer at StoneX Group, filing Form 4 there in the last year
Diego RotsztainChief Governance/Legal Officer · Also traded SNEX in the last 90 days
Gregory Martin SmithSEVP, President Comml Banking · Also traded PGC in the last 90 days
William J. DunawayChief Financial Officer · Also traded SNEX in the last 90 days