The company
Total Return Securities Fund
SWZ · NYSE
FinancialsFunds, Shells & SPACs
SWZ stood above a rising 150-day average in 0 of the last 52 weekly readings. It is 2.7% below that average now. Financials: 46% of its 741 stocks in an uptrend (−11 points in four weeks).
Statistics
- Rotation
- not in the set
- Weeks in an uptrend
- out for 52
- Insider buys, 12 months
- $3.0M
- Insider sales, 12 months
- $347K
- Officials’ trades on record
- 0
- Institutions holding
- 41 (+0)
In the rotation
Each square a week: lit when it closed above a rising 150-day average. 0 of 52 weeks.
17 Apr – 16 Oct
Money in and out
1 Nov 2024 – 1 Oct 2026
Open-market buys above the line and sales below, in dollars.
Congress and officials
No member of Congress or official has disclosed a trade in it.
Insiders
Buy orders, 12 months58
Sale orders, 12 months7
Buyers · sellers4 · 1
| Who | Did | Shares | Traded |
|---|---|---|---|
| Phillip GoldsteinSecretary | bought | 5,000at $5.73 | 8 Oct 2026filed 13 Oct 2026 |
| Andrew DakosPresident and CEO | bought | 1,000at $5.76 | 28 Sep 2026filed 29 Sep 2026 |
| Andrew DakosPresident and CEO | bought | 9,000at $5.77 | 28 Sep 2026filed 29 Sep 2026 |
| Moritz A. SellDirector | bought | 2,000at $5.77 | 28 Sep 2026filed 30 Sep 2026 |
| Andrew DakosPresident and CEO | bought | 7,649at $5.81 | 25 Sep 2026filed 29 Sep 2026 |
| Andrew DakosPresident and CEO | bought | 2,351at $5.82 | 25 Sep 2026filed 29 Sep 2026 |
| Moritz A. SellDirector | bought | 3,000at $5.98 | 31 Aug 2026filed 1 Sep 2026 |
| Rajeev P. DasSecretary | bought | 1,366at $5.93 | 24 Aug 2026filed 25 Aug 2026 |
| Rajeev P. DasSecretary | bought | 1,700at $5.93 | 21 Aug 2026filed 25 Aug 2026 |
| Moritz A. SellDirector | bought | 1,000at $5.91 | 10 Aug 2026filed 12 Aug 2026 |
| Moritz A. SellDirector | bought | 2,000at $5.86 | 23 Jul 2026filed 24 Jul 2026 |
| Moritz A. SellDirector | bought | 517at $5.90 | 22 Jul 2026filed 24 Jul 2026 |
Lines filed since 2 January 2026, newest first; every insider’s older lines are on their own page.
Institutions
Holders41+0 on the quarter
New · exited7 · 7
Reported value$32.1M
Quarter to 30 Jun 2026, against 31 Mar 2026; newest filing 31 Aug 2026.
| Manager | Shares | Change |
|---|---|---|
| CSS LLCadded · filed 14 Aug 2026 | 1,040,190$6.2M | +19,643+1.9% |
| BANK OF AMERICA CORPnew · filed 14 Aug 2026 | 867,363$5.2M | +867,363 |
| Matisse Capitaladded · filed 12 Aug 2026 | 609,000$3.6M | +201,731+49.5% |
| ICON ADVISERS INCreduced · filed 13 Aug 2026 | 446,220$2.7M | -54,074−10.8% |
| Saba Capital Management, L.P.unchanged · filed 14 Aug 2026 | 404,080$2.4M | 00.0% |
| Shaker Financial Services, LLCadded · filed 15 Jul 2026 | 393,170$2.3M | +70,775+22.0% |
| Logan Stone Capital, LLCadded · filed 14 Aug 2026 | 198,157$1.2M | +170,346+612.5% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLCadded · filed 6 Aug 2026 | 168,610$1.0M | +80,336+91.0% |
| EVOLVE PRIVATE WEALTH, LLCreduced · filed 12 Aug 2026 | 139,192$827K | -7,098−4.9% |
| Yakira Capital Management, Inc.unchanged · filed 13 Aug 2026 | 125,557$746K | 00.0% |
31 Mar 2023 – 30 Jun 2026
News
No headline names it lately.
Everyone who traded it
Same industry
No other stock in its industry this week.
Government contracts
No federal award is tied to it.
From its SEC filings
No ratio computed from its SEC filings yet.
Analyst forecasts
No analyst forecasts yet.